AAON CAO exercises 21,914 options and sells shares
Rhea-AI Filing Summary
AAON, INC. Chief Accounting Officer Rebecca Thompson reported an exercise-and-sale transaction in company stock. She exercised 21,914 shares of stock options at $29.48 per share and sold the same 21,914 shares of common stock in open-market trades at a weighted-average price of $100.21 per share.
After these transactions, she directly holds 27,681 shares of AAON common stock, plus 4,230 shares held indirectly through a 401(k) Plan. She also retains multiple stock option awards, including options on 91,500 shares at an exercise price of $27.58 expiring in 2030 and additional grants at higher exercise prices with expirations through 2036.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and sale activity reported; no spread calculated
Exercise and Sale
11 txns
Insider
Thompson Rebecca
Role
Chief Accounting Officer
Sold
21,914 shs ($2.20M)
Approx. gross sale proceeds
$2.20M
Approx. exercise cost
$646K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (Right to Buy) | 21,914 | $29.48 | $646K |
| Exercise | Common Stock, par value $.004 | 21,914 | $29.48 | $646K |
| Sale | Common Stock, par value $.004 | 21,914 | $100.21 | $2.20M |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock, par value $.004 | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 155,272 contracts for 145,600 underlying shares (Direct);
Common Stock, par value $.004 — 27,681 shares (Direct);
Common Stock, par value $.004 — 4,230 shares (Indirect, 401(k) Plan)
Footnotes (1)
- F1. This transaction was executed in multiple trades at prices ranging from $100.00 to $101.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Key Figures
Shares sold: 21,914 shares
Sale price: $100.21 per share
Options exercised: 21,914 shares
+4 more
7 metrics
Shares sold
21,914 shares
Open-market sale of common stock at weighted-average $100.21
Sale price
$100.21 per share
Weighted-average sale price; individual trades $100.00–$101.72
Options exercised
21,914 shares
Stock options exercised at $29.48 per share
Direct holdings after
27,681 shares
Common stock directly owned following transactions
Indirect 401(k) holdings
4,230 shares
Common stock held through 401(k) Plan
Largest remaining option grant
91,500 shares at $27.58
Stock options expiring in 2030
Highest exercise price option
$91.51 per share
Stock options on 15,762 shares expiring in 2036
Key Terms
open-market sale, Stock Option (Right to Buy), 401(k) Plan, weighted average sales price, +1 more
5 terms
open-market sale financial
"transaction_action": "open-market sale""
An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.
Stock Option (Right to Buy) financial
""security_title": "Stock Option (Right to Buy)""
401(k) Plan financial
""nature_of_ownership": "401(k) Plan""
A 401(k) plan is a workplace retirement account that lets employees set aside part of their pay into a tax-advantaged savings pot, often with employers adding matching contributions — like a workplace piggy bank for future income. It matters to investors because the amount people save and how employers fund these plans influence consumer spending, corporate payroll costs and the flow of money into financial markets, which can affect stock prices and company valuations.
weighted average sales price financial
"The price reported above reflects the weighted average sales price."
derivative exercise/conversion financial
""transaction_action": "derivative exercise/conversion""
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transaction did AAON (AAON) report for Rebecca Thompson?
Rebecca Thompson exercised 21,914 stock options and sold 21,914 AAON shares. She exercised options at $29.48 per share, then sold the same number of shares in open-market trades at a weighted-average price of $100.21 per share, according to the Form 4/A filing.
What stock options did Rebecca Thompson exercise in the AAON (AAON) filing?
She exercised stock options covering 21,914 AAON shares at $29.48 per share. The transaction is coded as a derivative exercise, converting stock options into common shares, which were then sold in open-market trades on the same reported date.
What AAON (AAON) stock options does Rebecca Thompson still hold after this Form 4/A?
She retains several AAON stock option grants with various exercise prices and maturities. These include options on 91,500 shares at $27.58 per share expiring in 2030, plus additional grants at $48.91, $36.13, $62.04, $79.73, $82.39 and $91.51 expiring through 2036.
Is Rebecca Thompson’s AAON (AAON) transaction a routine exercise-and-sale pattern?
The filing shows a classic exercise-and-sale pattern: options exercised then shares sold. She exercised 21,914 options at $29.48 and sold 21,914 shares around $100.21. She continues to hold common shares and a sizable portfolio of unexercised stock options.
AI-generated analysis. How Rhea-AI works. Not financial advice.
