Welcome to our dedicated page for Apple SEC filings (Ticker: AAPL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Apple Inc. filings document operating results, governance actions, shareholder voting matters and registered securities for a global consumer technology company. The company’s 8-K reports include quarterly financial results and executive succession or officer-appointment disclosures, while proxy materials describe annual meeting proposals, director elections, compensation matters and shareholder vote outcomes.
Apple’s SEC records also identify its Nasdaq-listed common stock and multiple listed notes, with disclosures tied to capital structure, board oversight and Exchange Act reporting obligations. These filings provide formal records for Apple’s hardware, software and services business, including products such as iPhone, Mac, iPad and Apple Watch and service categories including the App Store, Apple Pay, iCloud, Apple Music and Apple TV.
Apple Inc. (AAPL) reported an insider transaction by Jennifer Newstead, SVP, GC and Secretary. On 2026-08-18, she sold 1,439 shares of Apple common stock in an open market or private transaction at about $307.49 per share under a Rule 10b5-1 trading plan, leaving her with 38,668 shares held directly afterward.
Apple Inc. executive Jennifer Newstead, SVP, GC and Secretary, reported selling 1,439 shares of Apple common stock on August 11, 2026 at a price of $307.75 per share. Following this Rule 10b5-1 plan trade, she directly holds 40,107 shares of Apple common stock.
Apple Inc. reported strong Q3 2026 results, with net sales of $109,417 million, up 16% year over year, driven mainly by iPhone, Mac and Services. Net income rose to $29,789 million and diluted EPS to $2.02, while total gross margin improved to 50.1% helped by product mix and tariff refunds.
For the first nine months of 2026, net sales were $364,357 million and net income $101,464 million, supported by operating cash flow of $116,996 million. All regions grew double digits; iPhone sales increased 22% and Services 12% in the quarter. Apple repurchased $61.8 billion of stock, paid $11,733 million in dividends, and reduced term debt to $82.3 billion, though inventories more than doubled to $11,092 million and manufacturing and other purchase obligations remain large.
Management highlights rising component and AI compute costs, supply constraints, and significant regulatory and antitrust exposure in the U.S. and EU, including a €500 million Digital Markets Act fine and potential additional remedies and fines of up to 10% of annual worldwide net sales, as key risks to future margins and growth.
Apple Inc. reported fiscal 2026 third‑quarter results for the period ended June 27, 2026, with revenue of $109.4 billion, up 16 percent year over year and a June‑quarter record for total company revenue. Company gross margin was 50.1 percent, including a favorable impact of approximately 2 percentage points from tariff refunds. Diluted earnings per share were $2.02, up 29 percent year over year, including a $0.11 benefit from tariff refunds, and Apple cited double‑digit revenue growth across iPhone, Mac, Services and every geographic segment.
Net income for the quarter was $29,789 million. Products revenue totaled $78,678 million and Services revenue $30,739 million. Cash generated by operating activities for the nine months ended June 27, 2026 was $116,996 million, while repurchases of common stock were $62,094 million. Apple’s board declared a cash dividend of $0.27 per share, payable August 13, 2026 to shareholders of record as of August 10, 2026, and noted that its installed base of active devices reached a new all‑time high.
Apple Inc. senior vice president and general counsel Jennifer Newstead reported routine equity compensation activity involving restricted stock units (RSUs). On June 15, 2026, 30,104 RSUs vested and were settled into an equal number of Apple common shares.
To cover tax withholding on this vesting, 16,238 common shares were withheld by Apple at an indicated price of $296.42 per share, and no shares were sold in the market. After these transactions, Newstead directly holds 41,546 shares of common stock and 210,728 RSUs, which are scheduled to vest in tranches through 2029 under the original award terms.
Apple Inc. Principal Accounting Officer Ben Borders reported an exercise-and-sell transaction involving Apple common stock and RSUs. On June 15, 2026, 240 restricted stock units converted into 240 shares of common stock on their scheduled vesting date. Apple withheld 124 of these shares to satisfy tax withholding requirements, leaving 116 net shares from the vesting event.
On June 16, 2026, Borders executed an open-market sale of 116 shares of common stock at $295.14 per share pursuant to a pre-arranged Rule 10b5-1 trading plan adopted on February 6, 2026. Following these transactions, he directly holds 38,713 shares of Apple common stock and 1,676 RSUs that continue to vest under the original award schedule.
Apple Inc. director Arthur D. Levinson reported several changes in his Apple shareholdings. On May 27, 2026, he sold 50,000 shares of common stock in an open-market transaction at a weighted average price of $311.02 per share, with individual trades executed between $310.76 and $311.42. After this sale, he held 3,764,576 shares of Apple common stock directly.
On the same date, Levinson also made a bona fide gift of 65,000 shares of Apple common stock, a transfer without sale proceeds, leaving him with 3,699,576 direct shares immediately following that gift entry. The filing also reports 56,000 shares of Apple common stock held indirectly through his spouse, reflecting additional indirect ownership.
Apple Inc. Form 144 notice lists a proposed sale of 250,000 shares associated with Arthur D. Levinson with a date of 05/06/2026 and an amount shown as 71,190,164.00. The filing also shows a 50,000-share entry tied to an Open Market Purchase with a date of 08/01/2002.
Apple Inc. Principal Accounting Officer Ben Borders reported an open-market sale of Apple common stock. On May 8, 2026, he sold 1,274 shares at $290.00 per share in a single transaction. After this sale, he continued to hold 38,713 shares directly.
The transaction was executed under a pre-arranged Rule 10b5-1 trading plan adopted by Borders, indicating the sale was scheduled in advance rather than timed discretionarily.