Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Technology Company's filings document material events for an operating critical battery minerals issuer. Form 8-K reports furnish operating and financial results, earnings-call presentations, and Regulation FD materials related to recycling operations, critical mineral manufacturing, and project development.
The filing record also covers governance and capital-structure matters, including annual meeting voting results, director elections, auditor ratification, and security-holder matters. Project and agreement disclosures include the recycling/reclamation services agreement for lithium-ion battery materials, the S-K 1300 technical report and preliminary feasibility study for the Tonopah Flats Lithium Project, NEPA baseline study and Mine Plan submissions, and grant-related material agreement disclosures.
American Battery Technology Co ownership update: The Vanguard Group amended its Schedule 13G to report 0 shares of Common Stock and 0% beneficial ownership. The amendment cites an internal realignment effective January 12, 2026 that disaggregated certain subsidiaries' holdings; the form is signed March 26, 2026.
American Battery Technology Co Chief Operating Officer Steven Wu reported routine equity compensation activity in company stock. On March 16, he acquired 30,178 and 38,476 shares of common stock at no cost through vesting awards under his employment agreement and the company’s equity compensation plan. On March 17, 27,635 shares were disposed of to cover tax liabilities tied to these vestings, a non‑market transaction. After these events, Wu directly holds 362,235 shares of common stock.
American Battery Technology Co's Chief Executive Officer Ryan Mitchell Melsert reported routine equity compensation activity. On March 2, 2026, he acquired 33,383 shares of common stock at $0.0000 per share, described as the vesting of common stock previously awarded under the company’s employee equity compensation plan.
On March 3, 2026, he disposed of 8,525 shares of common stock at $3.53 per share to cover tax liability associated with that vesting. After these transactions, his directly owned stake was reported at 2,901,878 shares of common stock.
American Battery Technology Co Chief Financial Officer Alejandro Flores Arteaga filed an initial ownership report on Form 3. He reported beneficial ownership of 210 shares of common stock, held directly, as of the reported date.
American Battery Technology Company reported record quarterly revenue as it ramped manufacturing and recycling operations. For the quarter ended December 31, 2025, revenue reached $4.76 million, more than a 1,300% year-over-year increase, while total operating expenses fell 24% compared with the prior-year quarter.
The company still posted a net loss of $9.28 million, but this narrowed from $13.40 million a year earlier. Cash rose sharply to $47.9 million from $7.47 million at June 30, 2025, aided by warrant exercises, leaving total liabilities at about $4.36 million and stockholders’ equity at $118.98 million.
American Battery Technology Company disclosed that State Street Corporation has filed a Schedule 13G reporting beneficial ownership of 7,529,560 shares of its common stock, representing 5.8% of the class as of 12/31/2025.
State Street reports shared voting power over 7,380,077 shares and shared dispositive power over 7,529,560 shares, with no sole voting or dispositive power. The filing states the securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the company.
American Battery Technology Company reported strong early growth from its battery recycling operations for the three and six months ended December 31, 2025. Revenue reached $4.8 million for the quarter and $5.7 million year‑to‑date, up sharply from $0.3 million and $0.5 million a year earlier as the Nevada facility scaled production.
The company remains unprofitable but losses narrowed. Quarterly net loss improved to $9.3 million from $13.4 million, and the six‑month net loss improved to $19.6 million from $25.1 million, while operating cash outflow was $16.9 million over six months. Dilution was significant as weighted average shares rose to about 120.8 million.
The balance sheet strengthened materially. Cash and cash equivalents increased to $47.9 million from $7.5 million at June 30, 2025, helped by $45.5 million raised through at‑the‑market equity sales and roughly $10.0 million from warrant exercises. Debt was fully repaid, leaving no notes payable outstanding and total liabilities of only $4.4 million against stockholders’ equity of $119.0 million.
Government support remains important. Ongoing U.S. Department of Energy grants for recycling and R&D have provided several million dollars of reimbursements, and the company has been awarded federal tax credits of up to $60.0 million for recycling projects. However, a separate DOE grant for a lithium hydroxide refinery, which could have reimbursed up to $57.7 million, was terminated effective August 31, 2025; the company has appealed that decision. Management believes existing cash and expected product revenue can fund operations for at least 12 months.
The Vanguard Group has filed a beneficial ownership report showing it holds 7,548,168 shares of American Battery Technology Co common stock, representing 5.8% of the class as of 12/31/2025. Vanguard reports no sole voting or dispositive power, but has shared voting power over 1,059,229 shares and shared dispositive power over all 7,548,168 shares.
Vanguard states these securities are held in the ordinary course of business and not for the purpose of changing or influencing control of the company. It also notes an internal realignment effective January 12, 2026, after which certain subsidiaries or divisions are expected to report beneficial ownership separately while pursuing the same investment strategies.
American Battery Technology Company appointed Alejandro Flores Arteaga as Chief Financial Officer effective February 9, 2026, bringing over 20 years of global automotive and manufacturing finance experience. His offer includes a $280,000 base salary, a target cash bonus equal to 75% of salary, annual RSUs valued at $500,000, and $1,000,000 in warrants, all subject to performance milestones and vesting quarterly from his start date, with first-year amounts prorated.
Interim CFO Jesse Deutsch will retire on February 9, 2026 and receive a $50,000 cash bonus under a General Release Agreement. Chief Mineral Resource Officer Scott Jolcover will retire from his officer role on January 31, 2026 but continue as a consultant at up to $6,500 per month, with his unvested equity continuing to vest and one-year non-compete and non-solicit covenants after his consulting ends. The company also amended CEO Ryan Melsert’s and COO Steven Wu’s offer letters to set detailed performance-based milestone criteria for their fiscal 2026 bonus equity compensation.
American Battery Technology Company Chief Executive Officer and Director Ryan Mitchell Melsert reported equity compensation activity in the company’s common stock. On January 20, 2026, 20,834 shares of common stock vested to him at a reported price of $0.00 per share under the company’s employee equity compensation plan, increasing his direct holdings to 2,882,058 shares.
On January 21, 2026, he disposed of 5,038 shares of common stock at a price of $4.87 per share in a transaction designated to cover tax liabilities associated with that vesting. Following this sale, he directly held 2,877,020 shares of American Battery Technology Company common stock.