Alcoa SVP has 1,303 shares withheld for taxes

Alcoa Corporation SVP & Controller Renee Henry reported a routine share withholding related to equity compensation.

Accepted by SEC EDGAR 01/28/2026 - 04:34 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Alcoa Corporation SVP & Controller Renee Henry reported a routine share withholding related to equity compensation. On 01/26/2026, Alcoa withheld 1,303 shares of common stock at $58.55 per share to cover Henry's tax obligations upon vesting of restricted stock units granted in 2023 and 2024.

After this transaction, Henry directly owned 11,577 shares of Alcoa common stock. This was an administrative tax-settlement transaction by the issuer, not an open-market sale.

Insider Trade Summary

Exercise Price or Tax Liability: 1,303 shares

Exercise Price or Tax Liability 1 txn

Insider Henry Renee

Role SVP & Controller

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock, par value $0.01 per share	1,303	$58.55	$76K

Holdings After Transaction: Common Stock, par value $0.01 per share — 11,577 shares (Direct)

Holdings Before and After: Common Stock, par value $0.01 per share, 12,880 to 11,577 shares (Direct)

Footnotes (1)

1. F1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2023 and 2024.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Alcoa (AA) report for Renee Henry?

Alcoa reported that SVP & Controller Renee Henry had 1,303 shares withheld to cover taxes on vested RSUs. The shares were valued at $58.55 each, leaving her with 11,577 directly owned Alcoa common shares afterward.

Was the Alcoa (AA) Form 4 transaction an open-market sale?

No, the Form 4 shows an administrative tax withholding, not an open-market sale. Alcoa withheld 1,303 shares to satisfy Renee Henry’s tax obligations upon RSU vesting, a common mechanism for handling equity award taxes.

How many Alcoa (AA) shares does Renee Henry own after this filing?

After the reported tax withholding, Renee Henry directly owns 11,577 Alcoa common shares. This reflects her beneficial ownership following the 1,303 shares withheld by the company to pay taxes on vested restricted stock units.

What price per share was used for the Alcoa (AA) tax withholding?

The reported price per share for the tax withholding was $58.55. This value was applied to 1,303 withheld Alcoa common shares to satisfy SVP & Controller Renee Henry’s tax obligations upon vesting of RSUs granted in 2023 and 2024.

What does transaction code "F" mean in the Alcoa (AA) Form 4?

Transaction code “F” indicates shares were withheld to pay taxes related to an equity award. In this case, Alcoa withheld 1,303 shares from Renee Henry when restricted stock units vested, rather than her selling shares in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Henry Renee

(Last) (First) (Middle)

201 ISABELLA STREET, SUITE 500

(Street)

PITTSBURGH PA 15212

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Alcoa Corp [ AA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP & Controller

3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.01 per share	01/26/2026		F		1,303(1)	D	$58.55	11,577	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the withholding of shares by the issuer to satisfy the reporting person's tax obligations upon the vesting of restricted stock units (RSUs) granted in 2023 and 2024.

	/s/ Marissa P. Earnest, attorney-in-fact for Renee Henry	01/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.