AllianceBernstein (NYSE: AB) awards 517 holding units to Chief Accounting Officer

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. reported an equity award to its Chief Accounting Officer via an insider ownership filing. On December 10, 2025, the officer received a 2025 long-term incentive compensation award of 517 AB Holding Units, valued using the closing price of $41.11 per unit on that date. These units represent beneficial ownership interests in limited partnership units of AllianceBernstein Holding L.P.

The 517 AB Holding Units are held in a rabbi trust under AllianceBernstein’s incentive compensation award program until they vest and are delivered to the officer. The award vests in equal annual installments on December 1, 2026, 2027 and 2028, subject to agreements and covenants in the award documentation. Following this transaction, the officer is shown as indirectly owning 7,903 AB Holding Units through the rabbi trust.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Luckey Alexis

(Last) (First) (Middle)

C/O ALLIANCEBERNSTEIN L.P.

501 COMMERCE STREET

(Street)

NASHVILLE TN 37203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
AB Holding Units(1)	12/10/2025		A		517(2)	A	$41.11(3)	7,903	I	by rabbi trust under employee incentive comp award program

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

2. Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 517 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

3. The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

Remarks:

	/s/ Alexis Luckey	12/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did AllianceBernstein (AB) disclose in this Form 4?

The filing reports that the Chief Accounting Officer received a 2025 long-term incentive award of 517 AB Holding Units on December 10, 2025.

Who is the reporting person in AllianceBernstein (AB)'s Form 4?

The reporting person is an officer of AllianceBernstein Holding L.P., serving as its Chief Accounting Officer.

How many AB Holding Units does the officer beneficially own after this transaction?

After the reported award, the officer is shown as indirectly beneficially owning 7,903 AB Holding Units, held through a rabbi trust.

How and when do the 517 AB Holding Units awarded by AllianceBernstein vest?

The 517 AB Holding Units vest in equal annual increments on December 1, 2026, 2027 and 2028, subject to the terms of the applicable award agreement.

At what price was the AllianceBernstein (AB) equity award valued?

The award was valued using the closing price of an AB Holding Unit on the NYSE of $41.11 on December 10, 2025.

What is a rabbi trust in the context of the AllianceBernstein (AB) award?

The filing states that the 517 AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the officer.