Vivakor Announces Pricing of $3.5 Million Registered Direct Offering of Common Stock and Pre-Funded Warrants
Vivakor (Nasdaq: VIVK) announced a registered direct offering to a single institutional investor for gross proceeds of approximately $3.5 million.
The offering comprises 10,909,090 shares of common stock and 5,000,000 pre-funded warrants. Closing is expected on or about October 27, 2025, subject to customary closing conditions. D. Boral Capital serves as exclusive placement agent.
The securities are being offered under a shelf Registration Statement on Form S-3 (File No. 333-289881), declared effective by the SEC on February 10, 2023. A final prospectus supplement will be filed with the SEC and made available through D. Boral Capital.
Vivakor (Nasdaq: VIVK) ha annunciato un'offerta diretta registrata a favore di un singolo investitore istituzionale per un provento lordo di circa $3,5 milioni.
L'offerta è composta da 10.909.090 azioni ordinarie e 5.000.000 warrant prefinanziati. La chiusura è prevista indicativamente per il 27 ottobre 2025, soggetta alle consuete condizioni di chiusura. D. Boral Capital funge da agente di collocamento esclusivo.
I titoli sono offerti nell'ambito di una shelf Registration Statement su Form S-3 (File No. 333-289881), dichiarata efficace dalla SEC il 10 febbraio 2023. Un supplemento di prospetto finale sarà depositato presso la SEC ed è disponibile tramite D. Boral Capital.
Vivakor (Nasdaq: VIVK) anunció una oferta directa registrada a un único inversor institucional por ingresos brutos de aproximadamente $3.5 millones.
La oferta comprende 10,909,090 acciones de acciones ordinarias y 5,000,000 warrants prefinanciados. El cierre se espera alrededor del 27 de octubre de 2025, sujeto a las condiciones de cierre habituales. D. Boral Capital actúa como agente de colocación exclusivo.
Los valores se ofrecen bajo una shelf Registration Statement en Formulario S-3 (Archivo N.º 333-289881), declarado eficaz por la SEC el 10 de febrero de 2023. Se presentará un suplemento final de prospecto ante la SEC y estará disponible a través de D. Boral Capital.
Vivakor (나스닥: VIVK)은 단일 기관 투자자에게의 등록 직접 공모를 발표했으며 총 수익은 약 $3.5백만입니다.
공모는 10,909,090주의 보통주와 5,000,000 재무전환권으로 구성됩니다. 마감은 일반적인 마감 조건에 따라 2025년 10월 27일경에 예상됩니다. D. Boral Capital이 독점 배치 대리인으로 역할합니다.
증권은 Form S-3에 따른 선반 등록신고서(Shelf Registration Statement)로 제공되며 파일 번호 333-289881이고, SEC가 2023년 2월 10일에 효력을 인정했습니다. 최종 투자설명서 보충서는 SEC에 제출되고 D. Boral Capital을 통해 제공될 예정입니다.
Vivakor (Nasdaq : VIVK) a annoncé une offre directe enregistrée à destination d'un seul investisseur institutionnel pour un produit brut d'environ 3,5 millions de dollars.
L'offre comprend 10 909 090 actions ordinaires et 5 000 000 warrants pré-financés. La clôture devrait intervenir vers le 27 octobre 2025, sous réserve des conditions habituelles de clôture. D. Boral Capital agit en tant qu'agent de placement exclusif.
Les valeurs mobilières sont offertes dans le cadre d'une Shelf Registration Statement sur le formulaire S-3 (Numéro de dossier 333-289881), déclarée effective par la SEC le 10 février 2023. Un supplément de prospectus final sera déposé auprès de la SEC et sera disponible par l'intermédiaire de D. Boral Capital.
Vivakor (Nasdaq: VIVK) kündigte ein registriertes Direktangebot an einen einzigen institutionellen Investor mit Bruttoerträgen von ca. $3,5 Millionen an.
Das Angebot umfasst 10.909.090 Aktien der Stammaktien und 5.000.000 vorgeladene Warrants. Der Abschluss wird voraussichtlich um den 27. Oktober 2025 erfolgen, vorbehaltlich üblicher Abschlussbedingungen. D. Boral Capital fungiert als exklusiver Platzierungsagent.
Die Wertpapiere werden gemäß einer Shelf-Registration auf Formular S-3 (Dateinummer 333-289881) angeboten, die von der SEC am 10. Februar 2023 wirksam erklärt wurde. Eine endgültige Prospektergänzung wird der SEC vorgelegt und über D. Boral Capital zugänglich gemacht.
فيڤاكور (ناسداك: VIVK) أعلنت عن عرض مباشر مسجل لمستثمر مؤسسي واحد لإيرادات إجمالية تبلغ حوالي $3.5 مليون.
يتكون العرض من 10,909,090 سهماً من الأسهم العادية و 5,000,000 وحدات عاكسة مقدَّمة مسبقاً. من المتوقع إغلاقه في نحو 27 أكتوبر 2025، رهناً بالشروط المعتادة للإغلاق. تعمل D. Boral Capital كوكيل طرح حصري.
يتم تقديم الأوراق المالية بموجب بيان تسجيل على النموذج S-3 (رقم الملف 333-289881)، الذي أُعلن فاعليته من قبل SEC في 10 فبراير 2023. سيُقدَّم ملحق نشرة إصدار نهائي إلى SEC وسيكون متاحاً من خلال D. Boral Capital.
