[Form 4] ALLIANCEBERNSTEIN HOLDING L.P. Insider Trading Activity
Karl Sprules, Chief Operating Officer of AllianceBernstein Holding L.P. (AB), reported a non‑derivative transfer of AB Holding Units identified as a gift. On 09/10/2025 he disposed of 2,650 AB Holding Units via a transaction coded as a gift at the NYSE closing price of $37.76 on that date. After the transaction he beneficially owns 104,096 AB Holding Units, held directly. The filing clarifies that AB Holding Units represent limited partnership interests in the company and provides the required Section 16 disclosure of the change in beneficial ownership.
Karl Sprules, Chief Operating Officer di AllianceBernstein Holding L.P. (AB), ha comunicato un trasferimento non derivativo di AB Holding Units identificato come regalo. Il 10 settembre 2025 ha ceduto 2.650 AB Holding Units tramite una transazione codificata come regalo al prezzo di chiusura della NYSE di 37,76 $ in quella data. Dopo la transazione detiene beneficiamente 104.096 AB Holding Units, detenute direttamente. La documentazione chiarisce che le AB Holding Units rappresentano quote di una partnership limitata nella società e fornisce la necessaria divulgazione della Sezione 16 sul cambiamento della proprietà beneficiaria.
Karl Sprules, director de Operaciones de AllianceBernstein Holding L.P. (AB), informó de una transferencia no derivada de las AB Holding Units identificadas como regalo. El 10/09/2025 dispuso de 2.650 AB Holding Units mediante una operación codificada como regalo al precio de cierre de NYSE de 37,76 $ en esa fecha. Tras la operación posee de forma beneficiosa 104.096 AB Holding Units, manteniéndose directamente. El archivo aclara que las AB Holding Units representan participaciones de sociedad limitada en la empresa y proporciona la divulgación requerida de la Sección 16 sobre el cambio en la propiedad beneficiosa.
AllianceBernstein Holding L.P. (AB)의 최고운영책임자 Karl Sprules는 AB Holding Units의 비파생적 양도가 선물로 식별되었다고 보고했습니다. 2025년 9월 10일 그는 NYSE 종가가 그 날짜의 37.76달러인 상태에서 ‘선물’로 분류된 거래를 통해 2,650개의 AB Holding Units를 처분했습니다. 거래 후 그는 직접 보유한 104,096주를 실질적으로 소유합니다. 제출서는 AB Holding Units가 회사의 유한책임 파트너십 지분을 나타내며 유익한 소유권의 변경에 대한 16조의 필요한 공시를 제공한다고 밝힙니다.
Karl Sprules, directeur des opérations d’AllianceBernstein Holding L.P. (AB), a signalé un transfert non dérivé d’unités AB Holding identifiées comme un don. Le 10/09/2025, il a disposé de 2 650 unités AB Holding via une transaction codée comme don au prix de clôture de la NYSE de 37,76 $ à cette date. Après la transaction, il détient bénéficiellement 104 096 unités AB Holding, détenues directement. Le dépôt précise que les AB Holding Units représentent des intérêts de partenariat limité dans la société et fournit la divulgation requise de la Section 16 concernant le changement de propriété bénéficiaire.
Karl Sprules, Chief Operating Officer von AllianceBernstein Holding L.P. (AB), hat einen nicht-abgeleiteten Transfer von AB Holding Units gemeldet, der als Geschenk identifiziert wurde. Am 10.09.2025 veräußerte er 2.650 AB Holding Units über eine als Geschenk kodierte Transaktion zum NYSE-Schlusskurs von 37,76 $ an diesem Datum. Nach der Transaktion besitzt er beneficially 104.096 AB Holding Units, direkt gehalten. Die Einreichung erläutert, dass AB Holding Units Anteile an einer Limited Partnership des Unternehmens darstellen, und liefert die erforderliche Section-16-Offenlegung über die Änderung der beneficial ownership.
أبلغ ك Karl Sprules، الرئيس التنفيذي للعمليات في AllianceBernstein Holding L.P. (AB)، عن تحويل غير مشتق لوحدات AB Holding التي تم تعريفها على أنها هدية. في 10/09/2025، صرح بأنه باع/تصرف في 2,650 وحدة AB Holding باستخدام معاملة مُشفّرة كهدية بسعر إغلاق NYSE البالغ 37.76 دولارًا في ذلك التاريخ. بعد المعاملة يملك بشكل مفيد 104,096 وحدة AB Holding، مملوكة مباشرة. يوضح الملف أن وحدات AB Holding تمثل مصالح شراكة محدودة في الشركة ويقدم الإفصاح المطلوب وفق القسم 16 عن التغير في الملكية المفيدة.
