Was the share disposition by ABAT COO Steven Wu an open-market sale?

No, the 55,680-share disposition was not an open-market sale. The filing states it represented shares sold to cover tax liability associated with the vesting of previously awarded Common Stock under Wu’s employment agreement.

ABAT (ABAT) COO Steven Wu gets stock award, withholds shares for taxes

Q: What insider transactions did ABAT COO Steven Wu report on this Form 4?

Steven Wu reported a stock grant of 102,598 ABAT common shares on June 16, 2026 and a related disposition of 55,680 shares on June 17, 2026. The disposition was specifically to cover tax liabilities from the vesting.

Q: Are ABAT COO Steven Wu’s Form 4 transactions routine compensation events?

Yes, the filing describes the 102,598-share acquisition as vesting of previously awarded stock under Wu’s employment agreement, and the 55,680-share disposition as covering related tax liability, indicating routine compensation and tax-management activity.

Filing Impact

(Moderate)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

AMERICAN BATTERY TECHNOLOGY Co Chief Operating Officer Steven Wu reported compensation-related stock activity in Common Stock. On June 16, 2026, he received a grant of 102,598 shares at no cost in connection with vesting under his employment agreement. On June 17, 2026, 55,680 shares were disposed of to cover tax liabilities tied to that vesting, a non-open-market tax-withholding transaction. After these entries, Wu directly holds 389,613 Common shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Wu Steven

Role Chief Operating Officer

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	55,680	$3.18	$177K
Grant/Award	Common Stock	102,598	$0.00	--

Holdings After Transaction: Common Stock — 389,613 shares (Direct, null)

Footnotes (1)

Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

Key Figures

Stock grant: 102,598 shares Tax-withholding disposition: 55,680 shares at $3.18/share Holdings after transactions: 389,613 shares +1 more

4 metrics

Stock grant 102,598 shares Common Stock awarded on June 16, 2026

Tax-withholding disposition 55,680 shares at $3.18/share Shares delivered for tax liability on June 17, 2026

Holdings after transactions 389,613 shares Direct Common Stock held after June 17, 2026

Grant price $0.00 per share Price for 102,598-share award acquisition

Key Terms

Common Stock, tax liability, Grant, award, or other acquisition, Payment of exercise price or tax liability by delivering securities, +1 more

5 terms

Common Stock financial

"Represents the vesting of Common Stock previously awarded"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

tax liability financial

"sale of Common Stock to cover tax liability associated with the vesting"

Grant, award, or other acquisition financial

"transaction_code_description": "Grant, award, or other acquisition"

Payment of exercise price or tax liability by delivering securities financial

"transaction_code_description": "Payment of exercise price or tax liability by delivering securities"

vesting financial

"Represents the vesting of Common Stock previously awarded"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

06/18/2026 - 04:45 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wu Steven

(Last)

(First)

(Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO

NEVADA

89503

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Operating Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/16/2026		A		102,598⁽¹⁾	A	$0.00	445,293	D
Common Stock	06/17/2026		F		55,680⁽²⁾	D	$3.18	389,613	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

	/s/ Steven Wu	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did ABAT COO Steven Wu report on this Form 4?

Steven Wu reported a stock grant of 102,598 ABAT common shares on June 16, 2026 and a related disposition of 55,680 shares on June 17, 2026. The disposition was specifically to cover tax liabilities from the vesting.

How many ABAT shares does COO Steven Wu hold after these Form 4 transactions?

After the reported grant and tax-withholding disposition, Steven Wu directly holds 389,613 shares of AMERICAN BATTERY TECHNOLOGY Co Common Stock. This figure reflects his position following the June 17, 2026 tax-related transaction.

What does the Form 4 transaction code A mean for ABAT COO Steven Wu?

For Steven Wu, the transaction code A indicates a grant, award, or other acquisition of shares. The filing shows he acquired 102,598 ABAT common shares at a price of $0.00 per share as part of his employment-related stock award vesting.

What does the Form 4 transaction code F signify in ABAT COO Steven Wu’s filing?

Transaction code F represents payment of tax liability or exercise price by delivering securities. Wu’s Form 4 shows 55,680 shares of ABAT common stock disposed of to satisfy tax obligations tied to his recently vested stock award.

Are ABAT COO Steven Wu’s Form 4 transactions routine compensation events?

Yes, the filing describes the 102,598-share acquisition as vesting of previously awarded stock under Wu’s employment agreement, and the 55,680-share disposition as covering related tax liability, indicating routine compensation and tax-management activity.