Vivakor (纳斯达克：VIVK) 宣布向一家机构投资者进行注册直接发行，毛收入约为$3.5 百万美元。
此次发行包含10,909,090股普通股和5,000,000张前瞻性认股权证。预计于2025年10月27日左右完成，具体以惯常的交割条件为准。D. Boral Capital担任独家配售代理。
证券在基于Form S-3的货架注册声明下发行（档案号333-289881），SEC于2023年2月10日宣布生效。最终的招股说明书补充将提交给SEC，并通过D. Boral Capital提供。
- Gross proceeds of approximately $3.5 million
- Offering provides immediate near-term liquidity for the company
- Shelf registration effective on Feb 10, 2023 (File No. 333-289881)
- Sale of 10,909,090 common shares will dilute existing shareholders
- Issuance of 5,000,000 pre-funded warrants may cause further dilution on exercise
- Net proceeds will be reduced by placement commissions and offering expenses
Insights
Vivakor priced a registered direct offering to raise about
The company agreed to sell 10,909,090 common shares and 5,000,000 pre-funded warrants to one institutional buyer, with closing expected on or about
Primary dependencies include successful closing and the exact warrant exercise structure and pricing, which determine future dilution and cash inflows. Watch for the final prospectus supplement for per-share proceeds, warrant strike price, and any registration or expense details over the next several days; those items will clarify net proceeds and dilution magnitude.
Dallas, TX, Oct. 24, 2025 (GLOBE NEWSWIRE) -- Vivakor, Inc. (“Vivakor” or the “Company”) (Nasdaq: VIVK), an integrated energy infrastructure & environmental services company, today announced that it has entered into securities purchase agreements with a single fundamental institutional investor for the purchase and sale of 10,909,090 shares of its common stock and 5,000,000 pre-funded warrants in a registered direct offering, for gross proceeds of approximately
D. Boral Capital LLC is acting as exclusive placement agent for the offering.
The proposed offering of the common stock described above is being offered by the Company pursuant to a "shelf" Registration Statement on Form S-3 (File No. 333-289881) filed with the Securities and Exchange Commission (the "SEC") and declared effective by the SEC on February 10, 2023, and the accompanying prospectus contained therein. The offering is being made only by means of a prospectus supplement and accompanying prospectus. A final prospectus supplement and accompanying prospectus relating to the registered direct offering will be filed with the SEC, which may be obtained, when available, from D. Boral Capital LLC, 590 Madison Avenue, 39th Floor, New York, NY 10022 by email to info@dboralcapital.com, or by calling (212) 970-5150
This press release does not constitute an offer to sell, or the solicitation of an offer to buy any of the Company’s securities, nor shall there be any offer, solicitation or sale of any of the Company’s securities in any state or jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such state or jurisdiction.
About Vivakor, Inc.
The company operates in two main business segments: (i) crude oil transportation services, and (ii) facility services for terminaling and storage of crude oil and constituent petroleum products and byproducts, including waste streams.
The company’s transportation services primarily consist of trucking transportation of crude oil and constituent products, including crude oil waste streams, and pipeline transportation of crude oil via the Omega Gathering Pipeline. Its truck transportation services are centered in Colorado’s DJ Basin, Central Oklahoma’s STACK play, and the Permian and Eagle Ford Basins of Texas. These basins are among the most active regions for oil and natural gas exploration and development in the United States. On average, each new oil well in the Permian Basin produces approximately 1,300 barrels of crude oil or more per day. The company utilizes a crude oil trucking fleet to transport oil to a network of facilities where it blends waste streams and off-spec grades of crude oil. Immediate access to flexible and scalable truck transportation solutions is a vital component of oil and natural gas exploration and development. Likewise, the Omega Gathering Pipeline is an approximately forty-five (45) mile crude oil gathering and shuttle pipeline in Blaine County, Oklahoma, the heart of the STACK play. It is tied into the Cushing, Oklahoma storage hub via a connection to the Plains STACK Pipeline.
Forward-Looking Statement
This press release contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934, which are subject to the "safe harbor" created by those sections for such statements. All statements other than statements of historical fact are forward-looking statements, including statements regarding the anticipated closing of the offering. These forward-looking statements are often indicated by terms such as "aim," "anticipate," "believe," "could," "estimate," "expect," "goal," "intend," "likely," "look forward to," "may," "objective," "plan," "potential," "predict," "project," "should," "slate," "target," "will," "would" and similar expressions and variations thereof. Forward-looking statements are based on management’s beliefs and assumptions and on information available to management only as of the date of this press release. Vivakor’s actual results could differ materially from those anticipated in these forward-looking statements for many reasons, including, without limitation, the risks, uncertainties and other factors described under the heading "Risk Factors" in our Annual Report on Form 10-K filed with the Securities and Exchange Commission on April 15, 2025, as amended on May 2, 2025, and in our subsequent filings with the SEC. Given these risks, uncertainties and other factors, you should not place undue reliance on these forward-looking statements, and we assume no obligation to update these forward-looking statements, whether as a result of new information, future events or otherwise, except as required by applicable law.
Investors Contact:
P:949-281-2606
info@vivakor.com
FAQ
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