AllianceBernstein CEO reports 65,719 unit incentive distribution

AllianceBernstein Holding L.P.

Accepted by SEC EDGAR 12/03/2025 - 05:07 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

AllianceBernstein Holding L.P. President and CEO Seth P. Bernstein reported changes in his ownership of AB Holding Units on Form 4. On December 1, 2025, a total of 65,719 AB Holding Units that had been held for his benefit in a rabbi trust under an employee incentive compensation program were distributed to him. At a closing price of $41.43 per AB Holding Unit that day, 36,343 units were withheld to cover taxes and 29,376 units were delivered to him. After these transactions, he reported 437,371 AB Holding Units held indirectly through the rabbi trust and 267,886 AB Holding Units held directly.

Insider Trade Summary

Exercise Price or Tax Liability: 95,095 shares

Exercise Price or Tax Liability 2 txns

Insider BERNSTEIN SETH P

Role President and CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	AB Holding Units	65,719	$41.43	$2.72M
Exercise Price or Tax Liability	AB Holding Units	29,376	$41.43	$1.22M

Holdings After Transaction: AB Holding Units — 437,371 shares (Indirect, by rabbi trust under employee incentive compensation plan); AB Holding Units — 267,886 shares (Direct)

Holdings Before and After: AB Holding Units, 503,090 to 437,371 shares (Indirect, by rabbi trust under employee incentive compensation plan); AB Holding Units, 297,262 to 267,886 shares (Direct)

Footnotes (3)

1. F1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
2. F2. On December 1, 2025, 65,719 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 36,343 AB Holding Units were withheld for tax purposes and 29,376 AB Holding Units were delivered to him.
3. F3. The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AllianceBernstein (AB) report for its CEO?

On December 1, 2025, AllianceBernstein President and CEO Seth P. Bernstein reported the distribution of 65,719 AB Holding Units from a rabbi trust under an employee incentive compensation program.

How many AllianceBernstein (AB) units did the CEO actually receive and how many were withheld for taxes?

Of the 65,719 AB Holding Units distributed on December 1, 2025, 36,343 units were withheld for tax purposes and 29,376 units were delivered to Seth P. Bernstein.

What price was used to value the AllianceBernstein (AB) units in this Form 4?

The transactions used the $41.43 closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

How many AllianceBernstein (AB) units does the CEO hold after these transactions?

Following the reported transactions, Seth P. Bernstein reported 437,371 AB Holding Units held indirectly through a rabbi trust and 267,886 AB Holding Units held directly.

What is the relationship of the reporting person to AllianceBernstein (AB)?

The reporting person, Seth P. Bernstein, is listed as a Director and as an Officer with the title President and CEO of AllianceBernstein Holding L.P.

Is this AllianceBernstein (AB) Form 4 filed by one insider or multiple insiders?

This Form 4 is indicated as being filed by one reporting person, namely Seth P. Bernstein.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BERNSTEIN SETH P

(Last) (First) (Middle)

C/O ALLIANCEBERNSTEIN

501 COMMERCE STREET

(Street)

NASHVILLE TN 37203

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ALLIANCEBERNSTEIN HOLDING L.P. [ AB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

3. Date of Earliest Transaction (Month/Day/Year)
12/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
AB Holding Units(1)	12/01/2025		F		65,719(2)	D	$41.43(3)	437,371	I	by rabbi trust under employee incentive compensation plan
AB Holding Units(1)	12/01/2025		F		29,376(2)	A	$41.43(3)	267,886	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

2. On December 1, 2025, 65,719 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 36,343 AB Holding Units were withheld for tax purposes and 29,376 AB Holding Units were delivered to him.

3. The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

Remarks:

	/s/ Seth P. Bernstein	12/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.