Applied Optoelectronics insider buys 7,500 shares; spouse holds 22,500
Rhea-AI Filing Summary
Applied Optoelectronics, Inc. (AAOI) Form 4 shows that Min-Chu (Mike) Chen, a company director, was party to equity transactions on 08/13/2025. The filing reports purchases totaling 7,500 shares of the company’s common stock at a weighted-average price of $22.91, with execution prices ranging from $22.50 to $23.20. The form also discloses that 22,500 shares are held directly by Chen’s spouse, Yuh‑Mei Chung, and Chen disclaims beneficial ownership of those shares except for any indirect pecuniary interest. The form is signed by David C. Kuo as attorney in fact on 08/14/2025.
Positive
- Director purchase disclosed: Reporting person purchased 7,500 shares at a weighted-average price of $22.91, a clear and precise disclosure of insider buying.
- Complete explanatory notes: Form provides price range ($22.50 to $23.20) and commits to furnish per-trade details on request, improving transparency.
- Spousal holdings disclosed: 22,500 shares held by spouse Yuh‑Mei Chung are explicitly reported, clarifying indirect ownership.
Negative
- None.
Insights
TL;DR: Director purchased 7,500 AAOI shares at a ~$22.91 weighted-average price; spouse holds 22,500 shares.
The Form 4 documents a small-scale open-market purchase by a company director, indicating personal capital deployment into AAOI equity. The filing specifies the weighted-average price and the per-trade price range, which helps verify execution levels. Disclosure that 22,500 shares are held by the reporting person’s spouse and the reporters disclaimer of beneficial ownership for those shares is clearly stated and follows standard reporting practice. The transaction size appears modest relative to typical public-company float, suggesting limited direct market impact but relevant as insider activity.
TL;DR: Insider transaction properly disclosed; spouse holdings and disclaimer are explicitly recorded.
The Form 4 includes required details: reporting person identity, relationship (Director), transaction date, transaction code, share amount, weighted-average price, and explanatory notes about price ranges and spousal ownership. Signature by an attorney in fact is present with a filing date. From a governance and disclosure perspective, the form contains the expected information and clarifies the reporters indirect interest via spouse holdings, which reduces ambiguity about beneficial ownership disclosures.
Insider Trade Summary
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock, $.001 par value | 7,500 | $22.91 | $172K |
| holding | Common Stock, $.001 par value | -- | -- | -- |
Footnotes (1)
- These shares were purchased in multiple transactions on August 13, 2025, at prices ranging from $22.50 to $23.20 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Held directly by Yuh-Mei Chung, the spouse of Min-Chu (Mike) Chen. Mr. Chen disclaims beneficial ownership of all securities that may be deemed to be beneficially owned by his spouse, except to the extent of any indirect pecuniary interest therein.
