Andre Agassi, Graf (AASP) boost stake via warrants, branding deal

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

SCHEDULE 13D/A

Rhea-AI Filing Summary

Agassi Sports Entertainment Corp. large shareholders filed Amendment No. 5 to disclose higher ownership and new warrants. Andre K. Agassi and related entities now beneficially own 2,740,398 shares of common stock, or 20.9% of the company, based on 12,633,250 shares outstanding as of March 27, 2026.

The increase reflects prior cashless exercise of 705,417 warrants held by Investments AKA, LLC into 651,231 shares and a new Brand Partner Agreement with Stefanie GrafGraf Warrants to buy 1,000,000 shares at $5.50 per share over five years for advisory and endorsement services, with half exercisable immediately and half after one year. The reporting group states they may buy or sell more shares over time but have no current plans for corporate control changes.

Positive

None.

Negative

None.

Key Figures

Beneficial ownership: 2,740,398 shares (20.9%) Shares outstanding: 12,633,250 shares AKA warrant grant: 705,417 warrants at $0.397 +5 more

8 metrics

Beneficial ownership 2,740,398 shares (20.9%) Common stock beneficially owned by Andre K. Agassi as reported

Shares outstanding 12,633,250 shares Common stock outstanding as of March 27, 2026

AKA warrant grant 705,417 warrants at $0.397 Warrants issued July 3, 2024 to Investments AKA, LLC

AKA cashless exercise result 651,231 net shares; 54,186 forfeited Net shares issued and warrant shares forfeited on February 6, 2026

Graf Warrants size 1,000,000 shares at $5.50 Warrants granted to Stefanie Graf under Brand Partner Agreement

Entity stake 2,240,398 shares (17.7%) Beneficial ownership reported by Investments AKA, LLC, Agassi Ventures, LLC and Andre Agassi Trust

ASI Group holdings 637,044 shares (5.0%) Common stock beneficially owned by ASI Group, LLC

Brand Partner term Five years Duration of Stefanie Graf’s Brand Partner Agreement

Key Terms

Brand Partner Agreement, Graf Warrants, cashless basis, beneficial ownership, +2 more

6 terms

Brand Partner Agreement financial

"On November 22, 2025, the Issuer entered into a Brand Partner Agreement with Stephanie Graf"

Graf Warrants financial

"the Issuer granted Ms. Graf warrants to purchase 1,000,000 shares ... (the "Graf Warrants")"

cashless basis financial

"On February 6, 2026, AKA exercised the Warrants on a cashless basis"

An agreement executed on a cashless basis lets a holder convert or exercise a security (like options, warrants, or conversion rights) without paying money upfront; instead the holder receives a smaller number of shares equal in value to what the cash would have purchased. Think of trading a coupon for fewer slices of a cake rather than handing over cash for the full slice. For investors, it affects how much ownership and dilution occur and avoids immediate cash outlays.

beneficial ownership financial

"This Amendment is being filed solely to report an increase in beneficial ownership of the Reporting Persons"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

shared voting power financial

"Shared Voting Power 2,240,398.00"

Shared voting power occurs when two or more parties jointly have the right to vote or decide how a block of company shares is cast, like co-owners who must agree before moving a piece of furniture. Investors care because who controls voting rights affects board elections, major corporate decisions and takeover outcomes, and shared control can alter regulatory disclosures and the practical influence any holder has over a company’s direction and value.

dispositive power financial

"Shared Dispositive Power 2,240,398.00"

Dispositive power is the authority to decide the final outcome of an asset, legal claim, contract, or corporate action — in effect the power to dispose of or resolve something. For investors it matters because whoever holds that authority can determine who gets paid, who controls an asset or vote, and how risks and returns are allocated; think of it like holding the key that lets you lock in the winner or loser in a deal.

04/09/2026 - 06:19 PM

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 5)

Agassi Sports Entertainment Corp.
(Name of Issuer)

Common Stock, $0.001 par value per share
(Title of Class of Securities)

379413107
(CUSIP Number)
Shawn Cable
1120 N. Town Center Drive Ste. 160,
Las Vegas, NV, 89144
702-866-2912
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
11/22/2025
(Date of Event Which Requires Filing of This Statement)

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.

