Insider plans sale of 3,000 common shares

An AAOI insider has filed a Rule 144 notice to sell 3,000 shares of common stock through Raymond James & Associates on NASDAQ, with an indicated aggregate market value of $101,086.00.

Accepted by SEC EDGAR 01/12/2026 - 03:51 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

An AAOI insider has filed a Rule 144 notice to sell 3,000 shares of common stock through Raymond James & Associates on NASDAQ, with an indicated aggregate market value of $101,086.00. The filing notes that 68,278,417 shares of the issuer’s common stock were outstanding.

The shares to be sold come from restricted stock units (RSUs) acquired from the issuer, including 223 shares on 05/23/2024 and 2,777 shares on 10/23/2024. The form also reports that Stefan Murry sold 4,000 common shares on 12/10/2025 for gross proceeds of $126,006.00, providing recent context for the planned sale.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the AAOI Rule 144 filing disclose about upcoming share sales?

The notice states that an AAOI insider plans to sell 3,000 shares of common stock on or around 01/12/2026 through Raymond James & Associates on NASDAQ, with an aggregate market value of $101,086.00.

How many AAOI shares are outstanding according to this Rule 144 notice?

The filing reports that there are 68,278,417 common shares outstanding for the issuer, which serves as a baseline figure relative to the planned 3,000-share sale.

How were the AAOI shares being sold under Rule 144 acquired?

The securities to be sold are common shares acquired via restricted stock units (RSUs) from the issuer, including 223 shares on 05/23/2024 and 2,777 shares on 10/23/2024, both recorded with payment marked as N/A.

What recent AAOI share sales by the insider are reported?

The form shows that Stefan Murry, listed at a Sugar Land, Texas address, sold 4,000 common shares on 12/10/2025 for $126,006.00 in gross proceeds during the past three months.

Who is the broker for the AAOI Rule 144 planned sale?

The broker named for the planned sale is Raymond James & Associates, located at 880 Carillon Parkway, St. Petersburg, FL 33716.

What exchange is listed for the AAOI common stock in this filing?

The notice identifies NASDAQ as the securities exchange for the issuer’s common stock associated with the planned 3,000-share sale.

What representation does the insider make when signing the Rule 144 notice for AAOI?

By signing, the person for whose account the securities will be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	RAYMOND JAMES & ASSOCIATES 880 CARILLON PARKWAY ST. PETERSBURG FL 33716	3000	101086.00	68278417	01/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	05/23/2024	RSU	ISSUER			223	05/23/2024	N/A
COMMON	10/23/2024	RSU	ISSUER			2777	10/23/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
STEFAN MURRY 13139 JESS PIRTLE BLVD SUGARLAND TX 77478	COMMON	12/10/2025	4000	126006.00

144: Remarks and Signature

Remarks
Date of Notice	01/12/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Maressia Rooks-Bailey, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Stefan John Murry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)