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Former ABAT (NASDAQ: ABAT) resource chief receives stock as prior awards vest

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Co reported that Former Chief Resource Officer Scott Jolcover acquired common shares through equity awards rather than market purchases. On June 30, 2026, he received 9,134 shares, bringing his holdings to 399,639 shares. On July 1, 2026, he received an additional 21,569 shares, increasing his direct ownership to 421,208 common shares.

The footnote explains these entries reflect vesting of common stock previously awarded under an employment agreement and the company’s employee equity compensation plan, with the vesting period amended by a January 26, 2026 consulting agreement between the company and Hard Rock Nevada, Inc. These transactions are compensation-related grants, not open-market buys or sells.

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Insider JOLCOVER SCOTT
Role Former Chief Resource Officer
Type Security Shares Price Value
Grant/Award Common Stock 21,569 $0.00 --
Grant/Award Common Stock 9,134 $0.00 --
Holdings After Transaction: Common Stock — 421,208 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Award vesting 1 9,134 shares Common Stock award on June 30, 2026
Award vesting 2 21,569 shares Common Stock award on July 1, 2026
Holdings after June 30 399,639 shares Total common shares following June 30, 2026 transaction
Holdings after July 1 421,208 shares Total common shares following July 1, 2026 transaction
Price per share (awards) $0.00 per share Reported for both common stock award transactions
employee equity compensation plan financial
"previously awarded pursuant to an employment agreement and the Company's employee equity compensation plan"
vesting financial
"Represents the vesting of Common Stock previously awarded pursuant to an employment agreement"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
consulting agreement financial
"vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc."
grant, award, or other acquisition financial
"transaction code description indicates a grant, award, or other acquisition of common stock"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOLCOVER SCOTT
(Last)(First)(Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100
(Street)
RENO NEVADA 89503
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Former Chief Resource Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/30/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/30/2026A9,134(1)A$0.00399,639D
Common Stock07/01/2026A21,569(1)A$0.00421,208D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Common Stock previously awarded pursuant to an employment agreement and the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.
/s/ Scott Jolcover07/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did ABAT’s Former Chief Resource Officer report?

Scott Jolcover reported acquiring common shares through equity awards, not market trades. He received 9,134 shares on June 30, 2026 and 21,569 shares on July 1, 2026 as part of previously awarded stock that vested under company agreements.

How many ABAT shares does Scott Jolcover hold after these Form 4 transactions?

After the July 1, 2026 vesting, Former Chief Resource Officer Scott Jolcover directly owns 421,208 shares of American Battery Technology Co common stock. The filing shows his holdings increasing from 399,639 shares to 421,208 shares through compensation-related equity awards.

Were the ABAT insider transactions open-market buys or compensation awards?

The reported American Battery Technology Co transactions were compensation-related grants, not open-market purchases. Both entries use transaction code “A” for awards, with a price per share of $0.00, reflecting vesting of previously granted common stock rather than cash-funded buying activity.

What role did agreements play in the ABAT stock vesting for Scott Jolcover?

The vesting represents common stock previously awarded under an employment agreement and the company’s employee equity compensation plan. The vesting period was amended by a January 26, 2026 consulting agreement between American Battery Technology Co and Hard Rock Nevada, Inc., affecting when these shares vested.

What does transaction code “A” mean in ABAT’s Form 4 for Scott Jolcover?

Transaction code “A” in Scott Jolcover’s Form 4 for American Battery Technology Co indicates a grant, award, or other acquisition. In this filing, it reflects vesting of previously awarded common stock as compensation, with no purchase price per share reported for either transaction.

Does the ABAT Form 4 show any insider selling by Scott Jolcover?

The Form 4 for American Battery Technology Co shows only acquisition-type transactions for Scott Jolcover. Both entries are coded as awards with zero price per share, and the transaction summary reports no sales, disposals, gifts, or tax-withholding share dispositions in this filing.