The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

schemaVersion:

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

INVESTMENTS AKA, LLC
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

NEVADA
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

2,240,398.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

2,240,398.00
11 Aggregate amount beneficially owned by each reporting person

2,240,398.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

17.7 %
14 Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:
(13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

AGASSI VENTURES, LLC
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

NEVADA
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

2,240,398.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

2,240,398.00
11 Aggregate amount beneficially owned by each reporting person

2,240,398.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

17.7 %
14 Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:
(13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

ANDRE AGASSI TRUST
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

NEVADA
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

2,240,398.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

2,240,398.00
11 Aggregate amount beneficially owned by each reporting person

2,240,398.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

17.7 %
14 Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:
(13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

ASI GROUP LLC
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

NEVADA
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

637,044.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

637,044.00
11 Aggregate amount beneficially owned by each reporting person

637,044.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

5.0 %
14 Type of Reporting Person (See Instructions)

OO

Comment for Type of Reporting Person:
(13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

AGASSI ANDRE K
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

UNITED STATES
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

2,740,398.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

2,740,398.00
11 Aggregate amount beneficially owned by each reporting person

2,740,398.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

20.9 %
14 Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:
(8)(10)(11) Includes 500,000 shares of Common Stock issuable upon exercise of the Graf Warrants as of the date of this Schedule 13D, as discussed below. (13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
CUSIP Number(s):
379413107

1 Name of reporting person

Graf Stefanie M
2 Check the appropriate box if a member of a Group (See Instructions)

(a)
(b)
3 SEC use only
4 Source of funds (See Instructions)

OO
5 Check if disclosure of legal proceedings is required pursuant to Items 2(d) or 2(e)

6 Citizenship or place of organization

UNITED STATES
Number of Shares Beneficially Owned by Each Reporting Person With:
7 Sole Voting Power

0.00
8 Shared Voting Power

500,000.00
9 Sole Dispositive Power

0.00
10 Shared Dispositive Power

500,000.00
11 Aggregate amount beneficially owned by each reporting person

500,000.00
12 Check if the aggregate amount in Row (11) excludes certain shares (See Instructions)

13 Percent of class represented by amount in Row (11)

3.8 %
14 Type of Reporting Person (See Instructions)

IN

Comment for Type of Reporting Person:
(8)(10)(11) Represents 500,000 shares of Common Stock issuable upon exercise of the Graf Warrants as of the date of the filing of this Schedule 13D, as discussed below. (13) Percentage ownership is based on 12,633,250 shares of Common Stock of the Issuer outstanding as of March 27, 2026, as set forth on the cover page of the Issuer's Annual Report on Form 10-K for the year ended December 31, 2025, as filed with the Securities and Exchange Commission on March 31, 2026.

SCHEDULE 13D
Item 1. Security and Issuer
(a) Title of Class of Securities:

Common Stock, $0.001 par value per share
(b) Name of Issuer:

Agassi Sports Entertainment Corp.
(c) Address of Issuer's Principal Executive Offices:

1120 N. TOWN CENTER DR #160, LAS VEGAS, NEVADA , 89144.
Item 1 Comment:
This Amendment No. 5 to Schedule 13D relates to shares of common stock, $0.001 par value per share (the "Common Stock"), of Agassi Sports Entertainment Corp. (f/k/a Global Acquisition Corporation), a Nevada corporation (the "Issuer" or the "Company"). This Amendment No. 5 (the "Amendment") amends the Schedule 13D filed with the Securities and Exchange Commission (the "Commission") by the Reporting Persons (defined below) (other than Stephanie Graf, who is becoming a Reporting Person pursuant to this filing and ASI Group, LLC, which became a Reporting Person via a filing on February 12, 2026) on July 12, 2024, as amended on May 6, 2025, May 21, 2025 and February 12, 2026. This Amendment is being filed solely to report an increase in beneficial ownership of the Reporting Persons due to the grant of the Graf Warrants (as defined below) and the inclusion of Stephanie Graf as a Reporting Person.
Item 2. Identity and Background
(a)
This Schedule 13D is being filed by Investments AKA, LLC, Agassi Ventures, LLC, The Andre Agassi Trust, ASI Group, LLC, Stephanie Graf and Andre K. Agassi, collectively referred to herein as the "Reporting Persons". Investments AKA, LLC is a Nevada limited liability company which is owned and managed by Agassi Ventures, LLC; Agassi Ventures, LLC, is a Nevada limited liability company which is owned by The Andre Agassi Trust and managed by Andre K. Agassi; The Andre Agassi Trust is a trust created by Andre K. Agassi, who serves as its trustee; and Stephanie Graf and Andre K. Agassi are individuals. ASI Group, LLC is a Nevada limited liability company managed by AKA Four, LLC which is managed by Agassi Ventures, LLC which is managed by Andre Agassi. Investments AKA, LLC owns 100% of ASI Group, LLC. Agassi Ventures, LLC, The Andre Agassi Trust and Andre K. Agassi own directly no shares of Common Stock. The Andre Agassi Trust, which owns all of the interests in Agassi Ventures, LLC, may be deemed to share voting and dispositive power with respect to the 1,603,354 shares held directly by Investments AKA, LLC and the 637,044 shares held directly by ASI Group, LLC. Andre K. Agassi, who is the manager of Agassi Ventures, LLC, may be deemed to share voting and dispositive power with respect to the 1,603,354 shares held directly by Investments AKA, LLC and the 637,044 shares held directly by ASI Group, LLC. Stephanie Graf is the spouse of Andre K. Agassi, and as such, Andre K. Agassi may be deemed to have shared beneficial ownership of the securities held by Stephanie Graf.
(b)
The address of each of the Reporting Persons is 1120 N. Town Center Drive, Suite 160, Las Vegas, NV 89144.
(c)
The principal occupation of Andre K. Agassi, a retired professional tennis player, is Chairman of the Andre Agassi Foundation for Education and Chairman of Agassi Graf Holdings, LLC. The principal business of Agassi Ventures, LLC, ASI Group LLC and Investments AKA, LLC is to hold and manage investments for entities related to Mr. Agassi. The Andre Agassi Trust is a revocable trust of which Mr. Agassi serves as sole trustee. The principal occupation of Stephanie Graf, a related professional tennis player is, RETIRED.
(d)
None of the Reporting Persons have, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
(e)
None of the Reporting Persons has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
(f)
Investments AKA, ASI Group, LLC and Agassi Ventures, LLC are Nevada limited liability companies. The Andre Agassi Trust is a trust created under the laws of the State of Nevada of which Andre K. Agassi is sole trustee. Mr. Agassi and Mrs. Graf are United States citizens.
Item 3. Source and Amount of Funds or Other Consideration

