AB 8-K: Preliminary AUM release furnished under Item 7.01

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. (AB) furnished a news release announcing AllianceBernstein L.P.’s preliminary assets under management as of October 31, 2025. The disclosure was made under Item 7.01 (Regulation FD), which is typically used to share informational updates with the market. The news release is included as Exhibit 99.01 to the report.

8-K Event Classification

2 items: 7.01, 9.01

2 items

Item 7.01 Regulation FD Disclosure Disclosure

Material non-public information disclosed under Regulation Fair Disclosure, often investor presentations or guidance.

Item 9.01 Financial Statements and Exhibits Exhibits

Financial statements, pro forma financial information, and exhibit attachments filed with this report.

Understanding 8-K Material Events →

0000825313false00008253132025-11-112025-11-11

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): November 12, 2025 (November 11, 2025)

ALLIANCEBERNSTEIN HOLDING L.P.

(Exact name of registrant as specified in its charter)

Delaware			001-09818			13-3434400
(State or other jurisdiction of incorporation or organization)			(Commission File Number)			(I.R.S. Employer Identification Number)

501 Commerce Street, Nashville, TN  37203

(Address of principal executive offices)

(Zip Code)

(615) 622-0000

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company    ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Securities registered pursuant to Section 12(b) of the Act:

Title of Each Class			Trading Symbol			Name of Each Exchange on which Registered
Units rep. assignments of beneficial ownership of limited partnership interests in AB Holding			AB			NYSE

Item 7.01.    Regulation FD Disclosure.

AllianceBernstein L.P. (“AB”) and AllianceBernstein Holding L.P. are furnishing a news release (“AUM Release”) issued on November 11, 2025 announcing AB’s preliminary assets under management as of October 31, 2025. The AUM Release is attached hereto as Exhibit 99.01.

Item 9.01.    Financial Statements and Exhibits.

(d)    Exhibits.

99.01    AUM Release.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

						ALLIANCEBERNSTEIN HOLDING L.P.
Dated: November 12, 2025						By:			/s/ Mark Manley
									Mark Manley Corporate Secretary

FAQ

What did AB (NYSE: AB) disclose in this 8-K?

AB furnished a news release announcing AllianceBernstein L.P.’s preliminary assets under management as of October 31, 2025.

What is the date of the AUM figures for AB?

The preliminary assets under management are stated as of October 31, 2025.

Under which item was AB’s disclosure made?

The disclosure was made under Item 7.01 (Regulation FD).

Where can I find the detailed AUM numbers for AB?

The numbers are in the AUM news release attached as Exhibit 99.01.

Does this 8-K include financial statements?

No. It furnishes an AUM news release; financial statements were not included.

Which exhibit contains AB’s AUM release?

Exhibit 99.01 contains the AUM news release.