Moody's director receives stock via dividend awards

Moody's Corporation director Bruce Van Saun increased his holdings through stock-based awards rather than market purchases.

Rhea-AI Filing Summary

Moody's Corporation director Bruce Van Saun increased his holdings through stock-based awards rather than market purchases. On March 13, 2026, he acquired 8 shares of common stock from restricted stock deferred dividend reinvestment and 18.687 shares from RSU dividend reinvestment and dividend equivalents tied to unvested RSUs. After these awards, he held 9,858.908 common shares directly. These are compensation-related accruals that will vest and settle in line with the underlying restricted stock and RSU awards.

Insider Trade Summary

Grant/Award: 26.687 shares

Grant/Award 2 txns

Insider VAN SAUN BRUCE

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	8	$0.00	$0.00
Grant/Award	Common Stock	18.687	$0.00	$0.00

Holdings After Transaction: Common Stock — 9,858.908 shares (Direct)

Footnotes (2)

1. F1. Restricted Stock deferred dividend reinvestment accrual.
2. F2. RSU deferred dividend reinvestment accrual and dividend equivalents on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Moody's (MCO) director Bruce Van Saun report?

Bruce Van Saun reported acquiring additional Moody's common shares through stock-based awards. The acquisitions stem from restricted stock and RSU dividend reinvestment accruals, reflecting compensation-related awards rather than open-market buying activity.

How many Moody's (MCO) shares did Bruce Van Saun acquire in this Form 4?

He acquired 8 shares from restricted stock deferred dividend reinvestment and 18.687 shares from RSU dividend reinvestment and dividend equivalents. Together, these transactions modestly increased his directly held Moody's common stock position.

On what date did Bruce Van Saun’s Moody's (MCO) stock awards occur?

Both stock award-related acquisitions are dated March 13, 2026. The entries reflect compensation accruals for dividends and dividend equivalents on restricted stock and RSUs recorded on that same transaction date.

What is Bruce Van Saun’s Moody's (MCO) common stock holding after these transactions?

Following the second transaction, Bruce Van Saun directly holds 9,858.908 shares of Moody's common stock. This figure reflects his updated ownership after the restricted stock and RSU dividend-related share accruals on March 13, 2026.

Were Bruce Van Saun’s Moody's (MCO) transactions open-market buys or compensation awards?

The transactions are compensation-related awards, not open-market purchases. Footnotes describe them as restricted stock deferred dividend reinvestment accruals and RSU dividend reinvestment and dividend equivalents that vest and settle with the underlying awards.

What do the footnotes in Bruce Van Saun’s Moody's (MCO) Form 4 explain?

The footnotes state one transaction is restricted stock deferred dividend reinvestment accrual. The other involves RSU deferred dividend reinvestment accrual and dividend equivalents on unvested RSUs, which will vest and settle together with the underlying RSU awards.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/17/2026 - 04:17 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

VAN SAUN BRUCE

(Last) (First) (Middle)

7 WORLD TRADE CENTER,

250 GREENWICH STREET

(Street)

NEW YORK NY 10007

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/13/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/13/2026		A		8(1)	A	$0	9,840.221	D
Common Stock	03/13/2026		A		18.687(2)	A	$0	9,858.908	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted Stock deferred dividend reinvestment accrual.

2. RSU deferred dividend reinvestment accrual and dividend equivalents on exempt grant of unvested RSUs, which will vest and settle with the underlying award.

Remarks:

	Elizabeth McCarroll, by power of attorney for Bruce Van Saun	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.