AllianceBernstein (NYSE: AB) furnishes preliminary AUM update in 8-K

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. filed a current report to share that AllianceBernstein L.P. and the partnership have furnished a news release announcing preliminary assets under management as of September 30, 2025. The assets under management details are contained in the attached AUM Release, which is included as Exhibit 99.01 to the report under Regulation FD Disclosure.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): October 9, 2025

ALLIANCEBERNSTEIN HOLDING L.P.

(Exact name of registrant as specified in its charter)

Delaware			001-09818			13-3434400
(State or other jurisdiction of incorporation or organization)			(Commission File Number)			(I.R.S. Employer Identification Number)

501 Commerce Street, Nashville, TN  37203

(Address of principal executive offices)

(Zip Code)

(615) 622-0000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class			Trading Symbol			Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of limited partnership interests in AB Holding			AB			NYSE

Item 7.01.    Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on October 9, 2025 announcing AB’s preliminary assets under management as of September 30, 2025. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01.    Financial Statements and Exhibits.

(d)    Exhibits.

99.01    AUM Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

						ALLIANCEBERNSTEIN HOLDING L.P.
Dated: October 9, 2025						By:			/s/ Mark Manley
									Mark Manley Corporate Secretary

FAQ

What did AllianceBernstein Holding L.P. (AB) report in this 8-K filing?

The filing states that AllianceBernstein L.P. and AllianceBernstein Holding L.P. furnished a news release announcing AB’s preliminary assets under management as of September 30, 2025, attached as Exhibit 99.01.

Which SEC item does this AllianceBernstein (AB) 8-K primarily address?

The report is made under Item 7.01, Regulation FD Disclosure, indicating the company is providing broadly available information about its preliminary assets under management.

What financial information about AB’s assets under management is included in this filing?

The filing explains that preliminary assets under management as of September 30, 2025 are described in a separate news release referred to as the AUM Release, which is attached as Exhibit 99.01.

Where can investors find the detailed AUM figures for AllianceBernstein (AB)?

Detailed AUM figures are contained in the AUM Release dated October 9, 2025, which is attached to this report as Exhibit 99.01.

Does this AllianceBernstein (AB) 8-K include financial statements?

Under Item 9.01, the filing lists Exhibit 99.01 as the AUM Release, and does not list separate financial statements, focusing instead on the furnished AUM disclosure.

Who signed this AllianceBernstein Holding L.P. (AB) 8-K report?

The report was signed on behalf of AllianceBernstein Holding L.P. by Mark Manley, Corporate Secretary, dated October 9, 2025.