Moody's director Lisa Sawicki files Form 3

MOODYS CORP /DE/ filed an initial insider ownership report for director Lisa P Sawicki on Form 3.

Accepted by SEC EDGAR 03/16/2026 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

MOODYS CORP /DE/ filed an initial insider ownership report for director Lisa P Sawicki on Form 3. The filing establishes her status as a board member subject to insider reporting rules but does not list any stock transactions or derivative positions in this excerpt.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 for MOODYS CORP (MCO) report about Lisa P Sawicki?

The Form 3 identifies Lisa P Sawicki as a director of MOODYS CORP /DE/. It serves as her initial insider ownership report and confirms she is now subject to ongoing SEC insider reporting requirements as a company director.

Does Lisa P Sawicki report any stock transactions in this MOODYS CORP Form 3?

No transactions are reported for Lisa P Sawicki in this Form 3. The summarized data show zero buys, zero sells, and no derivative exercises, indicating the filing is purely an initial ownership statement, not a record of recent trading activity.

Are any derivative securities reported for Lisa P Sawicki in the MCO Form 3?

The Form 3 excerpt shows no derivative securities reported for Lisa P Sawicki. The derivative summary is empty and derivative transaction counts are zero, so there are no disclosed options, warrants, or similar instruments in this specific filing data.

What does the transaction summary in the MOODYS CORP (MCO) Form 3 indicate?

The transaction summary indicates no activity: zero buys, zero sells, and zero exercises. Net buy/sell direction is labeled neutral, reinforcing that this Form 3 functions as an initial ownership registration rather than documenting any share trades.

What is the role of Lisa P Sawicki at MOODYS CORP according to this Form 3?

According to the filing data, Lisa P Sawicki is a director of MOODYS CORP /DE/. This board role triggers SEC insider reporting obligations, which is why an initial Form 3 ownership statement has been filed for her.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Sawicki Lisa P

(Last) (First) (Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK NY 10007

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026

3. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No securities are beneficially owned.

	Elizabeth McCarroll by power of attorney for Lisa P. Sawicki	03/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.