Apple Inc SEC Filings

Deirdre O'Brien, identified as Senior Vice President and an officer of Apple Inc. (AAPL), reported the acquisition of two restricted stock unit awards on 09/28/2025. Each award covers 48,932 restricted stock units (RSUs); one set vests in three equal installments on April 1, 2028, April 1, 2029 and April 1, 2030, and the other is a performance-based RSU with a target of 48,932 units that may vest between 0% and 200% based on Apple’s relative total shareholder return for fiscal years 2026–2028, with a scheduled vest date of October 1, 2028. Each RSU represents the right to receive one share at settlement; the reported price is $0 as these are awards, and each line shows 48,932 shares beneficially owned following the transactions.

Timothy D. Cook, Apple Inc. CEO and Director, reported two awards of restricted stock units (RSUs). On 09/28/2025 he was granted 48,932 time-based RSUs that vest in three equal annual installments on April 1, 2028, 2029 and 2030. He was also granted 146,795 performance-based RSUs (reported at target) that vest based on Apple’s relative total shareholder return for fiscal years 2026–2028, with payout possible from 0% to 200% of target and scheduled to vest on October 1, 2028. Each RSU represents the right to receive one share of common stock on settlement. Following these reported transactions, he beneficially owns 48,932 and 146,795 RSUs respectively, each shown as direct ownership.

Apple Inc. (AAPL) reported that Katherine L. Adams, SVP, General Counsel and Secretary, received equity awards on 09/28/2025. The filing shows two restricted stock unit awards of 48,932 units each (totaling 97,864 underlying shares at target). One award vests in three equal installments on April 1, 2028, April 1, 2029, and April 1, 2030. The other is a performance-based award scheduled to vest on October 1, 2028, with payout from 0% to 200% of target based on Apple’s relative total shareholder return for fiscal years 2026–2028. Each unit converts to one share at settlement; the reported price is $0, indicating these are compensatory grants rather than open-market purchases. The Form 4 was signed by an attorney-in-fact on 09/30/2025.

Apple Inc. submitted a Form S-8 to register additional shares under its Deferred Compensation Plan, incorporating prior registration statements for the same class of securities. The filing lists standard exhibits including counsel and auditor consents, the plan document, and a filing fee table. Authorized officers have granted power of attorney for filing amendments and post-effective changes, and the registration statement is signed by the Chief Executive Officer, Chief Financial Officer and directors.

Apple Inc. filed a Form S-8 to register 510,000,000 shares for its 2022 Employee Stock Plan and discloses a maximum issuance cap of 1,274,374,682 shares when applying prior-plan carryforwards and forfeiture adjustments. The statement incorporates by reference the company’s most recent Annual Report for the fiscal year ended September 28, 2024 and subsequent Exchange Act reports to keep the registration current. The filing includes standard exhibits such as counsel opinions, auditor consents, the 2022 Employee Stock Plan, and a power of attorney.

Arthur D. Levinson, a director of Apple Inc. (AAPL), reported the sale of 90,000 shares of Apple common stock on 08/28/2025 at a weighted average price of $232.07 per share. After the reported transaction, Levinson beneficially owns 4,069,576 shares directly and 56,000 shares indirectly through his spouse. The sale was executed in multiple trades at prices ranging from $231.815 to $232.36; the filer notes readiness to provide detailed trade-by-trade information on request. The Form 4 was signed by Sam Whittington as attorney-in-fact for Levinson on 08/29/2025.

Form 144 notice for Apple Inc. (AAPL) reports a proposed sale of 90,000 shares of common stock through Charles Schwab & Co., Inc., with an aggregate market value of $20,885,966.00. The filer states the approximate date of sale as 08/28/2025 and identifies Apple Inc. as the issuer. The filer reports the shares were acquired 02/27/2001 in an open market purchase and paid in cash. The filing shows 14,840,390,000 shares outstanding for the class. The filer certifies by signature that they are unaware of any undisclosed material adverse information about the issuer.

Chris Kondo, Principal Accounting Officer at Apple Inc. (AAPL), reported a gift of 435 shares on 08/25/2025. The Form 4 shows the shares were disposed under Code G (gift) at a price of $0. After the transaction, Kondo beneficially owns 15,098 shares, held directly. The filing was signed by an attorney-in-fact, Sam Whittington, on 08/27/2025. The form does not disclose the recipient of the gift or any derivative transactions.

Apple Inc. reporting person Deirdre O'Brien, Senior Vice President, sold 34,821 shares of Apple common stock on 08/08/2025 at a weighted average sale price of $223.20, executed in multiple trades at prices ranging from $223.19 to $223.24. The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2024. Following the reported transactions, the reporting person beneficially owned 136,687 shares. The Form 4 indicates the transaction was prearranged under a trading plan and the filer offers to provide detailed trade-by-trade information upon request.