AAOI insider files Form 144 to sell 4,000 shares

AAOI reported proposed and recent sales of common stock under a Form 144 notice, including a 4,000-share RSU-related item.

Rhea-AI Filing Summary

AAOI reported proposed and recent sales of common stock under a Form 144 notice, including a 4,000-share RSU-related item. The filing lists multiple sales by Stefan John Murry totaling several transactions in Jan–Mar 2026 with individual share counts and dollar amounts provided.

Insights

Corporate Governance Analyst

Routine insider resale activity disclosed; multiple small-to-medium lots sold across Jan–Mar 2026.

The filing lists specific sale dates and share counts by Stefan John Murry, showing aggregated activity in early 2026. These are transactional disclosures required by Rule 144 procedures and document individual dispositions and a 4,000-share RSU item.

Impact appears routine and administrative; timing and motive are not stated, so market significance depends on holdings not shown here. Subsequent filings could clarify remaining ownership or plan context.

Key Figures

RSU item: 4,000 shares Sale on 01/12/2026: 3,000 shares Sale on 01/13/2026: 934 shares +3 more

6 metrics

RSU item 4,000 shares RSU grant dated 06/26/2024

Sale on 01/12/2026 3,000 shares $101,242 reported

Sale on 01/13/2026 934 shares $32,690 reported

Sale on 02/10/2026 6,327 shares $311,068 reported

Sale on 02/11/2026 11,693 shares $587,621 reported

Sale on 03/10/2026 4,000 shares $451,044 reported

Key Terms

RSU, Form 144, Common

3 terms

RSU financial

"Common | 06/26/2024 | RSU | Issuer | 4000"

Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.

Form 144 regulatory

"144: Filer Information 144: Issuer Information 144: Securities Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Common market

"Common | Raymond James & Associates ... | 4000"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does AAOI's Form 144 disclose about insider sales?

It discloses proposed and recent sales of common stock by insiders, including a 4,000-share RSU item. The filing lists multiple transactions by Stefan John Murry with dates and share counts from January through March 2026 and associated dollar amounts per sale.

How many shares did Stefan John Murry sell in early 2026 according to the filing?

The filing lists several dispositions: 3,000; 934; 66; 6,327; 11,693; 5,980; and 4,000 shares on various dates. Each line shows the sale date, number of shares, and gross dollar amount received for that transaction.

Does the Form 144 show proceeds received from the sales?

Yes, each sold-lot entry includes a dollar amount associated with the transaction (for example, $101,242 for 3,000 shares). The filing pairs each share count with a corresponding gross dollar figure for the reported sale dates.

Is the 4,000-share item an RSU or an open-market sale in the filing?

The excerpt lists a 4,000-share item labeled as an RSU with an issuer designation and a 06/26/2024 grant date. The filing separately lists open-market sale dates and quantities in Jan–Mar 2026.

Does this Form 144 indicate any change in company control or regulatory action?

No, the filing solely documents proposed and recent resale transactions of common stock by an individual. It does not disclose any change in control, regulatory enforcement, or corporate governance actions in the provided excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/10/2026 - 01:32 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001587599
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLIED OPTOELECTRONICS, INC.
SEC File Number	001-36083
Address of Issuer	13139 JESS PIRTLE BLVD SUGAR LAND TEXAS 77478
Phone	281-295-1800
Name of Person for Whose Account the Securities are To Be Sold	Murry Stefan J.
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Raymond James & Associates 880 Carillon Parkway St. Petersburg FL 33716	4000	546014.00	75198817	04/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/26/2024	RSU	Issuer			4000	06/26/2024	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Stefan John Murry 2007 Milford St Houston TX 77098-5309	Common	01/12/2026	3000	101242.00
Stefan John Murry 2007 Milford St Houston TX 77098-5309	Common	01/13/2026	934	32690.00
Stefan John Murry 2007 Milford St. Houston TX 77008-5309	Common	01/15/2026	66	2311.00
Stefan John Murry 2007 Milford St. Houston TX 77008-5309	Common	02/10/2026	6327	311068.00
Stefan John Murry 2007 Milford St. Houston TX 77008-5309	Common	02/11/2026	11693	587621.00
Stefan John Murry 2007 Milford St. Houston TX 77008-5309	Common	02/20/2026	5980	9922.00
Stefan John Murry 2007 Milford St. Houston TX 77008-5309	Common	03/10/2026	4000	451044.00

144: Remarks and Signature

Remarks
Date of Notice	04/10/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/12/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Maressia Rooks-Bailey, as duly authorized representative of Raymond James & Associates, Inc., as attorney-in-fact for Stefan John Murry
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)