Karl Sprules， AllianceBernstein Holding L.P.（AB）的首席运营官，报告了被标识为赠与的 AB Holding Units 的非衍生转让。 2025年9月10日，他通过被编码为赠与的交易以当天NYSE收盘价37.76美元出售了2,650股 AB Holding Units。交易后，他实际持有104,096股 AB Holding Units，直接持有。该申报表说明 AB Holding Units 代表公司中的有限合伙权益，并提供关于善意所有权变动的第16条披露。
- Full Section 16 disclosure filed, showing compliance with insider reporting rules
- Clear identification of units as limited partnership interests, improving investor transparency
- Continued substantial direct ownership of 104,096 AB Holding Units after the transfer
- Reduction in direct holdings of 2,650 AB Holding Units (reported as a gift)
- Transaction reduces insider stake marginally, which could be noted by governance watchers
Insights
TL;DR: Routine insider gift disclosure by a senior officer; transparency maintained with modest reduction in direct holdings.
The filing shows an officer compliance with Section 16 reporting by disclosing a transfer coded as a gift rather than a sale, which suggests the change was not a market disposition. The report confirms continued direct ownership of a substantial block (104,096 units), preserving alignment with holders. No derivatives or other compensatory transactions are reported, and the disclosure of the closing price enhances transparency.
TL;DR: Small, non‑market transfer that is unlikely to materially affect AB's public float or valuation.
The 2,650‑unit disposition represents a small percentage of the reported post‑transaction holdings and is recorded as a gift at the closing price of $37.76. There is no indication of sales or option exercises in this filing. From a market‑impact perspective, the transaction size is unlikely to move share supply materially. The filing meets reporting requirements and provides clear quantities and price basis for the transfer.
Karl Sprules, Chief Operating Officer di AllianceBernstein Holding L.P. (AB), ha comunicato un trasferimento non derivativo di AB Holding Units identificato come regalo. Il 10 settembre 2025 ha ceduto 2.650 AB Holding Units tramite una transazione codificata come regalo al prezzo di chiusura della NYSE di 37,76 $ in quella data. Dopo la transazione detiene beneficiamente 104.096 AB Holding Units, detenute direttamente. La documentazione chiarisce che le AB Holding Units rappresentano quote di una partnership limitata nella società e fornisce la necessaria divulgazione della Sezione 16 sul cambiamento della proprietà beneficiaria.
Karl Sprules, director de Operaciones de AllianceBernstein Holding L.P. (AB), informó de una transferencia no derivada de las AB Holding Units identificadas como regalo. El 10/09/2025 dispuso de 2.650 AB Holding Units mediante una operación codificada como regalo al precio de cierre de NYSE de 37,76 $ en esa fecha. Tras la operación posee de forma beneficiosa 104.096 AB Holding Units, manteniéndose directamente. El archivo aclara que las AB Holding Units representan participaciones de sociedad limitada en la empresa y proporciona la divulgación requerida de la Sección 16 sobre el cambio en la propiedad beneficiosa.
AllianceBernstein Holding L.P. (AB)의 최고운영책임자 Karl Sprules는 AB Holding Units의 비파생적 양도가 선물로 식별되었다고 보고했습니다. 2025년 9월 10일 그는 NYSE 종가가 그 날짜의 37.76달러인 상태에서 ‘선물’로 분류된 거래를 통해 2,650개의 AB Holding Units를 처분했습니다. 거래 후 그는 직접 보유한 104,096주를 실질적으로 소유합니다. 제출서는 AB Holding Units가 회사의 유한책임 파트너십 지분을 나타내며 유익한 소유권의 변경에 대한 16조의 필요한 공시를 제공한다고 밝힙니다.
Karl Sprules, directeur des opérations d’AllianceBernstein Holding L.P. (AB), a signalé un transfert non dérivé d’unités AB Holding identifiées comme un don. Le 10/09/2025, il a disposé de 2 650 unités AB Holding via une transaction codée comme don au prix de clôture de la NYSE de 37,76 $ à cette date. Après la transaction, il détient bénéficiellement 104 096 unités AB Holding, détenues directement. Le dépôt précise que les AB Holding Units représentent des intérêts de partenariat limité dans la société et fournit la divulgation requise de la Section 16 concernant le changement de propriété bénéficiaire.
Karl Sprules, Chief Operating Officer von AllianceBernstein Holding L.P. (AB), hat einen nicht-abgeleiteten Transfer von AB Holding Units gemeldet, der als Geschenk identifiziert wurde. Am 10.09.2025 veräußerte er 2.650 AB Holding Units über eine als Geschenk kodierte Transaktion zum NYSE-Schlusskurs von 37,76 $ an diesem Datum. Nach der Transaktion besitzt er beneficially 104.096 AB Holding Units, direkt gehalten. Die Einreichung erläutert, dass AB Holding Units Anteile an einer Limited Partnership des Unternehmens darstellen, und liefert die erforderliche Section-16-Offenlegung über die Änderung der beneficial ownership.
FAQ
What transaction did Karl Sprules report on the Form 4 for AB?
How many AB Holding Units does Karl Sprules own after the reported transaction?
What does an AB Holding Unit represent?
Was the transaction a sale or a gift according to the Form 4?
Does the Form 4 show any derivative transactions by Karl Sprules?
