STOCK TITAN

American Battery Technology (ABAT) director awarded 22,629 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Co director Donald Richard Fezell Jr reported an equity compensation award. He acquired 22,629 shares of common stock at a stated price of $0.00 per share through the vesting of Restricted Stock Units granted under his Director Agreement. Following this vesting, he directly holds 382,621 shares of American Battery Technology common stock.

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Insider Fezell Donald Richard JR
Role null
Type Security Shares Price Value
Grant/Award Common Stock 22,629 $0.00 --
Holdings After Transaction: Common Stock — 382,621 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Shares acquired 22,629 shares Common Stock received via RSU vesting on 2026-07-06
Price per share $0.00 per share Stated transaction price for RSU-related share issuance
Post-transaction holdings 382,621 shares Total common shares directly held after RSU vesting
Acquire transactions 1 transaction Non-derivative acquisition reported in this Form 4
Buy transactions 0 transactions No open-market purchases reported in this Form 4
Sell transactions 0 transactions No open-market sales reported in this Form 4
Restricted Stock Units ("RSUs") financial
"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Director Agreement regulatory
"granted under the terms of the Director Agreement dated February 22, 2022"
common stock financial
"Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
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FAQ

What did ABAT director Donald Richard Fezell Jr report in this Form 4?

He reported receiving 22,629 shares of American Battery Technology common stock. The shares came from vesting Restricted Stock Units granted under his Director Agreement, increasing his direct ownership to 382,621 shares following the transaction.

Was the ABAT director’s transaction a market purchase or sale?

It was not a market trade. The director acquired 22,629 shares at a stated price of $0.00 per share through vesting of Restricted Stock Units under his Director Agreement, rather than buying or selling shares in the open market.

How many ABAT shares does the director hold after this RSU vesting?

After the vesting, Donald Richard Fezell Jr directly holds 382,621 shares of American Battery Technology common stock. This figure includes the 22,629 shares that were issued upon vesting of his Restricted Stock Units under the amended Director Agreement.

What are RSUs in the context of the ABAT Form 4 filing?

The filing explains that Restricted Stock Units, or RSUs, each represent a right to receive one share of American Battery Technology common stock upon vesting. In this case, 22,629 RSUs vested and converted into the same number of common shares for the director.

Which agreement governed the ABAT director’s RSU award?

The RSUs vested under a Director Agreement dated February 22, 2022, as amended on September 22, 2023. This agreement sets the terms under which the director earns equity compensation in the form of Restricted Stock Units that convert into common stock upon vesting.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fezell Donald Richard JR

(Last)(First)(Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NEVADA 89503

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/06/2026A22,629(1)A$0.00382,621D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.
/s/ Donald R. Fezell07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)