ABAT director awarded 10,949 RSU shares

American Battery Technology Co director Susan Y. Lee, through Rocketbox, LLC, acquired 10,949 shares of common stock via the vesting of Restricted Stock Units granted under an April 1, 2024 director agreement.

Rhea-AI Filing Summary

American Battery Technology Co director Susan Y. Lee, through Rocketbox, LLC, acquired 10,949 shares of common stock via the vesting of Restricted Stock Units granted under an April 1, 2024 director agreement. After this non-cash award, Rocketbox, LLC holds 192,200 shares of the company’s stock indirectly for Lee.

Insider Trade Summary

Grant/Award: 10,949 shares

Grant/Award 1 txn

Insider Lee Susan Y

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	10,949	$0.00	$0.00

Holdings After Transaction: Common Stock — 192,200 shares (Indirect, Rocketbox, LLC)

Footnotes (1)

1. F1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated April 1, 2024 (the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Key Figures

Shares acquired via RSU vesting: 10,949 shares Award price per share: $0.00 per share Total shares after transaction: 192,200 shares +2 more

5 metrics

Shares acquired via RSU vesting 10,949 shares Common Stock award on 2026-07-06

Award price per share $0.00 per share Stated transaction price for RSU vesting

Total shares after transaction 192,200 shares Indirect holdings by Rocketbox, LLC following award

Transaction code Code A Grant, award, or other acquisition of non-derivative common stock

Security title Common Stock Underlying security received from RSU vesting

Key Terms

Restricted Stock Units, Director Agreement, Common Stock, grant, award, or other acquisition

4 terms

Restricted Stock Units financial

"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

Director Agreement regulatory

"granted under the terms of the Director Agreement dated April 1, 2024"

Common Stock financial

"Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

grant, award, or other acquisition financial

"transaction code description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ABAT director Susan Y. Lee report?

Director Susan Y. Lee reported acquiring 10,949 shares of American Battery Technology Co common stock. The shares came from vested Restricted Stock Units granted under a director agreement, not from an open-market purchase, and are held indirectly through Rocketbox, LLC.

Was the ABAT insider transaction an open-market buy or a compensation award?

The ABAT insider transaction was a compensation-related award, not an open-market purchase. 10,949 shares were received at a stated price of $0.00 per share upon vesting of Restricted Stock Units granted under an April 1, 2024 director agreement.

How many ABAT shares does Rocketbox, LLC hold after this Form 4 transaction?

After this transaction, Rocketbox, LLC holds 192,200 shares of American Battery Technology Co common stock. These shares include the 10,949 shares received from vesting Restricted Stock Units and are reported as indirect holdings associated with director Susan Y. Lee.

What are RSUs in the context of ABAT’s Form 4 filing?

In ABAT’s Form 4, Restricted Stock Units (RSUs) are compensation awards that convert into common shares upon vesting. Each vested RSU grants the right to receive one share of American Battery Technology Co common stock under the director’s employment agreement.

What agreement governs the RSU grant to ABAT director Susan Y. Lee?

The RSU grant to director Susan Y. Lee is governed by a Director Agreement dated April 1, 2024. Under this agreement, each Restricted Stock Unit converts into one share of American Battery Technology Co common stock when vesting conditions are satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 07/06/2026 - 04:45 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Susan Y

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/06/2026		A		10,949(1)	A	$0.00	192,200	I	Rocketbox, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated April 1, 2024 (the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Susan Yun Lee	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)