American Battery Technology Co SEC Filings

American Battery Technology Company reported that the U.S. Department of Energy terminated its Assistance Agreement for a $115,489,662 lithium hydroxide project, effective at the end of the budget period on August 31, 2025. The Grant had a DOE cost share of $57,744,831 matched by the Company. The Company submitted an appeal on October 10, 2025 and plans to pursue dispute resolution.

As of October 9, 2025, approximately $52 million of reimbursable DOE funds remained under the agreement, and year-to-date the Company has raised over $52 million from public markets. The Company states it intends to move forward with the project without impact to timeline or scope.

The Company also noted its Tonopah Lithium Flats Project remains a Transparency Priority Project under the National Energy Dominance Council and U.S. Federal Permitting Council, and is featured on the FAST-41 Permitting Dashboard. Separately, the Board approved bylaw amendments clarifying proxy voting, confirming employee-directors receive no additional director compensation, and aligning director removal voting standards with Nevada law, and approved updates to the Board Directors Code of Conduct.

American Battery Technology Company announced it has submitted baseline studies under the National Environmental Policy Act and a Mine Plan of Operations for its Tonopah Flats Lithium Project. The company disclosed this via a press release furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure). The information is furnished and not deemed “filed” under the Exchange Act, nor incorporated by reference unless expressly stated.

Elizabeth Ann Lowery, a director of American Battery Technology Company (ABAT), reported the vesting of 9,868 Restricted Stock Units on 10/02/2025. Each RSU converts to one share upon vesting, and the transaction was recorded as an acquisition at a price of $0.00 because these were vested awards rather than open-market purchases. Following the vesting, Ms. Lowery is shown as beneficially owning 98,918 shares through Lowery and Associates, LLC.

The Form 4 indicates the RSUs were granted under a Director Agreement dated February 22, 2022, as amended September 22, 2023. The filing is a single-person Form 4 and is signed by Ms. Lowery on 10/03/2025.

Scott Jolcover, Chief Mineral Resource Officer of AMERICAN BATTERY TECHNOLOGY Co (ABAT), reported multiple transactions on Form 4. On 10/01/2025 he had 24,452 shares vest under his employment agreement and 6,250 shares vest under the company equity plan, increasing his holdings. On 10/02/2025 he sold 7,432 shares at $4.90 per share to cover tax withholding from the vesting events. After these transactions his direct beneficial ownership is reported as 332,213 shares.

Donald R. Fezell, a director of American Battery Technology Co (ABAT), reported the vesting and issuance of 20,394 shares of common stock on 10/02/2025. The shares were issued at a price of $0.00 as they represent vested Restricted Stock Units granted under the Director Agreement dated February 22, 2022 and amended on September 22, 2023. After this transaction, Mr. Fezell beneficially owns 405,591 shares. The Form 4 was signed by Mr. Fezell on 10/03/2025. The filing shows this was a routine vesting of RSUs and not a market purchase or sale.

Susan Y. Lee, a director of American Battery Technology Company (ABAT), reported the vesting and acquisition of 9,868 restricted stock units on 10/02/2025. The RSUs vested under her Director Agreement dated April 1, 2024, and each unit converts to one share on vesting; the transaction price is reported as $0.00 because these were granted RSUs rather than open-market purchases. Following the vesting, Ms. Lee beneficially owns 159,767 shares indirectly through Rocketbox, LLC. The Form 4 was signed on 10/03/2025. This filing documents a routine equity-compensation vesting event for an insider rather than a market purchase or sale.

American Battery Technology Company (ABAT) CEO and Director Ryan Melsert reported equity changes on a Form 4. On 10/01/2025, he received 61,414 and 10,938 shares of common stock at $0.00 from vesting under his employment agreement and the company’s equity plan. On 10/02/2025, he sold 28,298 shares at $4.90 to cover tax obligations related to the vesting. Following these transactions, he directly owned 2,066,692 shares.

Lavanya Balakrishnan, a director of AMERICAN BATTERY TECHNOLOGY Co (ABAT), filed an initial Form 3 reporting her beneficial ownership status following an event on 09/16/2025. The Form 3, signed on 09/23/2025, indicates that Ms. Balakrishnan currently owns no securities of the issuer. The filing is an initial Section 16 disclosure showing relationship to the company as a director and that the report was filed by one reporting person. No non-derivative or derivative holdings are listed.