Rule 144 Notice: 31,694 Common Shares Planned Sale on NYSE

Rhea-AI Filing Summary

Form 144 notice for proposed sale of common stock. The filing reports an intended sale of 31,694 shares of common stock with an aggregate market value of $1,281,705.00. The securities represent shares acquired on 12/04/2023 through vesting/deferred compensation. The filer lists 110,537,295 shares outstanding and an approximate sale date of 08/19/2025 on the NYSE. The broker name and address shown is "THE CHARLES SCHWAB CORPORATION, 3000 Schwab Way, Westlake TX 76262." The filing indicates no securities sold in the past three months and includes the standard signer representation about absence of undisclosed material adverse information.

Positive

• Clear compliance with Rule 144 disclosure requirements: acquisition date, nature, and planned sale date are provided
• No sales in past three months, which reduces aggregation concerns under Rule 144

Negative

• None.

Insights

Securities Analyst

TL;DR: Routine insider sale notice of vested compensation shares; size is small relative to total outstanding and appears procedural.

The filing notifies the SEC of a proposed sale of 31,694 common shares valued at $1.28 million, acquired via vesting/deferred compensation on 12/04/2023. With 110.5 million shares outstanding, the position represents roughly 0.03% of outstanding stock, indicating the transaction is unlikely to be materially dilutive or market-moving. The notice shows no related sales in the prior three months and uses a common broker designation. This is a standard Rule 144 disclosure rather than an operational or financial update.

Corporate Governance Expert

TL;DR: Compliance-focused disclosure consistent with insider selling rules; signer affirms no undisclosed material information.

The form documents compliance with Rule 144 for the proposed disposition of shares acquired as deferred compensation. The attestation about lacking undisclosed material adverse information is standard and the absence of recent sales reduces concerns about aggregated disposition patterns. There is no indication in the filing of any governance or policy changes; it functions primarily as regulatory notice of a planned sale.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
COMMON	THE CHARLES SCHWAB CORPORATION 3000 Schwab Way Westlake TX 76262	31694	1281705.00	110537295	08/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
COMMON	12/04/2023	VESTING/DEFERRED COMP	ISSUER			31694	12/04/2023	NA

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for AB (AllianceBernstein) report?

The filing reports a proposed sale of 31,694 common shares with an aggregate market value of $1,281,705.00, approximate sale date 08/19/2025.

When and how were the shares to be sold acquired?

The shares were acquired on 12/04/2023 as vesting/deferred compensation.

How many shares outstanding does the filing report?

The filing lists 110,537,295 shares outstanding.

Which broker is named on the Form 144?

The broker listed is THE CHARLES SCHWAB CORPORATION, 3000 Schwab Way, Westlake TX 76262.

Were there any securities sold by the filer in the past three months?

The filing states Nothing to Report for securities sold during the past three months.