On July 3, 2024, the Issuer issued to Investments AKA, LLC ("AKA") warrants to purchase 705,417 shares of Issuer's Common Stock at an exercise price equal to $0.397 (the "Warrants"). A total of 352,708 of the Warrants were exercisable immediately and a total of 352,709 of the Warrants are exercisable on July 3, 2025. The issuance of warrants by Issuer to AKA was done in connection with services provided, and to be provided, by Andre K. Agassi, either individually or through AKA (or a related entity). There was no cash involved with the acquisition of the warrants. On February 6, 2026, AKA exercised the Warrants on a cashless basis. In connection with such exercise, the Issuer issued to AKA a net of 651,231 shares of Common Stock, after the forfeiture of 54,186 warrant shares to the Issuer in satisfaction of the aggregate exercise price, based on the fair market value of the Issuer's Common Stock on the exercise date, as determined in accordance with the terms of the Warrants. On November 22, 2025, the Issuer entered into a Brand Partner Agreement with Stephanie Graf (the "Brand Partner Agreement"), pursuant to which Ms. Graf (a "Brand Partner") agreed to serve as an Issuer advisor, spokesperson, celebrity endorser and brand partner. Pursuant to the Brand Partner Agreement, the Brand Partner will (i) participate in certain Issuer projects and initiatives, subject to agreement as to scope and compensation in each instance; (ii) promote the Issuer's brand and content through public appearances, interviews, and social media activity, subject to mutual agreement as to each social media post; and (iii) provide advice and consultation upon Issuer request with respect to the Issuer's brand and content. The Brand Partner has also licensed her image, name and likeness to the Issuer for use in our public relations, advertising and marketing, on a worldwide basis, subject to the Brand Partner's right to disapprove of any particular use. The Brand Partner Agreement has a five-year term, subject to extension by mutual agreement. In consideration for her services under the Brand Partner Agreement, the Issuer granted Ms. Graf warrants to purchase 1,000,000 shares of the Issuer's Common Stock at an exercise price of $5.50 per share (the "Graf Warrants"). The Graf Warrants vested immediately and have a five-year term. The Graf Warrants are exercisable as to one half of the shares of Common Stock immediately, and exercisable as to the remaining half of the shares of Common Stock one year following the grant date. The Graf Warrants may be exercised either by cash payment or via cashless exercise based on a formula set forth in the Graf Warrants.
Item 4. Purpose of Transaction

The information set forth in Item 3 is hereby incorporated by reference into this Item 4. The Reporting Persons acquired the securities pursuant to the transactions described in Item 3 above. In the future, depending on general market and economic conditions affecting the Issuer and other relevant factors, the Reporting Persons may purchase or acquire additional securities of the Issuer or dispose of some or all of the securities they currently own from time to time in open market transactions, private transactions (including gifts) or otherwise. Except as may occur in the ordinary course of business of the Issuer, the Reporting Persons do not currently have any plans or proposals which relate to or would result in the following described: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure, including but not limited to, if the Issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; (g) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person; (h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. The Reporting Persons retain the right to change their investment intent, and may, from time to time, acquire additional shares of Common Stock or other securities of the Issuer, or sell or otherwise dispose of (or enter into a plan or arrangements to sell or otherwise dispose of), all or part of the shares of Common Stock or other securities of the Issuer, if any, beneficially owned by them, in any manner permitted by law.
Item 5. Interest in Securities of the Issuer
(a)
The aggregate number and percentage of the class of securities beneficially owned by each Reporting Person are set forth on rows 11 and 13 of the cover pages of this Schedule 13D and are incorporated herein by this reference thereto.
(b)
The aggregate number of shares of Common Stock beneficially owned by each Reporting Person and, for each Reporting Person, the number of shares as to which there is sole power to vote or to direct the voting thereof, shared power to vote or to direct the voting thereof, sole power to dispose or to direct the disposition thereof, or shared power to dispose or to direct the disposition thereof, are set forth on rows 7 through 11 of the cover pages of this Schedule 13D and are incorporated herein by this reference thereto.
(c)
See Item 3, above. None of the Reporting Persons have sold or disposed of any shares of Common Stock during the last sixty days.
(d)
No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from, the sale of the securities beneficially owned by the Reporting Persons.
Item 6. Contracts, Arrangements, Understandings or Relationships With Respect to Securities of the Issuer

