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MOODYS CORP /DE/ SEC Filings

MCO NYSE

Welcome to our dedicated page for MOODYS /DE/ SEC filings (Ticker: MCO), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on MOODYS /DE/'s stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into MOODYS /DE/'s regulatory disclosures and financial reporting.

Rhea-AI Summary

Moody's Corporation director Jorge A. Bermudez reported routine equity awards in the form of common stock. On the reported date, he acquired 20 shares through a restricted stock deferred dividend reinvestment accrual and 1.482 shares through an RSU deferred dividend reinvestment accrual, both at no cash cost. Following these awards, Bermudez directly holds 22,918.252 shares of Moody's common stock. These are compensation-related accruals rather than open-market purchases or sales.

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Moody's Corporation director Therese Esperdy reported a small equity award tied to existing restricted stock units (RSUs). On this Form 4, she acquired 15.89 shares of Moody's common stock at no cost through RSU deferred dividend reinvestment and dividend equivalents on previously granted, unvested RSUs. These additional shares will vest and settle together with the underlying RSU award. Following this routine compensation-related accrual, she directly holds a reported 5,216.552 shares of Moody's common stock.

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Sawicki Lisa P reported acquisition or exercise transactions in this Form 4 filing.

Moody's Corporation director Lisa P. Sawicki received an exempt equity grant of 528 shares of Common Stock on March 16, 2026. The award, reported at a price of $0.00 per share, is described as a grant of restricted stock units and brings her direct holdings to 528 shares.

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MOODYS CORP /DE/ filed an initial insider ownership report for director Lisa P Sawicki on Form 3. The filing establishes her status as a board member subject to insider reporting rules but does not list any stock transactions or derivative positions in this excerpt.

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Moody's Corporation Chief Accounting Officer and Controller Jason D. Phillips reported an open-market sale of 333.123 shares of common stock at $472.6100 per share on March 4, 2026. After this transaction, he directly held 2,097.9505 shares of Moody's common stock.

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Moody's Corporation senior vice president and chief financial officer Noemie Clemence Heuland completed an open-market sale of 100 shares of common stock at a price of $465.87 per share on March 4, 2026. After this transaction, she held 4,086.408 shares of Moody's common stock in direct ownership.

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Moody's Corporation president Michael L. West reported an open-market sale of 4,250 shares of Moody's common stock on March 4, 2026, at a reported price of $473.7178 per share. Following this transaction, he directly held 8,758.98 shares of Moody's common stock.

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Moody's Corporation senior vice president and general counsel Richard G. Steele reported several common stock transactions. On March 2, 2026, he acquired 1,308.0000 shares at $0.0000 per share upon settlement of 2023–2025 performance shares and a 2024 strategic incentive award, then had 731.8420 shares withheld at $467.4900 per share to cover taxes. On March 3, 2026, he executed an open-market sale of 375.0000 shares at $456.7100 per share under a Rule 10b5-1 plan adopted on July 29, 2025, leaving 2,458.8800 shares held directly. An additional 3,612.6660 shares are reported as held indirectly through a trust.

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Moody's Corporation President and CEO Robert Fauber reported several stock transactions. On March 2, he acquired 35,556 shares of common stock as a grant tied to the vesting of 2023–2025 performance shares. On the same date, 23,164.066 shares were withheld to cover tax obligations at a price of $467.49 per share.

On March 3, he sold 5,213 common shares in an open-market transaction at $456.71 per share under a Rule 10b5-1 trading plan adopted by him on July 30, 2025. After these transactions, he directly owned 75,788.918 common shares.

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Marsh & McLennan Companies insider sale reported. Michael L. West sold 3,327 common shares on 02/26/2026, with an aggregate amount of $1,577,340.34 shown for the past three months. The filing also lists multiple restricted stock vesting events: 1,216 (03/01/2016), 617 (03/01/2018), 1,116 (03/01/2020), 178 (03/01/2023), and 1,123 (03/01/2025).

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FAQ

How many MOODYS /DE/ (MCO) SEC filings are available on StockTitan?

StockTitan tracks 144 SEC filings for MOODYS /DE/ (MCO), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for MOODYS /DE/ (MCO)?

The most recent SEC filing for MOODYS /DE/ (MCO) was filed on March 17, 2026.