AAOI files Form 144 showing resale of 4,000 RSU shares

AAOI reports proposed resale of common stock under a Form 144 notice.

Rhea-AI Filing Summary

AAOI reports proposed resale of common stock under a Form 144 notice. The filing lists 4,000 shares described as RSUs and multiple sales by Stefan Murry totaling several transactions in early 2026. The sales list specific trade dates and amounts; proceeds are shown per transaction.

Insights

Equity Markets Analyst

Form 144 lists specific resale shares and several recent insider dispositions.

The filing identifies 4,000 shares as RSUs dated 06/24/2024 that are listed for resale and shows multiple sales by Stefan Murry on 02/10/2026, 02/11/2026, 02/20/2026, 03/10/2026, and 04/10/2026. Each sale includes a share count and gross proceeds amount.

Cash‑flow treatment and whether the issuer receives proceeds are not stated in the excerpt; subsequent filings would provide additional disposition context.

Corporate Governance Specialist

Resales recorded via Form 144 are routine disclosures of affiliate sales.

Form 144 lists the security type as Common and the method as RSU for the 4,000 shares dated 06/24/2024. The seller for the recent transactions is named as Stefan Murry with multiple sale dates and amounts.

These disclosures document transactions by an affiliate; material governance implications are limited absent further context about holdings or trading plans.

Key Figures

RSU shares listed: 4,000 shares Sale on 02/10/2026: 6,327 shares Sale on 02/11/2026: 11,693 shares +3 more

6 metrics

RSU shares listed 4,000 shares RSU dated 06/24/2024

Sale on 02/10/2026 6,327 shares Stefan Murry sale, proceeds $311,068.00

Sale on 02/11/2026 11,693 shares Stefan Murry sale, proceeds $587,621.00

Sale on 02/20/2026 5,980 shares Stefan Murry sale, proceeds $9,922.00

Sale on 03/10/2026 4,000 shares Stefan Murry sale, proceeds $451,044.00

Sale on 04/10/2026 4,000 shares Stefan Murry sale, proceeds $546,014.00

Key Terms

Form 144, RSU, Common

3 terms

Form 144 regulatory

"Filing header and sale notice lines showing securities to be sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

RSU financial

"Securities To Be Sold line: 'RSU' with award date 06/24/2024"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Common financial

"Securities Information line listing security type as Common"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AAOI's Form 144 disclose?

The Form 144 discloses a proposed resale of 4,000 common shares listed as RSUs and multiple sales by Stefan Murry on specific dates in 2026, with per‑transaction proceeds shown.

Who sold shares according to the AAOI filing?

The filing lists Stefan Murry as the seller for several transactions on 02/10/2026, 02/11/2026, 02/20/2026, 03/10/2026, and 04/10/2026 with stated share counts and proceeds.

How many shares were listed as RSUs in the filing?

The filing identifies 4,000 shares described as RSUs with an award date of 06/24/2024 that are included in the resale disclosure.

Are proceeds to AAOI specified in the Form 144?

The excerpt shows gross proceeds per transaction for the sales but does not state whether the company (AAOI) receives any proceeds; the filing text provided does not allocate proceeds to the issuer.

What dates do the reported sales cover?

The reported sales by Stefan Murry occurred on 02/10/2026, 02/11/2026, 02/20/2026, 03/10/2026, and 04/10/2026, with share counts and dollar amounts listed for each.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/11/2026 - 11:55 AM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND MASSACHUSETTS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4000	638101.60	80242767	05/11/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/24/2024	RSU	Issuer			4000	06/24/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stefan Murry 2007 Milford St. Houston TX 77098	Common	02/10/2026	6327	311068.00
Stefan Murry 2007 Milford St. Houston TX 77098	Common	02/11/2026	11693	587621.00
Stefan Murry 2007 Milford St Houston TX 77098	Common	02/20/2026	5980	9922.00
Stefan Murry 2007 Milford St Houston TX 77098	Common	03/10/2026	4000	451044.00
Stefan Murry 2007 Milford St Houston TX 77098	Common	04/10/2026	4000	546014.00

144: Remarks and Signature

Remarks
Date of Notice	05/11/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Rashida Mitchell, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Stefan John Murry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)