Other than as described herein, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between the Reporting Persons and any other person with respect to the securities of the Issuer.
Item 7. Material to be Filed as Exhibits.

A. Warrant to Purchase Common Stock issued to Investments AKA, LLC by Agassi Sports Entertainment Corp. (f/k/a Global Acquisitions Corporation) effective July 3, 2024 https://www.sec.gov/Archives/edgar/data/930245/000147237524000058/sched13da.htm (filed as Exhibit 10.1 to the Schedule 13D/A filed by the Reporting Persons with the Securities and Exchange Commission on July 12, 2024). B. Common Stock Purchase Warrant dated November 24, 2025, granted by Agassi Sports Entertainment Corp. to Stefanie Graf https://www.sec.gov/Archives/edgar/data/930245/000147237525000143/exhibit4-1.htm (Filed as Exhibit 4.1 to the Current Report on Form 8-K filed by the Issuer with the Securities and Exchange Commission on November 25, 2025). C. Joint Filing Agreement, dated as of April 9, 2026, among the Reporting Persons (attached hereto).

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

INVESTMENTS AKA, LLC

Signature: /s/ Andre K. Agassi
Name/Title: Andre K. Agassi
Date: 04/09/2026

AGASSI VENTURES, LLC

Signature: /s/ Andre K. Agassi
Name/Title: Andre K. Agassi
Date: 04/09/2026

ANDRE AGASSI TRUST

Signature: /s/ Andre K. Agassi
Name/Title: /s/ Andre K. Agassi
Date: 04/09/2026

ASI GROUP LLC

Signature: /s/ Andre K. Agassi
Name/Title: Andre K. Agassi
Date: 04/09/2026

AGASSI ANDRE K

Signature: /s/ Andre K. Agassi
Name/Title: Andre K. Agassi
Date: 04/09/2026

Graf Stefanie M

Signature: /s/ Stephanie Graf
Name/Title: Stephanie Graf
Date: 04/09/2026

Source: View Original Filing on SEC EDGAR

FAQ

How much of Agassi Sports Entertainment Corp. (AASP) do Andre Agassi and related entities own?

Andre Agassi, Stefanie Graf and related entities report beneficial ownership of 2,740,398 shares, or 20.9% of Agassi Sports Entertainment’s common stock, based on 12,633,250 shares outstanding as of March 27, 2026.

What are the Graf Warrants disclosed in the AASP Schedule 13D/A?

The Graf Warrants are rights granted to Stefanie Graf to purchase 1,000,000 Agassi Sports Entertainment common shares at $5.50 per share. They have a five-year term, with half the shares exercisable immediately and the remainder exercisable one year after grant.

Why did Agassi Sports Entertainment grant Stefanie Graf warrants?

Stefanie Graf received the warrants under a five-year Brand Partner Agreement. She agreed to act as advisor, spokesperson and celebrity endorser, participate in projects, promote the brand and license her name and likeness for the company’s marketing and public relations efforts.

How did Investments AKA, LLC acquire its Agassi Sports Entertainment stake?

On July 3, 2024, Agassi Sports Entertainment issued Investments AKA, LLC warrants to buy 705,417 shares at $0.397 per share for services. AKA exercised these on a cashless basis, receiving 651,231 net shares after forfeiting 54,186 warrant shares for the exercise price.

Do the Agassi reporting persons plan to take control of Agassi Sports Entertainment (AASP)?

The filing states the reporting persons may buy or sell additional Agassi Sports Entertainment securities over time. However, they currently report no plans for mergers, asset sales, board changes, capitalization shifts or other actions aimed at changing corporate control.

What percentage stakes do the Agassi-affiliated entities hold in AASP individually?

Investments AKA, LLC, Agassi Ventures, LLC and the Andre Agassi Trust each report beneficial ownership of 2,240,398 shares, or 17.7% of the class. ASI Group, LLC reports 637,044 shares, or 5.0%, with these figures based on 12,633,250 shares outstanding.