AllianceBernstein (NYSE: AB) shares preliminary August 31 AUM

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. filed a Form 8-K indicating that it and its operating partnership, AllianceBernstein L.P., have furnished a news release announcing AB’s preliminary assets under management as of August 31, 2025. The news release is provided as Exhibit 99.01 to the filing under Regulation FD, which is intended to ensure broad, fair disclosure of this information to the market.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

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Accepted by SEC EDGAR 09/10/2025 - 04:11 PM Learn about SEC filing dates

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 10, 2025

ALLIANCEBERNSTEIN HOLDING L.P.

(Exact name of registrant as specified in its charter)

Delaware			001-09818			13-3434400
(State or other jurisdiction of incorporation or organization)			(Commission File Number)			(I.R.S. Employer Identification Number)

501 Commerce Street, Nashville, TN  37203

(Address of principal executive offices)

(Zip Code)

(615) 622-0000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class			Trading Symbol			Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of limited partnership interests in AB Holding			AB			NYSE

Item 7.01.    Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on September 10, 2025 announcing AB’s preliminary assets under management as of August 31, 2025. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01.    Financial Statements and Exhibits.

(d)    Exhibits.

99.01    AUM Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

						ALLIANCEBERNSTEIN HOLDING L.P.
Dated: September 10, 2025						By:			/s/ Mark Manley
									Mark Manley Corporate Secretary

FAQ

What did AllianceBernstein (AB) disclose in this Form 8-K?

AllianceBernstein disclosed that it and AllianceBernstein L.P. furnished a news release announcing AB’s preliminary assets under management as of August 31, 2025, attached as Exhibit 99.01.

Which financial metric is highlighted in AllianceBernstein (AB)'s 8-K?

The 8-K highlights preliminary assets under management for AllianceBernstein L.P. as of August 31, 2025, as described in the furnished news release.

How is the preliminary AUM information provided by AllianceBernstein (AB)?

The preliminary AUM information is provided through a news release that is furnished as Exhibit 99.01 to the Form 8-K.

Under which item of Form 8-K did AllianceBernstein (AB) furnish the AUM release?

AllianceBernstein furnished the AUM release under Item 7.01, Regulation FD Disclosure of Form 8-K.

Does the AllianceBernstein (AB) 8-K include full financial statements?

No, the 8-K specifies under Item 9.01(d) that it includes an exhibit, the news release (Exhibit 99.01), rather than full financial statements.

Who signed the AllianceBernstein (AB) Form 8-K?

The Form 8-K was signed on behalf of AllianceBernstein Holding L.P. by Mark Manley, Corporate Secretary.