Director for American Battery (NASDAQ: ABAT) receives 10,949 RSU shares

Rhea-AI Filing Summary

American Battery Technology Co director Elizabeth Ann Lowery reported an indirect acquisition of company stock through compensation. Lowery and Associates, LLC received 10,949 shares of common stock at a stated price of $0.00 per share, reflecting the vesting of Restricted Stock Units (RSUs).

These RSUs were granted under a Director Agreement dated February 22, 2022, as amended on September 22, 2023. Following this vesting event, the filing shows 93,751 shares of American Battery Technology common stock held indirectly through Lowery and Associates, LLC, highlighting a routine equity-based compensation award rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lowery Elizabeth Ann

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	10,949	$0.00	--

Holdings After Transaction: Common Stock — 93,751 shares (Indirect, Lowery and Associates, LLC)

Footnotes (1)

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Key Figures

RSU shares vested: 10,949 shares Transaction price per share: $0.00 per share Shares held after transaction: 93,751 shares +2 more

5 metrics

RSU shares vested 10,949 shares Common Stock acquired via RSU vesting

Transaction price per share $0.00 per share Stated price for RSU-derived common shares

Shares held after transaction 93,751 shares Indirect holdings through Lowery and Associates, LLC

Director Agreement date February 22, 2022 Original agreement governing RSU grant

Agreement amendment date September 22, 2023 Amendment to Director Agreement for RSUs

Key Terms

Restricted Stock Units ("RSUs"), Director Agreement, Employment Agreement, indirect ownership

4 terms

Restricted Stock Units ("RSUs") financial

"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms"

Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.

Director Agreement regulatory

"granted under the terms of the Director Agreement dated February 22, 2022"

Employment Agreement regulatory

"Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended"

indirect ownership financial

"total_shares_following_transaction ... direct_or_indirect: "I" ... nature_of_ownership"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 04:46 PM Accepted by SEC EDGAR 07/06/2026 - 04:45 PM Learn about SEC filing dates

FAQ

What insider transaction did ABAT director Elizabeth Ann Lowery report?

Elizabeth Ann Lowery reported an indirect acquisition of 10,949 shares of American Battery Technology common stock. The shares came from vested Restricted Stock Units granted as director compensation, not from an open-market purchase. They are held through Lowery and Associates, LLC.

How many ABAT shares does Lowery indirectly hold after this Form 4 filing?

After this transaction, the filing reports 93,751 American Battery Technology shares held indirectly through Lowery and Associates, LLC. This total includes the newly vested 10,949 RSU shares and reflects Lowery’s indirect equity position associated with her role as a company director.

Was cash paid for the 10,949 ABAT shares received by Lowery’s LLC?

No cash was paid for these shares; the transaction price is listed as $0.00 per share. The 10,949 shares represent the vesting of previously granted Restricted Stock Units, a common form of stock-based compensation for company directors.

What agreement governs the RSU grant to ABAT director Elizabeth Ann Lowery?

The RSU grant is governed by a Director Agreement dated February 22, 2022, amended on September 22, 2023. Under this agreement, each RSU converts into one share of American Battery Technology common stock upon vesting, providing equity compensation tied to board service.

Is Lowery’s Form 4 transaction a market buy or sell of ABAT stock?

The transaction is not a market buy or sell; it is classified as a grant or award acquisition. Shares were acquired through RSU vesting at a stated price of $0.00, reflecting routine director compensation rather than active trading in American Battery Technology stock.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lowery Elizabeth Ann

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/06/2026		A		10,949(1)	A	$0.00	93,751	I	Lowery and Associates, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Elizabeth Ann Lowery	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)