Why is AllianceBernstein (AB) using an 8-K to share its AUM Release?

Using an 8-K under Regulation FD helps ensure the preliminary assets-under-management information in the AUM Release is made broadly and simultaneously available to the market.

AllianceBernstein (NYSE: AB) furnishes preliminary AUM disclosure via 8-K

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

8-K

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. filed a current report to share a news release from its operating partnership, AllianceBernstein L.P., under Regulation FD. The report states that a furnished release dated August 11, 2025 announces AllianceBernstein’s preliminary assets under management as of July 31, 2025. The release itself is included as Exhibit 99.01, and this filing is intended to make that assets-under-management update broadly available to investors.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

08/11/2025 - 04:25 PM

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 11, 2025

ALLIANCEBERNSTEIN HOLDING L.P.

(Exact name of registrant as specified in its charter)


Delaware	001-09818	13-3434400
(State or other jurisdiction of incorporation or organization)	(Commission File Number)	(I.R.S. Employer Identification Number)

501 Commerce Street, Nashville, TN 37203

(Address of principal executive offices)

(Zip Code)

(615) 622-0000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:


Title of Each Class	Trading Symbol	Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of limited partnership interests in AB Holding	AB	NYSE

Item 7.01. Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on August 11, 2025 announcing AB’s preliminary assets under management as of July 31, 2025. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

99.01 AUM Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.


	ALLIANCEBERNSTEIN HOLDING L.P.
Dated: August 11, 2025	By:	/s/ Mark Manley
		Mark Manley Corporate Secretary

Source: View Original Filing on SEC EDGAR

FAQ

What did AllianceBernstein Holding L.P. (AB) disclose in this 8-K?

The company furnished a news release from AllianceBernstein L.P. announcing preliminary assets under management as of July 31, 2025, included as Exhibit 99.01.

Which AllianceBernstein entity’s information is highlighted in this 8-K for AB?

The report highlights information from AllianceBernstein L.P., which issued a news release on preliminary assets under management as of July 31, 2025.

What is contained in Exhibit 99.01 to AllianceBernstein (AB)’s 8-K?

Exhibit 99.01 is the AUM Release, a news release dated August 11, 2025 that announces AllianceBernstein L.P.’s preliminary assets under management as of July 31, 2025.

Under which item did AllianceBernstein (AB) furnish the AUM Release?

The AUM Release was furnished under Item 7.01, Regulation FD Disclosure.

Does this AllianceBernstein (AB) 8-K include full financial statements?

The report focuses on furnishing the AUM Release as an exhibit under Regulation FD and does not present separate financial statements within the main text.