American Battery Tech (ABAT) COO sells 115K shares in open-market trade

Rhea-AI Filing Summary

American Battery Technology Co Chief Operating Officer Steven Wu reported an open-market sale of 115,480 shares of common stock at an average price of $3.56 per share. After this transaction, he directly holds 342,695 shares, indicating he retains a substantial equity position in the company.

Insights

Insider trading and governance analyst

COO executes notable open-market sale but keeps sizable shareholding.

Chief Operating Officer Steven Wu sold 115,480 shares of American Battery Technology Co common stock in an open-market sale at $3.56 per share. This is a discretionary transaction, not a grant, tax withholding, or derivative exercise.

Following the sale, Wu directly holds 342,695 shares. The filing shows no related derivative positions, suggesting this is purely a common stock trade rather than part of an option exercise pattern. The scale is meaningful relative to the shares he continues to hold.

The Form 4 does not reference any Rule 10b5-1 trading plan in the provided data, so the timing appears discretionary based on available information. Future company filings may offer additional context on his overall compensation mix and any subsequent transactions.

Insider Trade Summary

Net Seller: 115,480 shares

Net Sell 1 txn

Insider Wu Steven

Role Chief Operating Officer

Sold 115,480 shs ($411K)

Type	Security	Shares	Price	Value
Sale	Common Stock	115,480	$3.56	$411K

Holdings After Transaction: Common Stock — 342,695 shares (Direct)

Key Figures

Shares sold: 115,480 shares Sale price: $3.56 per share Shares held after sale: 342,695 shares +1 more

4 metrics

Shares sold 115,480 shares Open-market sale of common stock

Sale price $3.56 per share Average price for sold shares

Shares held after sale 342,695 shares Direct holdings post-transaction

Net buy/sell direction Net sell of 115,480 shares TransactionSummary netBuySellShares

Key Terms

open-market sale, Common Stock, Form 4, transaction code "S"

4 terms

open-market sale financial

"transaction_action: "open-market sale" for 115,480 common shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Common Stock financial

"security_title: "Common Stock" for the reported transaction"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Form 4 regulatory

"INSIDER FILING DATA (Form 4) for American Battery Technology Co"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

transaction code "S" regulatory

"transaction_code: "S" indicating a sale in open market"

FAQ

What insider transaction did ABAT COO Steven Wu report on this Form 4?

Steven Wu reported an open-market sale of 115,480 shares of American Battery Technology Co common stock. The shares were sold at an average price of $3.56 per share, reflecting a discretionary disposition rather than a routine grant or tax-withholding event.

At what price did ABAT’s COO sell his American Battery Technology Co shares?

The COO sold his American Battery Technology Co common shares at an average price of $3.56 per share. This price reflects the consideration received in the reported open-market transaction, as disclosed in the Form 4 insider trading report filed with regulators.

How many ABAT shares does COO Steven Wu hold after the reported sale?

After the transaction, Steven Wu directly holds 342,695 shares of American Battery Technology Co common stock. This remaining position indicates he continues to have significant equity exposure to the company despite the reported open-market sale of 115,480 shares.

Was the ABAT COO’s transaction a buy or a sell of company stock?

The transaction was a sell. Steven Wu executed an open-market sale of 115,480 American Battery Technology Co common shares. The Form 4 labels the transaction with code “S,” indicating a sale in an open-market or private transaction, not a purchase or grant.

Does the ABAT Form 4 show any options or derivative exercises for Steven Wu?

The Form 4 data provided shows no derivative transactions for Steven Wu. All reported activity relates to common stock, with no option exercises, conversions, or other derivative events listed in the derivativeSummary or transactionSummary sections.

Is the ABAT COO’s sale part of a pre-planned Rule 10b5-1 trading plan?

The provided Form 4 data does not indicate that the sale was made under a Rule 10b5-1 trading plan. No footnote text referencing such a plan appears, so the timing is presented simply as an open-market sale based on available information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 06/15/2026 - 04:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Steven

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/15/2026		S		115,480	D	$3.56	342,695	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Steven Wu	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)