Broker reports sale of 43,000 Apple common shares

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 43,000 shares of common stock of AAPL under Rule 144.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 reporting a proposed sale of 43,000 shares of common stock of AAPL under Rule 144. The filing lists an aggregate value of $12,039,492.60 and shows 14,687,356,000 shares outstanding as of 05/05/2026. The sale allocates across restricted‑stock vesting lots dated between 10/01/2020 and 04/01/2026.

Key Figures

Shares to be sold: 43,000 shares Aggregate value: $12,039,492.60 Shares outstanding: 14,687,356,000 shares +2 more

5 metrics

Shares to be sold 43,000 shares Form 144 securities summary

Aggregate value $12,039,492.60 Listed in filing alongside share count

Shares outstanding 14,687,356,000 shares Listed as of 05/05/2026 in filing

Vesting lot example 1 19,943 shares Restricted stock vesting dated 04/01/2026

Vesting lot example 2 10,925 shares Restricted stock vesting dated 04/01/2026

Key Terms

Rule 144, restricted stock vesting, registered plan

3 terms

Rule 144 regulatory

"submitted a Form 144 reporting a proposed sale"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Restricted stock vesting under a registered plan"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

registered plan regulatory

"Restricted stock vesting under a registered plan"

A registered plan is a savings or investment account that a government recognizes for special tax treatment and rules, such as limits on how much you can put in and conditions for withdrawals. For investors it matters because those rules change how much of your gains are taxed, how quickly your money can be accessed and what strategies make sense — like a labeled jar that gives tax breaks but comes with rules about when and how you can take the money out.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filed for AAPL by Morgan Stanley mean?

It notifies the SEC of a proposed public resale under Rule 144. The filing reports 43,000 shares and vesting lots; it does not itself complete any sale or state timing for transactions.

How many AAPL shares and what aggregate value are listed in the filing?

The Form 144 lists 43,000 shares with an aggregate value of $12,039,492.60. These figures are presented directly in the filing's securities summary section.

Who is the filer and what type of shares are being reported?

The filer is Morgan Stanley Smith Barney LLC, Executive Financial Services, reporting proposed sales of common stock tied to restricted stock vesting under a registered plan.

Does the filing show how many AAPL shares are outstanding?

Yes, the filing shows 14,687,356,000 shares outstanding as of 05/05/2026. That figure appears alongside the sale notice in the securities information block.

Are the specific vested lots identified in the Form 144?

Yes, the filing lists multiple restricted‑stock vesting entries with dates and quantities (for example, 19,943 shares dated 04/01/2026 and 10,925 shares dated 04/01/2026).

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/05/2026 - 04:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001462356
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	APPLE INC.
SEC File Number	001-36743
Address of Issuer	One Apple Park Way Cupertino CALIFORNIA 95014
Phone	(408) 996-1010
Name of Person for Whose Account the Securities are To Be Sold	KATHERINE L ADAMS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	43000	12039492.60	14687356000	05/05/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/01/2026	Restricted stock vesting under a registered plan	Issuer			19943	04/01/2026	Services Rendered
Common	04/01/2026	Restricted stock vesting under a registered plan	Issuer			10925	04/01/2026	Services Rendered
Common	01/30/2026	Restricted stock vesting under a registered plan	Issuer			123	01/30/2026	Services Rendered
Common	01/31/2025	Restricted stock vesting under a registered plan	Issuer			115	01/31/2025	Services Rendered
Common	10/01/2020	Restricted stock vesting under a registered plan	Issuer			11894	01/31/2023	Services Rendered

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	05/05/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Katherine L Adams
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)