STOCK TITAN

Director at American Battery (ABAT) gains 11,977 vested RSU shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Co director Elizabeth Ann Lowery had 11,977 shares of common stock credited to an affiliated LLC through vesting of Restricted Stock Units (RSUs). These RSUs were granted under a Director Agreement and each unit converts into one share upon vesting.

After this award, indirect holdings reported for Lowery and Associates, LLC total 82,802 shares of American Battery Technology common stock. The transaction is a compensation-related grant, not an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Lowery Elizabeth Ann
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 11,977 $0.00 --
Holdings After Transaction: Common Stock — 82,802 shares (Indirect, Lowery and Associates, LLC)
Footnotes (1)
  1. [object Object]
RSUs vested 11,977 shares Restricted Stock Units converting into common stock
Vesting price $0.0000 per share Reported transaction price for RSU vesting
Indirect holdings after transaction 82,802 shares Common stock held via Lowery and Associates, LLC
Restricted Stock Units financial
"Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Director Agreement financial
"granted under the terms of the Director Agreement dated February 22, 2022"
indirect ownership financial
"ownership_type": "indirect", "nature_of_ownership": "Lowery and Associates, LLC""
grant, award, or other acquisition financial
"transaction_code_description": "Grant, award, or other acquisition""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lowery Elizabeth Ann

(Last)(First)(Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NEVADA 89503

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/06/2026A11,977(1)A$0.0082,802ILowery and Associates, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.
/s/ Elizabeth Ann Lowery04/07/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did ABAT director Elizabeth Ann Lowery report?

Elizabeth Ann Lowery reported the vesting of 11,977 Restricted Stock Units, each converting into one share of American Battery Technology common stock. The shares are held indirectly through Lowery and Associates, LLC as part of compensation rather than an open-market trade.

How many ABAT shares does Lowery and Associates, LLC hold after this Form 4?

Following the RSU vesting, Lowery and Associates, LLC is reported to hold 82,802 shares of American Battery Technology common stock. This figure reflects indirect ownership associated with director Elizabeth Ann Lowery as disclosed in the Form 4 filing.

Was the ABAT Form 4 transaction a market purchase or sale?

The Form 4 transaction was not a market purchase or sale. It reflects a grant or award acquisition: 11,977 Restricted Stock Units vesting into common shares as director compensation, with a reported price of $0.0000 per share upon vesting.

What agreement governs the RSUs reported in ABAT’s Form 4?

The RSUs vesting in this Form 4 were granted under a Director Agreement dated February 22, 2022, later amended on September 22, 2023. That agreement provides for Restricted Stock Units, each representing a right to receive one ABAT common share upon vesting.

How are the vested ABAT RSUs held for director Elizabeth Ann Lowery?

The vested RSUs are reflected as indirect ownership through Lowery and Associates, LLC. The Form 4 lists the ownership type as indirect, with the nature of ownership specifically identified as Lowery and Associates, LLC, rather than direct personal holdings.