UC Asset (UCASU) Closer to Launch its $5M Reg-A Raise after Broker Dealer Engagement and Blue Sky Compliance

The planned preferred shares carry an 8% annual dividend, with most capital expected to fund additional cannabis property acquisitions.

Rhea-AI Summary

UC Asset (OTCQB: UCASU) retained Rialto Markets as broker-dealer for its planned $5 million secondary public offering and advanced state compliance filings.

The SEC qualified the offering circular on August 24. UC Asset plans to issue up to $5 million of preferred shares carrying an 8% annual preferred dividend and expects to use most proceeds to acquire additional cannabis properties. Required state securities notices have been filed in nearly all 50 states and Puerto Rico; Arkansas and Georgia remain outstanding. The company does not expect to offer securities in Arkansas and is working with the appropriate authority on its Georgia filing. It expects the submitted filings to take effect within the next few weeks.

4 points · 1 major

MixediHow this balance works

How this balance works

Rhea-AI gives every point it takes from this document a weight. Minor counts 1, Moderate 3 and Major 9, so one Major point outweighs several Minor ones. The bar adds up the weights on each side, and when neither side holds more than 65% of the total the balance reads Mixed.

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1 major · 3 points

Hollow bars mark forward-looking points. How the balance works

Positive

• Major point. Forward-looking: it has not happened yet and may not happen.Planned preferred-share offering would raise up to $5 million. 3.7× market cap
• Moderate point. Forward-looking: it has not happened yet and may not happen.UC Asset expects to use most capital raised to acquire additional cannabis properties.
• Moderate pointSEC qualification of the offering circular was completed on August 24.
• Moderate pointRialto Markets retained as broker-dealer for the planned offering.

Negative

• Major point. Forward-looking: it has not happened yet and may not happen.Planned preferred shares add equity securities carrying an 8% annual preferred dividend.
• Minor pointState filings await effectiveness, expected within the next few weeks.
• Minor pointArkansas and Georgia filings remain outstanding; UC Asset does not expect to offer securities in Arkansas.

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ATLANTA, Oct. 14, 2026 (GLOBE NEWSWIRE) -- UC Asset LP (OTCQB: UCASU) announced today that it has retained Rialto Markets LLC as the broker-dealer for its planned $5 million secondary public offering and nearly completed its Blue Sky compliance filing.

Management Chose Railto Based on Its Industry Ranking

Rialto Markets LLC, a FINRA-member broker-dealer licensed in all 50 states and Puerto Rico, supports companies raising capital through Regulation A+, Regulation CF, and Regulation D offerings. It provides the administrative and compliance infrastructure needed to receive and process investments and issue equity and debt securities online to retail and accredited investors.

“We chose to work with Rialto primarily because, according to publicly available information, Reg A issuers who worked with Rialto raised more than $77 million in 2025. In terms of total capital raised by its Reg A clients, Rialto ranked as the 2nd largest among similar Reg A service providers,” said Larry Wu, founder of UC Asset.

The “publicly available information” referenced above is from the 2025 Investment Crowdfunding Annual Report published by KingsCrowd.com.

As a service provider, Rialto does not participate in capital raising for this offering, nor does it endorse it. However, Wu believes that it will help UC Asset to operate this offering more efficiently and productively by working with an industry leader.

Completing Blue Sky Compliance

The Securities and Exchange Commission (SEC) qualified UC Asset’s offering circular for the secondary public offering on August 24. According to the offering circular, UC Asset plans to issue up to $5 million of preferred shares carrying an 8% annual preferred dividend. The company expects to use most of the capital raised to acquire additional cannabis properties.

During the six weeks since the SEC qualified its offering circular, UC Asset has, under the requirement of Blue Sky Compliance, filed the required notices in nearly all 50 states and Puerto Rico. Filings in Arkansas and Georgia remain outstanding.

“At this time, we do not expect to offer our securities in Arkansas because of the complexity of the state’s Regulation A requirements,” said Larry Wu, founder of UC Asset. “We are continuing to work with the appropriate authority to determine how to submit our filing in Georgia.”

UC Asset expects the filings to take effect within the next few weeks, clearing the way for the company to offer its preferred shares in those states and Puerto Rico.

About UC Asset LP

UC Asset LP is a limited partnership formed for the purpose of investing in real estate with innovative strategies. For more information about UC Asset, please visit: www.ucasset.com.

Disclaimer:

This News Release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995. These forward-looking statements involve known and unknown risks, uncertainties and other important factors that could cause our actual results, performance or achievements, or industry results, to differ materially from any these statements. You are cautioned not to place undue reliance on any those forward-looking statements. Except as otherwise required by the federal securities laws, we undertake no obligation to publicly update or revise any forward-looking statements after the date of this news release. None of such forward-looking statements should be regarded as a representation by us or any other person that the objectives and plans set forth in this News Release will be achieved or be executed.

For More Information Contact: IR@UcAsset.com

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How much does UC Asset plan to raise, and what dividend will its preferred shares carry?

UC Asset plans to issue up to $5 million of preferred shares carrying an 8% annual preferred dividend. The company expects to use most of the capital raised to acquire additional cannabis properties.

When can UC Asset offer its preferred shares under the state filings?

UC Asset expects the submitted state filings to take effect within the next few weeks, allowing offers in those states and Puerto Rico. Arkansas and Georgia filings remain outstanding. The company does not expect to offer securities in Arkansas and is working with the appropriate authority to determine how to submit its Georgia filing.

Will Rialto Markets raise capital or endorse UC Asset's offering?

Rialto Markets does not participate in capital raising for this offering or endorse it. Its services include administrative and compliance infrastructure to receive and process investments and issue equity and debt securities online to retail and accredited investors.