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Apple (AAPL) director Susan Wagner receives 1,255 shares from restricted stock vesting

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Apple Inc. director Susan Wagner reported an automatic share acquisition tied to restricted stock units. On February 1, 2026, 1,255 restricted stock units were settled into 1,255 shares of Apple common stock at no exercise price on their scheduled vesting date.

After this transaction, Wagner beneficially owned 63,746 shares of Apple common stock directly and 6,042 shares indirectly through her spouse, reflecting her current reported equity stake as a director.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WAGNER SUSAN

(Last) (First) (Middle)
ONE APPLE PARK WAY

(Street)
CUPERTINO CA 95014

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Apple Inc. [ AAPL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/01/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/01/2026 M 1,255 A (1) 63,746 D
Common Stock 6,042 I By spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Unit (1) 02/01/2026 M 1,255 02/01/2026(2) 02/01/2026(2) Common Stock 1,255 (1) 0 D
Explanation of Responses:
1. Each restricted stock unit represents the right to receive, at settlement, one share of common stock. This transaction represents the settlement of restricted stock units in shares of common stock on their scheduled vesting date.
2. This restricted stock unit award was granted on February 25, 2025 and vested entirely on February 1, 2026.
Remarks:
/s/ Sam Whittington, Attorney-in-Fact for Susan Wagner 02/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Apple (AAPL) director Susan Wagner report?

Susan Wagner reported the settlement of 1,255 restricted stock units into 1,255 Apple common shares. The units vested and converted on February 1, 2026, as scheduled, with no cash exercise price, increasing her directly held share count.

How many Apple (AAPL) shares does Susan Wagner own after this Form 4?

After the reported transaction, Susan Wagner beneficially owns 63,746 Apple common shares directly. She also reports indirect ownership of 6,042 additional shares through her spouse, according to the filing’s beneficial ownership table.

What does the RSU transaction code "M" mean in the Apple (AAPL) Form 4?

Transaction code “M” indicates a conversion of derivative securities, here restricted stock units, into common stock. In this case, 1,255 RSUs converted into 1,255 Apple shares upon vesting on February 1, 2026, at an exercise price of zero.

Were Susan Wagner’s Apple (AAPL) restricted stock units fully vested?

Yes. The filing states the restricted stock unit award was granted on February 25, 2025 and vested entirely on February 1, 2026. On that vesting date, the 1,255 units settled into an equal number of Apple common shares.

How is Susan Wagner’s indirect ownership in Apple (AAPL) reported?

The Form 4 shows 6,042 Apple common shares held indirectly, described as “By spouse.” These indirect holdings are reported separately from the 63,746 shares she holds directly, reflecting total beneficial ownership across both categories.

Did Susan Wagner buy Apple (AAPL) shares on the open market?

No open-market purchase is reported. The 1,255 Apple shares came from settling restricted stock units at vesting, with an exercise price of zero, rather than through a cash purchase on the market.
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