STOCK TITAN

Moody's (NYSE: MCO) CFO sells 100 shares of common stock in open trade

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Moody's Corporation senior vice president and chief financial officer Noemie Clemence Heuland completed an open-market sale of 100 shares of common stock at a price of $465.87 per share on March 4, 2026. After this transaction, she held 4,086.408 shares of Moody's common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Heuland Noemie Clemence

(Last) (First) (Middle)
7 WTC AT 250 GREENWICH STREET

(Street)
NY NY 10007

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP & Chief Financial Officer
3. Date of Earliest Transaction (Month/Day/Year)
03/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/04/2026 S 100 D $465.87 4,086.408 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Elizabeth McCarroll by power of attorney for Noemie Heuland 03/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Moody's (MCO) CFO report on this Form 4?

Moody's CFO Noemie Clemence Heuland reported an open-market sale of 100 shares of common stock. The transaction took place on March 4, 2026, and involved directly held shares at a stated sale price per share.

How many Moody's (MCO) shares did the CFO sell and at what price?

The CFO sold 100 shares of Moody's common stock at $465.87 per share. This was reported as an open-market sale transaction and is categorized as a non-derivative disposition of directly owned shares.

How many Moody's (MCO) shares does the CFO hold after this sale?

Following the reported sale, the CFO held 4,086.408 shares of Moody's common stock. These shares are listed as directly owned, reflecting her remaining stake after the 100-share open-market transaction.

What role does the reporting person hold at Moody's (MCO)?

The reporting person, Noemie Clemence Heuland, serves as senior vice president and chief financial officer. Her officer status is noted in the filing, linking the disclosed stock transaction to a key executive leadership position.

Was the Moody's (MCO) insider transaction a buy or sell?

The reported insider transaction was a sale of common stock. It is coded as an open-market sale with the transaction direction listed as sell, reflecting a disposition rather than an acquisition of shares.

What type of security was involved in the Moody's (MCO) insider trade?

The transaction involved Moody's common stock as a non-derivative security. The filing specifies that 100 shares of common stock were sold in an open-market transaction by the reporting executive.
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