ABAT director awarded 24,753 RSU shares

Accepted by SEC EDGAR 04/07/2026 - 04:00 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

American Battery Technology Co director receives RSU shares

Director Donald Richard Fezell Jr. acquired 24,753 shares of American Battery Technology Co common stock on April 6, 2026 through the vesting of Restricted Stock Units granted under his director agreement. The RSUs converted into shares at no cash cost to him.

After this vesting, Fezell directly holds a total of 359,992 shares of the company’s common stock. This transaction reflects stock-based compensation rather than an open-market purchase or sale.

Insider Trade Summary

Grant/Award: 24,753 shares

Grant/Award 1 txn

Insider Fezell Donald Richard JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	24,753	$0.00	$0.00

Holdings After Transaction: Common Stock — 359,992 shares (Direct)

Holdings Before and After: Common Stock, 335,239 to 359,992 shares (Direct)

Footnotes (1)

1. F1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

Key Figures

RSU shares vested: 24,753 shares Price per share: $0.00 per share Total shares after transaction: 359,992 shares

3 metrics

RSU shares vested 24,753 shares Common stock acquired via RSU vesting on April 6, 2026

Price per share $0.00 per share RSU conversion price for vested shares

Total shares after transaction 359,992 shares Director’s direct holdings following RSU vesting

Key Terms

Restricted Stock Units, vesting, Director Agreement

3 terms

Restricted Stock Units financial

"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vesting financial

"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

Director Agreement financial

"granted under the terms of the Director Agreement dated February 22, 2022"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ABAT director Donald Richard Fezell Jr. report?

Donald Richard Fezell Jr., a director of American Battery Technology Co (ABAT), reported acquiring 24,753 common shares via vesting of Restricted Stock Units. These RSUs were granted under his director agreement and converted into shares as part of his equity compensation package.

Was the ABAT Form 4 transaction an open-market buy or sell?

The ABAT Form 4 transaction was not an open-market trade. Fezell received 24,753 shares at a price of $0.00 per share through RSU vesting, meaning the shares were issued as compensation rather than being bought or sold in the market.

How many ABAT shares does Donald Richard Fezell Jr. hold after this RSU vesting?

After the RSU vesting, Donald Richard Fezell Jr. holds 359,992 shares of American Battery Technology Co common stock directly. This total includes the 24,753 shares that vested from Restricted Stock Units on April 6, 2026 as part of his director compensation.

What are Restricted Stock Units (RSUs) in the context of ABAT’s director compensation?

At ABAT, Restricted Stock Units are share-based awards that convert into common stock upon vesting. Each RSU granted to director Donald Richard Fezell Jr. represents the right to receive one share of American Battery Technology Co common stock when specific vesting conditions are met.

What agreement governs the RSU grant to ABAT director Donald Richard Fezell Jr.?

The RSU grant to Donald Richard Fezell Jr. is governed by a Director Agreement dated February 22, 2022, as later amended on September 22, 2023. Under this agreement, vested RSUs convert into shares of American Battery Technology Co common stock on a one-for-one basis.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fezell Donald Richard JR

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NEVADA 89503

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/06/2026		A		24,753(1)	A	$0.00	359,992	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Donald R. Fezell	04/07/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)