Robert Fauber reports sale of 7,847 shares (MCO) on Form 144

Rhea-AI Filing Summary

Reported insider sales by Robert Fauber of 7,847 shares of Common Stock. The filings list sales of 592, 575, 5,213, and 1,467 shares on 02/02/2026, 02/03/2026, 03/03/2026, and 04/01/2026 respectively, producing aggregate proceeds of $3,615,466.12. The schedule also shows securities listed for sale tied to restricted stock vesting and prior option grants.

Insights

Corporate Governance Analyst

Insider sales disclosed across several dates, totaling 7,847 shares and about $3.62M.

The filings record four separate sales by Robert Fauber: 592, 575, 5,213, and 1,467 shares on specified dates, with combined proceeds of $3,615,466.12. Each row shows a per-transaction cash amount matching the sale dates.

Transactions are documented alongside entries describing restricted stock vesting and prior options granted (2017 and 2018 grants). The disclosures are routine sales reporting under Form 144; timing and method details beyond the dates and amounts are not provided in the excerpt.

Key Figures

Total shares sold (excerpt): 7,847 shares Aggregate proceeds: $3,615,466.12 Largest single sale: 5,213 shares +2 more

5 metrics

Total shares sold (excerpt) 7,847 shares Aggregate of reported sales on 02/02/2026, 02/03/2026, 03/03/2026, 04/01/2026

Aggregate proceeds $3,615,466.12 Sum of proceeds from the four listed transactions in the excerpt

Largest single sale 5,213 shares Sale on 03/03/2026 with proceeds of $2,380,829.23

Restricted stock vesting entry 300 shares Listed as 'Restricted Stock Vesting' dated 03/01/2026 in securities-to-be-sold

Options-related entries 592 shares; 575 shares Listed as 'Options Granted - 02/23/2017' and 'Options Granted - 02/16/2018' with 592 and 575 shares respectively

Key Terms

Form 144, Restricted Stock Vesting, Options Granted - 02/23/2017, Options Granted - 02/16/2018

4 terms

Form 144 regulatory

"Reported insider sales by Robert Fauber of 7,847 shares"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting compensation

"03/01/2026 | Restricted Stock Vesting | Issuer | 300"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Options Granted - 02/23/2017 compensation

"Options Granted - 02/23/2017 | Issuer | 592"

Options Granted - 02/16/2018 compensation

"Options Granted - 02/16/2018 | Issuer | 575"

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1467	684194.13	174700000	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			300	03/01/2026	Compensation
Common	05/01/2026	Options Granted - 02/23/2017	Issuer			592	05/01/2026	Cash
Common	05/01/2026	Options Granted - 02/16/2018	Issuer			575	05/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	02/02/2026	592	305560.80
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	02/03/2026	575	286867.50
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	03/03/2026	5213	2380829.23
Robert Fauber 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	04/01/2026	1467	642208.59

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What sales did Robert Fauber report for MCO?

He reported sales of 592, 575, 5,213, and 1,467 shares on the listed dates. The transactions occurred on 02/02/2026, 02/03/2026, 03/03/2026, and 04/01/2026, respectively, per the filing excerpt.

What were the proceeds from the reported sales in the Form 144?

The four reported transactions produced combined proceeds of $3,615,466.12. Individual proceeds listed are $305,560.80, $286,867.50, $2,380,829.23, and $642,208.59 on their respective dates.

Are any of the sales tied to restricted stock vesting or option exercises?

Yes. The excerpt lists securities to be sold that reference Restricted Stock Vesting (300 shares) and Options Granted (2017 and 2018 grants of 592 and 575 shares). The excerpt ties some planned sales to compensation-related events.

Which dates are shown in the filing for the planned or completed sales?

Completed sale dates shown are 02/02/2026, 02/03/2026, 03/03/2026, and 04/01/2026. The securities-to-be-sold list includes an entry dated 03/01/2026 for restricted stock vesting.

Does the filing indicate who received the cash proceeds?

The excerpt lists per-transaction cash amounts but does not specify the recipient party for those proceeds. The entries show proceeds associated with each sale date and share count only.