Moody's director receives 528-share equity grant

Sawicki Lisa P reported acquisition or exercise transactions in this Form 4 filing.

Accepted by SEC EDGAR 03/17/2026 - 04:06 PM EDT

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Rhea-AI Filing Summary

Sawicki Lisa P reported acquisition or exercise transactions in this Form 4 filing.

Moody's Corporation director Lisa P. Sawicki received an exempt equity grant of 528 shares of Common Stock on March 16, 2026. The award, reported at a price of $0.00 per share, is described as a grant of restricted stock units and brings her direct holdings to 528 shares.

Insider Trade Summary

Grant/Award: 528 shares

Grant/Award 1 txn

Insider Sawicki Lisa P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	528	$0.00	$0.00

Holdings After Transaction: Common Stock — 528 shares (Direct)

Footnotes (1)

F1. Exempt grant of restricted stock units.

FAQ

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What insider transaction did Moody's (MCO) director Lisa P. Sawicki report?

Lisa P. Sawicki reported an exempt grant of 528 restricted stock units of Moody's Common Stock. The grant was recorded at $0.00 per share and represents equity-based compensation rather than an open-market purchase or sale of shares.

How many Moody's (MCO) shares does Lisa P. Sawicki hold after this Form 4 filing?

After the reported transaction, Lisa P. Sawicki holds 528 shares of Moody's Common Stock directly. This total reflects the full amount of the exempt grant reported in the filing as restricted stock units awarded on March 16, 2026.

Was Lisa P. Sawicki’s Moody's (MCO) transaction a market buy or sell?

The transaction was not a market buy or sell. It is coded as an "A" transaction, meaning a grant, award, or other acquisition, with a price of $0.00 per share, indicating equity compensation rather than open-market trading activity.

What does the footnote in Lisa P. Sawicki’s Moody's (MCO) Form 4 indicate?

The footnote states this is an "Exempt grant of restricted stock units." This clarifies the transaction is an equity award under a compensation arrangement and is exempt from certain trading rules, rather than a discretionary market purchase or sale.

What is the significance of the transaction code "A" in Moody's (MCO) director Form 4?

The transaction code "A" signifies a grant, award, or other acquisition of securities. For Lisa P. Sawicki, it reflects 528 restricted stock units of Moody's Common Stock granted as compensation, not shares bought or sold on the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Sawicki Lisa P

(Last)

(First)

(Middle)

7 WTC AT 250 GREENWICH STREET

(Street)

NEW YORK

10007

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
MOODYS CORP /DE/ [ MCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/16/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	03/16/2026		A		528⁽¹⁾	A	$0	528	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Exempt grant of restricted stock units.

Remarks:

	Elizabeth McCarroll by power of attorney for Lisa P. Sawicki	03/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR