Insider Richard Steele sells Common shares at MCO (NYSE: MCO) — Form 144

Rhea-AI Filing Summary

MCO Form 144 notice shows proposed and recent transactions in Common stock by an affiliate. The filing names Richard Steele and lists a sale of 375 shares on 03/03/2026 for $171,266.25 and a sale or transfer of 158 shares on 04/01/2026 for $69,167.66. The record also shows 158 shares tied to Restricted Stock Vesting on 03/01/2026 and Fidelity Brokerage Services LLC as the broker. The filing date shown is 05/01/2026.

Insights

Securities Compliance Analyst

Form 144 lists proposed or recent sales by an affiliate and restricted stock vesting.

The notice documents specific share counts and dollar amounts: a 375-share entry with $171,266.25 and a 158-share entry with $69,167.66, plus a 158-share restricted stock vesting dated 03/01/2026. Broker of record is Fidelity Brokerage Services LLC.

Regulatoryly, Form 144 is a procedural disclosure under Rule 144; the filing itself does not confirm completion or timing of all proposed sales. Subsequent filings or broker confirmations would show settlement details.

Key Figures

Sale - 03/03/2026: 375 shares Proceeds - 03/03/2026: $171,266.25 Sale/Transfer - 04/01/2026: 158 shares +3 more

6 metrics

Sale - 03/03/2026 375 shares Richard Steele sale dated 03/03/2026

Proceeds - 03/03/2026 $171,266.25 Amount listed alongside 375-share entry

Sale/Transfer - 04/01/2026 158 shares Richard Steele entry dated 04/01/2026

Proceeds - 04/01/2026 $69,167.66 Amount listed alongside 158-share entry

Restricted Stock Vesting 158 shares Vesting dated 03/01/2026 labeled Issuer compensation

Form date 05/01/2026 Filing date shown in excerpt

Key Terms

Form 144, Restricted Stock Vesting, Fidelity Brokerage Services LLC

3 terms

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Restricted Stock Vesting | Issuer | 03/01/2026"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Fidelity Brokerage Services LLC other

"Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/01/2026 - 12:26 PM Learn about SEC filing dates

FAQ

What does MCO's Form 144 filing report?

It reports proposed and recent transactions in Common stock by an affiliate. The filing lists a 375-share entry with $171,266.25 and a 158-share entry with $69,167.66, plus 158 shares tied to restricted stock vesting dated 03/01/2026.

Who is the insider or affiliate named in the MCO Form 144?

The filing names Richard Steele as the reporting person or associated party. Entries tied to Steele show transactions dated 03/03/2026 (375 shares) and 04/01/2026 (158 shares), with associated dollar amounts shown in the excerpt.

What broker is listed on the Form 144 for MCO transactions?

Fidelity Brokerage Services LLC is listed as the broker of record with an address at 900 Salem Street, Smithfield, RI. The excerpt pairs the broker entry with market identifier NYSE and a filing date of 05/01/2026.

Does the Form 144 show restricted shares or vesting for MCO?

Yes; the excerpt includes a Restricted Stock Vesting entry dated 03/01/2026 for 158 shares labeled as issuer compensation. That vesting line appears separately from the sale entries in the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	158	73689.62	174700000	05/01/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/01/2026	Restricted Stock Vesting	Issuer			158	03/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Richard Steele 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	03/03/2026	375	171266.25
Richard Steele 7 World Trade Center at 250 Greenwich St New York NY 10007	Common	04/01/2026	158	69167.66

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)