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Director at AllianceBernstein (NYSE: AB) receives 4,397 restricted units

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. director Bruce M. Holley reported receiving a grant of 4,397 AB Holding Units as equity compensation. The award was approved by the Board of Directors of AllianceBernstein Corporation, the general partner of AB Holding.

The restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, May 1, 2028 and May 1, 2029. Following this grant, Holley directly holds a total of 13,642 AB Holding Units.

The grant was valued using the closing price of AB Holding Units of $38.67 on the grant date, May 20, 2026. This filing reflects a routine compensation-related acquisition rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Holley Bruce M
Role null
Type Security Shares Price Value
Grant/Award AB Holding Units 4,397 $38.67 $170K
Holdings After Transaction: AB Holding Units — 13,642 shares (Direct, null)
Footnotes (1)
  1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029. Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).
Equity grant 4,397 AB Holding Units Restricted units granted on May 20, 2026
Grant-date price $38.67 per AB Holding Unit Closing price on May 20, 2026
Holdings after grant 13,642 AB Holding Units Direct ownership following the reported transaction
Vesting installment 1 33.33% of units Scheduled to vest on May 1, 2027
Vesting installment 2 33.33% of units Scheduled to vest on May 1, 2028
Vesting installment 3 33.33% of units Scheduled to vest on May 1, 2029
restricted AB Holding Units financial
"granted 4,397 restricted AB Holding Units to the Reporting Person"
Independent Director financial
"each Independent Director recused himself or herself from approving this grant"
An independent director is a member of a company's board of directors who is not involved in the company's day-to-day operations and has no significant relationships with the company that could influence their judgment. Their role is to provide unbiased oversight and ensure the company is managed in the best interests of all shareholders. This helps build trust and confidence among investors by promoting transparency and accountability.
vesting financial
"The AB Holding Units will vest and be delivered in equal 33.33% increments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
closing price financial
"Closing price of an AB Holding Unit (NYSE: AB) on the grant date"
limited partnership interests financial
"assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P."
An ownership stake in a limited partnership gives an investor the role of a limited partner who provides capital but does not run day-to-day operations; a separate general partner manages the business. It matters because limited partners share profits, losses, and tax benefits but generally cannot lose more than they invested and have little control or liquidity—think of it like quietly funding a small business while someone else manages it, with potential return and risk tied to the venture’s performance.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Holley Bruce M

(Last)(First)(Middle)
C/O ALLIANCEBERNSTEIN L.P.
501 COMMERCE STREET

(Street)
NASHVILLE TENNESSEE 37203

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
AB Holding Units(1)05/20/2026A4,397(2)A$38.67(3)13,642D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
2. The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.
3. Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).
Remarks:
/s/ Bruce Holley05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Bruce M. Holley report in this Form 4 for AB?

Bruce M. Holley reported receiving a grant of 4,397 AB Holding Units as equity compensation. These units are restricted and were awarded by the Board of the general partner of AllianceBernstein Holding L.P.

Is the Bruce M. Holley Form 4 for AB a market buy or sell?

The Form 4 shows a grant of 4,397 AB Holding Units as compensation, not an open-market purchase or sale. The transaction is coded as an acquisition from a grant or award, rather than a discretionary trade.

What is Bruce M. Holley’s AB holding after this reported grant?

After the reported grant, Bruce M. Holley directly holds 13,642 AB Holding Units. This total reflects his position following the award of 4,397 restricted units disclosed in the Form 4 filing.

How and when will Bruce M. Holley’s AB units from this grant vest?

The 4,397 restricted AB Holding Units will vest and be delivered in three equal 33.33% installments on May 1, 2027, May 1, 2028 and May 1, 2029, subject to the grant’s terms.

How was the value of Bruce M. Holley’s AB unit grant determined?

The grant’s reference value uses the closing price of AB Holding Units of $38.67 on May 20, 2026. This closing price corresponds to the NYSE trading price on the grant date noted in the Form 4 footnotes.