[Form 4] AMERICAN BATTERY TECHNOLOGY Co Insider Trading Activity

Rhea-AI Filing Summary

Susan Y. Lee, a director of American Battery Technology Company (ABAT), reported the vesting and acquisition of 9,868 restricted stock units on 10/02/2025. The RSUs vested under her Director Agreement dated April 1, 2024, and each unit converts to one share on vesting; the transaction price is reported as $0.00 because these were granted RSUs rather than open-market purchases. Following the vesting, Ms. Lee beneficially owns 159,767 shares indirectly through Rocketbox, LLC. The Form 4 was signed on 10/03/2025. This filing documents a routine equity-compensation vesting event for an insider rather than a market purchase or sale.

Insights

Corporate Governance Expert

Director RSU vesting shows standard compensation realization on 10/02/2025.

The report confirms a director-level equity award converting 9,868 RSUs into common shares under the Director Agreement dated April 1, 2024. This is a non‑cash vesting event disclosed via Form 4 as required by Section 16.

It matters because insider holdings and disclosures affect governance transparency; the filing documents current beneficial ownership of 159,767 shares held indirectly via Rocketbox, LLC.

Equity Compensation Analyst

Vesting of RSUs increased reported indirect ownership without an open‑market trade.

The transaction code shows acquisition through vesting: 9,868 RSUs were recorded with a price of $0.00, indicating conversion of granted units rather than a purchase.

This is a routine realization of awarded compensation and adjusts the insider's reported share count to 159,767, useful for tracking dilution and insider alignment with shareholders.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lee Susan Y

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	9,868	$0.00	--

Holdings After Transaction: Common Stock — 159,767 shares (Indirect, Rocketbox, LLC)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Susan Y

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NV 89503

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	10/02/2025		A		9,868(1)	A	$0.00	159,767	I	Rocketbox, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated April 1, 2024 (the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Susan Yun Lee	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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