STOCK TITAN

Alcoa (AA) director Roberts Jackson Prince awarded 2,532 shares in stock grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Roberts Jackson Prince reported acquisition or exercise transactions in this Form 4 filing.

Alcoa Corp director Roberts Jackson Prince received a grant of 2,532 shares of Alcoa common stock on May 8, 2026. The award was recorded at a price of $0.00 per share, indicating a compensation-related share grant rather than a market purchase. Following this grant, Prince directly holds a total of 19,672 Alcoa shares.

Positive

  • None.

Negative

  • None.
Insider Roberts Jackson Prince
Role null
Type Security Shares Price Value
Grant/Award Common Stock, par value $0.01 per share 2,532 $0.00 --
Holdings After Transaction: Common Stock, par value $0.01 per share — 19,672 shares (Direct, null)
Footnotes (1)
Shares granted 2,532 shares Common stock grant on May 8, 2026
Post-transaction holdings 19,672 shares Total Alcoa shares held directly after grant
Grant price per share $0.00 per share Recorded transaction price for awarded shares
Transaction code A Classified as Grant, award, or other acquisition
Acquire transactions 1 transaction Transaction summary acquireCount
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
Common Stock, par value $0.01 per share financial
"security_title": "Common Stock, par value $0.01 per share""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Roberts Jackson Prince

(Last)(First)(Middle)
201 ISABELLA STREET, SUITE 500

(Street)
PITTSBURGH PENNSYLVANIA 15212

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/08/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share05/08/2026A2,532A$019,672D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Megan C. Yancey, attorney-in-fact for Jackson P. Roberts05/12/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Alcoa (AA) report for Roberts Jackson Prince?

Alcoa reported that director Roberts Jackson Prince received a grant of 2,532 shares of common stock. The grant was recorded at $0.00 per share as compensation, increasing his direct holdings to 19,672 shares after the transaction.

Was the Alcoa (AA) insider transaction a stock purchase or a grant?

The transaction was a stock grant, not a market purchase. The Form 4 lists transaction code "A" and describes it as a "Grant, award, or other acquisition," with a price of $0.00 per share, indicating compensation-related shares.

How many Alcoa (AA) shares does Roberts Jackson Prince hold after this grant?

After receiving 2,532 granted shares, Roberts Jackson Prince directly holds 19,672 Alcoa shares. This total includes his existing holdings plus the newly awarded common stock reported in the Form 4 filing.

What is the significance of the $0.00 price in the Alcoa (AA) Form 4 filing?

The $0.00 price indicates the shares were awarded as compensation rather than bought in the open market. This is typical for director or executive equity grants, where the recipient does not pay cash for the shares received.

Did the Alcoa (AA) Form 4 show any insider stock sales?

No insider sales were reported in this Form 4. The transaction summary lists one acquisition transaction and zero sales, with the 2,532-share award increasing the director’s direct ownership to 19,672 shares.