AllianceBernstein October preliminary assets at $901B
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
8-K
Rhea-AI Filing Summary
AllianceBernstein Holding L.P. (AB) furnished a release reporting AllianceBernstein L.P.’s preliminary assets under management of $901 billion as of October 31, 2026, compared with $900 billion at September 30, 2026. Market appreciation primarily drove the increase, partially offset by net outflows.
Private Wealth had net inflows, offset by net outflows in Retail and Institutions.
8-K Event Classification
2 items: 7.01, 9.01
2 items
Item 7.01
Regulation FD Disclosure
Disclosure
Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.
Item 9.01
Financial Statements and Exhibits
Exhibits
Financial statements, pro forma financial information, or exhibit attachments filed with this report.
Key Figures
Assets under management: $901 billion
Assets under management: $900 billion
Institutions AUM: $382 billion
+2 more
5 metrics
Assets under management
$901 billion
AllianceBernstein L.P., as of October 31, 2026
Assets under management
$900 billion
AllianceBernstein L.P., as of September 30, 2026
Institutions AUM
$382 billion
AllianceBernstein L.P., as of October 31, 2026
Retail AUM
$352 billion
AllianceBernstein L.P., as of October 31, 2026
Private Wealth AUM
$167 billion
AllianceBernstein L.P., as of October 31, 2026
Key Terms
assets under management, net outflows, Actively Managed, Alternatives/Multi-Asset Solutions
4 terms
assets under management financial
"preliminary assets under management"
Assets under management (AUM) is the total value of all the investments that a financial company or fund is responsible for overseeing on behalf of its clients. It’s like a big bucket that shows how much money the firm is managing for people or organizations. A higher AUM often indicates a larger, more trusted company, and it can influence how much money they earn and the services they can offer.
net outflows financial
"partially offset by net outflows"
Net outflows measure the amount of money leaving an investment pool, fund, or company during a period after subtracting any new money coming in. Think of it as the net water flowing out of a bathtub: if more water is drained than added, the level falls; for investors, persistent net outflows can signal waning confidence, potential liquidity pressure, or shrinking assets under management, all of which can affect returns and stability.
Actively Managed financial
"Actively Managed"
An investment strategy where a professional manager or team makes ongoing decisions about buying, selling, and weighting individual securities in a fund or portfolio, rather than simply tracking a market index. It matters to investors because active management aims to outperform benchmarks through research and timing, which can lead to higher fees, more frequent trading, and performance that depends heavily on the manager’s skill—like hiring a chef instead of using a ready-made meal.
Alternatives/Multi-Asset Solutions financial
"Alternatives/Multi-Asset Solutions"
Alternatives/multi-asset solutions are investment offerings that combine traditional holdings (like stocks and bonds) with other types of assets — such as real estate, commodities, private equity, or hedge strategies — in a single package. They matter to investors because, like a balanced meal or a mixed toolbox, blending different kinds of investments aims to reduce risk and smooth returns across market ups and downs, making a portfolio less dependent on any one market or outcome.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What were AB’s assets under management in October 2026?
AllianceBernstein L.P.’s preliminary assets under management were $901 billion as of October 31, 2026, compared with $900 billion at September 30, 2026.
AI-generated analysis. How Rhea-AI works. Not financial advice.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 12, 2026 (November 11, 2026 )
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation or organization) | (Commission File Number) | (I.R.S. Employer Identification Number) | ||||||
(Address of principal executive offices)
(Zip Code)
(615 ) 622-0000
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of Each Class | Trading Symbol | Name of Each Exchange on which Registered | ||||||
Item 7.01. Regulation FD Disclosure.
AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on November 11, 2026 announcing AB’s preliminary assets under management as of October 31, 2026. The AUM Release is attached hereto as Exhibit 99.01.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
99.01 AUM Release.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ALLIANCEBERNSTEIN HOLDING L.P. | |||||||||||
| Dated: November 12, 2026 | By: | /s/ Mark Manley | |||||||||
| Mark Manley Corporate Secretary | |||||||||||
 | Ioanis Jorgali, Investors ioanis.jorgali@alliancebernstein.com | Carly Symington, Media carly.symington@alliancebernstein.com | ||||||
AB Announces October 31, 2026 Assets Under Management
Nashville, TN, November 11, 2026 - AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. (“AB Holding”) (NYSE: AB) announced today that preliminary assets under management increased slightly to $901 billion during October 2026 from $900 billion at the end of September. The increase was primarily driven by market appreciation, partially offset by net outflows. By channel, robust net inflows in Private Wealth were offset by net outflows in Retail and Institutions.
AllianceBernstein L.P. (The Operating Partnership) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Assets Under Management ($ in Billions) | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
At October 31, 2026 | Sep 30, | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| 2026 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Private | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Institutions | Retail | Wealth | Total | Total | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
Equity | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Actively Managed | $ | 43 | $ | 156 | $ | 62 | $ | 261 | $ | 266 | |||||||||||||||||||||||||||||||||||||||||||||||||
Passive | 33 | 43 | 11 | 87 | 89 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Equity | 76 | 199 | 73 | 348 | 355 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Fixed Income | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Taxable | 124 | 60 | 21 | 205 | 202 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Tax-Exempt | 2 | 64 | 34 | 100 | 95 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Passive | — | 18 | — | 18 | 18 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total Fixed Income | 126 | 142 | 55 | 323 | 315 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Alternatives/Multi-Asset Solutions(1) | 180 | 11 | 39 | 230 | 230 | ||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total | $ | 382 | $ | 352 | $ | 167 | $ | 901 | $ | 900 | |||||||||||||||||||||||||||||||||||||||||||||||||
At September 30, 2026 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Total | $ | 382 | $ | 353 | $ | 165 | $ | 900 | |||||||||||||||||||||||||||||||||||||||||||||||||||
(1) Includes certain multi-asset solutions and services not included in equity or fixed income services. | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
www.alliancebernstein.com 1 of 2
Cautions Regarding Forward-Looking Statements
Certain statements provided by management in this news release are “forward-looking statements” within the meaning of the Private Securities Litigation Reform Act of 1995. Such forward-looking statements are subject to risks, uncertainties and other factors that could cause actual results to differ materially from future results expressed or implied by such forward-looking statements. The most significant of these factors include, but are not limited to, the following: the performance of financial markets, the investment performance of sponsored investment products and separately-managed accounts, general economic conditions, industry trends, future acquisitions, integration of acquired companies, competitive conditions, and government regulations, including changes in tax regulations and rates and the manner in which the earnings of publicly-traded partnerships are taxed. AB cautions readers to carefully consider such factors. Further, such forward-looking statements speak only as of the date on which such statements are made; AB undertakes no obligation to update any forward-looking statements to reflect events or circumstances after the date of such statements. For further information regarding these forward-looking statements and the factors that could cause actual results to differ, see “Risk Factors” and “Cautions Regarding Forward-Looking Statements” in AB’s Form 10-K for the year ended December 31, 2025 or form 10-Q for the quarter ended September 30, 2026. Any or all of the forward-looking statements made in this news release, Form 10-K, Form 10-Q, other documents AB files with or furnishes to the SEC and any other public statements issued by AB, may turn out to be wrong. It is important to remember that other factors besides those listed in “Risk Factors” and “Cautions Regarding Forward-Looking Statements”, and those listed above, could also adversely affect AB’s financial condition, results of operations and business prospects.
About AllianceBernstein
AllianceBernstein is a leading global investment management firm that offers diversified investment services to institutional investors, individuals and private wealth clients in major world markets.
As of September 30, 2026, including both the general partnership and limited partnership interests in AllianceBernstein, AllianceBernstein Holding owned approximately 31.1% of AllianceBernstein. Including both the general partnership and limited partnership interests in AllianceBernstein Holding and AllianceBernstein, Equitable Holdings, Inc. ("EQH"), owned an approximate 68.3% economic interest in AllianceBernstein.
Additional information about AB may be found on our website, www.alliancebernstein.com.
www.alliancebernstein.com 2 of 2