Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Technology Company's filings document material events for an operating critical battery minerals issuer. Form 8-K reports furnish operating and financial results, earnings-call presentations, and Regulation FD materials related to recycling operations, critical mineral manufacturing, and project development.
The filing record also covers governance and capital-structure matters, including annual meeting voting results, director elections, auditor ratification, and security-holder matters. Project and agreement disclosures include the recycling/reclamation services agreement for lithium-ion battery materials, the S-K 1300 technical report and preliminary feasibility study for the Tonopah Flats Lithium Project, NEPA baseline study and Mine Plan submissions, and grant-related material agreement disclosures.
American Battery Technology Company reported record quarterly revenue of $7.8M for the third quarter of fiscal 2026, up 64% quarter-over-quarter, driven by ramp-up at its Nevada critical mineral recycling facility. Cost of goods sold rose only 11%, producing the company’s first-ever positive gross margin of $0.7M.
Despite this operational milestone, ABTC posted a net loss of $33.8M for the quarter and $53.4M for the nine months ended March 31, 2026. Cash increased to $37.7M and total stockholders’ equity to $112.8M, with notes payable reduced to zero. The Tonopah Flats Lithium Project advanced with a Pre-Feasibility Study outlining designed output of 30,000 tonnes per year of lithium hydroxide monohydrate, an after-tax NPV of $2.57B, and an IRR of 21.8%.
American Battery Technology Co reports institutional holdings disclosed on a Schedule 13G. State Street Corporation and SSGA Funds Management, Inc. are listed as reporting persons with 7.6% and 5.7% of common stock, respectively.
The filing lists 9,946,487 shares as beneficially owned by State Street (shared power) and 7,525,709 shares as beneficially owned by SSGA Funds Management, Inc., with addresses and related advisory entities identified.
American Battery Technology Company reported strong revenue growth but continued heavy losses for the quarter ended March 31, 2026. Quarterly revenue rose to $7.8 million from $1.0 million a year earlier, driven by ramp-up of its lithium-ion battery recycling operations. However, a spike in operating expenses, including $27.6 million of stock-based compensation in the quarter, led to a net loss of $33.8 million and a nine-month loss of $53.4 million.
Cash and cash equivalents increased to $37.7 million from $7.5 million as of June 30, 2025, mainly from equity financings, including $45.5 million raised through an At-The-Market offering and $10.0 million from warrant exercises. Notes payable were fully eliminated by March 31, 2026, while stockholders’ equity rose to $112.8 million as shares outstanding expanded to 132.3 million.
The company continues to rely on U.S. government support and tax incentives. It has active DOE grants for battery recycling, a terminated but appealed DOE grant for a lithium hydroxide refinery, and up to $60.0 million of potential federal tax credits under the 48C program. Management believes current cash and expected product revenue are sufficient to fund operations for at least 12 months from issuance of these statements.
American Battery Technology Co reported that Former Chief Resource Officer Scott Jolcover acquired 8,333 shares of Common Stock through a stock award vesting at a price of $0.00 per share. This was part of an employee equity compensation plan and reflected amended vesting terms tied to a consulting agreement.
After this vesting, Jolcover directly holds 390,505 shares of Common Stock. The transaction is compensation-related rather than an open-market purchase or sale.
American Battery Technology Co CEO Ryan Mitchell Melsert reported routine equity compensation and related tax withholding transactions. On April 20, 2026, he was awarded 20,832 shares of common stock at $0.00 per share as part of the company’s employee equity compensation plan.
On April 22, 2026, 4,962 shares of common stock were disposed of at $3.49 per share to cover tax liability from the vesting of this award, according to the footnotes. After these transactions, he directly holds 2,972,179 common shares, indicating a largely unchanged ownership position.
American Battery Technology Co director Susan Y. Lee, through Rocketbox, LLC, acquired 11,977 shares of common stock as a grant or award. The shares came from the vesting of Restricted Stock Units granted under a Director Agreement dated April 1, 2024. Following this compensation-related award, Rocketbox, LLC indirectly holds 181,251 shares of American Battery Technology common stock.
American Battery Technology Co director receives RSU shares
Director Donald Richard Fezell Jr. acquired 24,753 shares of American Battery Technology Co common stock on April 6, 2026 through the vesting of Restricted Stock Units granted under his director agreement. The RSUs converted into shares at no cash cost to him.
After this vesting, Fezell directly holds a total of 359,992 shares of the company’s common stock. This transaction reflects stock-based compensation rather than an open-market purchase or sale.
American Battery Technology Co director Elizabeth Ann Lowery had 11,977 shares of common stock credited to an affiliated LLC through vesting of Restricted Stock Units (RSUs). These RSUs were granted under a Director Agreement and each unit converts into one share upon vesting.
After this award, indirect holdings reported for Lowery and Associates, LLC total 82,802 shares of American Battery Technology common stock. The transaction is a compensation-related grant, not an open-market purchase or sale.
American Battery Technology Co reported that former Chief Resource Officer Scott Jolcover acquired a total of 30,701 shares of common stock through equity awards on April 1, 2026. He received 6,250 shares and 24,451 shares as vesting of previously granted stock under his employment and company equity plans, with vesting terms amended by a January 26, 2026 consulting agreement with Hard Rock Nevada, Inc. Following these awards, he directly owns 382,172 common shares.
American Battery Technology Co Chief Executive Officer Ryan Mitchell Melsert reported routine equity compensation activity involving company common stock. On April 1, 2026, he acquired 10,938 shares from vesting of stock previously awarded under the employee equity compensation plan and 61,412 shares from vesting tied to his employment agreement. To cover associated tax liabilities, 17,919 shares were disposed of at $2.75 per share, characterized as a tax-withholding transaction rather than an open-market sale. Following these transactions, he directly holds 2,956,309 common shares.