American Battery Technology Co SEC Filings

American Battery Technology Co. balance-related excerpts show total liabilities of $13,858,768 and an accumulated deficit of $260,090,957. The company lists common stock with a $0.001 par value and 250,000,000 shares authorized, with 97,389,519 shares outstanding (actual) and 117,469,840 shares outstanding (adjusted). There are 925,077 shares issuable. Multiple preferred share series are authorized (Series A–D) but show nil issued and outstanding for each referenced series. The excerpt references filings including a Form 8-A filed with the SEC on September 20, 2023, and certain dates in 2025, but provides no full context for those dates or transactions.

American Battery Technology Co. (ABAT) solicits shareholder votes on the election of directors and auditor ratification and provides governance and compensation disclosures. The filing lists board members and committee assignments and notes an Insider Trading Policy that prohibits hedging with options and is posted on the company website.

The proxy discloses executive compensation detail: the CEO's reported total compensation of $3,562,483 (2024) and named executive officer totals for 2025 including $942,485 (Steven Wu), $511,008 (Scott Jolcover) and $421,326 (Jesse Deutsch). The filing records annual equity grants (Chairman: $120,000 RSUs; annual grant: $150,000 RSUs) and shows directors and executives hold 3,305,116 shares (approx. 2.80%).

Financial snapshot items shown: a reported net loss change noted as a decrease of approximately 11% in fiscal 2025 versus fiscal 2024 and a large negative amount of $(52,501,824) appearing in the disclosure tables.

American Battery Technology Co. (ABAT) reported fiscal year highlights showing continued development spending, grant awards and significant financing activity while remaining loss-making. The company had $5.0 million of restricted cash and reported a net increase in cash of $5.47 million for the period. Working capital improved to $10.9 million from $2.6 million a year earlier. ABAT recorded cost of goods sold of $14.9 million and total operating expenses that included $21.2 million G&A and $8.47 million R&D. Non-cash stock-based compensation totaled roughly $14.7 million. The company has an accumulated deficit of $260.1 million and used cash in investing activities of $2.55 million while providing $36.94 million from financing activities. ABAT received multiple government grants and tax credits, including a $144 million DOE award (of which $0.6 million invoiced as of June 30, 2025) and other grant programs with varying invoiced amounts. The company issued equity and converted debt into common shares during the year, increasing shares outstanding to roughly 97.4 million as of June 30, 2025. Material financing instruments included senior secured convertible notes with derivative accounting considerations and subsequent conversions/issuances affecting equity and loss on extinguishment. The company disclosed potential impairments and assets held-for-sale activity and continues to recognize substantial stock-based compensation and deferred tax valuation allowances.

Steven Wu, Chief Operating Officer of American Battery Technology Co (ABAT), reported changes in his beneficial ownership on Form 4. On September 16, 2025 274,617 common shares vested under his employment agreement, increasing his post-transaction holdings to 365,996 shares. The same employment arrangement also resulted in the issuance of 1,240,709 warrants with a $1.07 exercise price; those warrants vest quarterly in 1/16th increments beginning September 16, 2024, and expire five years after issuance or vesting (effectively beginning September 16, 2030). On September 18, 2025 Mr. Wu sold 117,400 common shares at $2.63 per share to cover tax liabilities related to the vesting, leaving him with 248,596 shares directly owned following the sale.

Scott Jolcover, Chief Mineral Resource Officer of American Battery Technology Company (ABAT), reported insider transactions covering early September 2025. On 09/03/2025 82,406 shares of common stock vested under his employment agreement at no cash price, increasing his direct beneficial ownership to 328,873 shares. On 09/04/2025 he sold 19,930 shares at $2.51 per share to cover the related tax liability, reducing his direct ownership to 308,943 shares. Also on 09/04/2025 the company issued 428,279 warrants to Mr. Jolcover with a $0.99 exercise price; these warrants vest 1/12th quarterly beginning October 1, 2024 and expire three years after issuance or vesting (effective beginning September 4, 2028).

Ryan Mitchell Melsert, Chief Executive Officer and Director of American Battery Technology Company (ABAT), reported equity activity in the company. Two blocks of common stock vested under compensation arrangements: 208,215 shares and 18,750 shares, which increased his direct beneficial ownership to 2,080,418 shares before a subsequent disposition. A sale of 57,780 shares at $2.51 was reported as a disposition to cover tax liabilities, leaving 2,022,638 shares beneficially owned after that sale. The filing also shows issuance of 2,525,497 warrants with a $0.99 exercise price that vest quarterly (1/16th per quarter starting October 1, 2024) and expire five years after issuance or vesting (effectively beginning September 4, 2030).