Company Description
TORONTO DOM BK SER 9 PFD (symbol TDOMF) represents a class of preferred shares related to The Toronto-Dominion Bank. According to SEC filings, these securities are referred to as Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 9 (NVCC). The preferred share designation indicates that this security is structurally different from common equity, with terms defined in the bank’s corporate and regulatory documents.
The Toronto-Dominion Bank appears in U.S. regulatory filings as a foreign private issuer that files reports under the Securities Exchange Act of 1934. The bank submits Form 6-K reports, which are current reports used by foreign issuers to provide information such as press releases, material change reports, underwriting agreements, and opinions of counsel. These filings show that the bank uses the U.S. capital markets and has securities registered with the U.S. Securities and Exchange Commission.
Connection to The Toronto-Dominion Bank
Multiple Form 6-K filings list The Toronto-Dominion Bank as the registrant and reference preferred shares, including the Series 9 preferred shares. A press release described in a September 22, 2025 Form 6-K is titled "TD Bank Announces Redemption of Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 9 (NVCC)," directly linking the Series 9 preferred shares to the bank. Another Form 6-K from the same date includes a "Material Change Report" related to the bank.
The filings also indicate that The Toronto-Dominion Bank files under Form 40-F, which is used by certain Canadian issuers in the U.S. This supports that TDOMF is tied to a Canadian bank that reports to the SEC as a foreign private issuer. However, the detailed commercial activities or broader business profile of the bank are not described in the provided excerpts.
Regulatory and Capital Markets Context
The Form 6-K dated September 23, 2025 includes an exhibit index listing an Underwriting Agreement between The Toronto-Dominion Bank and TD Securities (USA) LLC, as well as an Indenture and a Fifth Supplemental Indenture involving Computershare Trust Company, National Association and Computershare Trust Company of Canada. These documents indicate that the bank uses indenture-based structures and underwriting arrangements for its securities offerings.
Other exhibits in the same filing include legal opinions from Simpson Thacher & Bartlett LLP as U.S. counsel and McCarthy Tétrault LLP as Canadian counsel, together with related consents. This shows that the bank’s securities, including preferred shares, are supported by formal legal documentation and opinions in both U.S. and Canadian jurisdictions.
Series 9 Preferred Shares and Redemption
The September 22, 2025 Form 6-K exhibit description explicitly states that TD Bank announced the redemption of its Non-Cumulative 5-Year Rate Reset Class A First Preferred Shares, Series 9 (NVCC). A separate Form 6-K on the same date references a Material Change Report, which is associated with The Toronto-Dominion Bank. These references indicate that the Series 9 preferred shares have been subject to a redemption announcement as of that date, which is a significant event for holders of this class of securities.
Because the filing excerpts only provide titles and brief descriptions of the exhibits, the specific redemption terms or timelines are not detailed here. Investors researching TDOMF may therefore need to review the full press release and material change report referenced as Exhibit 99.1 in the September 22, 2025 Form 6-K filings for complete information.
Ongoing Reporting by The Toronto-Dominion Bank
The Form 6-K filings dated November 6, 2025 and December 4, 2025 show that The Toronto-Dominion Bank continues to submit current reports to the SEC. The November 6, 2025 filing includes a press release titled "TD Bank Group Provides Insurance Catastrophe Information." The December 4, 2025 filings list exhibits such as an Earnings Coverage document, a Q4 2025 Earnings News Release, a Q4 2025 Dividend News Release, a Notice of Meeting and Record Date, CEO and CFO certificates, and an independent auditor's report.
These filings demonstrate that the bank provides information to the market on earnings, dividends, and other corporate matters. They also show that certain Form 6-K filings are incorporated by reference into all outstanding registration statements of The Toronto-Dominion Bank filed with the SEC, indicating that these reports form part of the disclosure record for the bank’s registered securities.
Use of Forms and Legal Structure
In the provided filings, The Toronto-Dominion Bank indicates that it files under Form 40-F rather than Form 20-F. Form 40-F is typically used by certain Canadian issuers to satisfy U.S. reporting requirements. The presence of underwriting agreements, indentures, supplemental indentures, and legal opinions in the exhibits underscores that the bank’s securities are issued under formal legal frameworks and are supported by recognized trust companies and law firms.
For investors looking at TDOMF, these filings confirm that the underlying issuer, The Toronto-Dominion Bank, is an SEC-reporting foreign private issuer that uses the U.S. markets for securities offerings and provides periodic current information through Form 6-K. The Series 9 preferred shares are specifically identified in the context of a redemption announcement, which is a key corporate action affecting that series.
Investor Considerations Based on Available Information
Based solely on the provided data, TDOMF is associated with a preferred share series of The Toronto-Dominion Bank that has been the subject of a redemption announcement. The bank’s Form 6-K filings show ongoing communication with investors through press releases, earnings-related documents, dividend news, and material change reports. Investors examining this security may focus on the redemption details in the September 22, 2025 press release and material change report, as well as broader bank disclosures incorporated into its registration statements.
Because the excerpts do not include a detailed business description of The Toronto-Dominion Bank, this overview is limited to the structural and regulatory information that appears in the filings. For a fuller understanding of the bank’s operations and risk profile, investors would typically consult additional documents such as annual information forms, management discussion and analysis, and other filings not reproduced here.
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SEC Filings
Toronto Dominion BK Ont has filed 5 recent SEC filings, including 4 Form 6-K, 1 Form 13F-HR. The most recent filing was submitted on March 16, 2026. SEC filings provide transparency into a company's financial condition, material events, and regulatory compliance. View all TDOMF SEC filings →