[Form 4] American Battery Technology Company Insider Trading Activity

Rhea-AI Filing Summary

Scott Jolcover, Chief Mineral Resource Officer of American Battery Technology Company (ABAT), reported insider transactions covering early September 2025. On 09/03/2025 82,406 shares of common stock vested under his employment agreement at no cash price, increasing his direct beneficial ownership to 328,873 shares. On 09/04/2025 he sold 19,930 shares at $2.51 per share to cover the related tax liability, reducing his direct ownership to 308,943 shares. Also on 09/04/2025 the company issued 428,279 warrants to Mr. Jolcover with a $0.99 exercise price; these warrants vest 1/12th quarterly beginning October 1, 2024 and expire three years after issuance or vesting (effective beginning September 4, 2028).

Insights

Securities Analyst

TL;DR: Insider received equity and warrants, sold a small tranche to cover taxes; net equity position remains sizable.

The Form 4 discloses routine equity compensation activity rather than opportunistic trading. Vesting of 82,406 shares and issuance of 428,279 warrants reflect compensation tied to employment; the subsequent sale of 19,930 shares at $2.51 was explicitly to cover tax obligations. Post-transactions direct common stock holdings totaled 308,943, and outstanding warrants provide additional potential dilution if exercised at $0.99. This filing appears procedural and compensation-driven, with no evidence of material corporate developments disclosed here.

Corporate Governance Expert

TL;DR: Transactions align with employment agreement terms; vesting and tax-sale are standard corporate governance events.

The filing documents compensation mechanics: equity vesting and warrant issuance per an employment agreement, plus a tax-covering disposition. The warrant vesting schedule (1/12th quarterly) and three-year post-vesting expiry are specified, which stakeholders can use to model potential future dilution timing. There are no departures, related-party transfers, or unusual transaction codes indicating atypical governance concerns in this disclosure.

Insider Trade Summary

Net Buyer: 428,279 shares ($423,996)

Net Buy 3 txns

Insider JOLCOVER SCOTT

Role Chief Mineral Resource Officer

Bought 428,279 shs ($424K)

Type	Security	Shares	Price	Value
Purchase	Warrants	428,279	$0.99	$424K
Tax Withholding	Common Stock	19,930	$2.51	$50K
Grant/Award	Common Stock	82,406	$0.00	--

Holdings After Transaction: Warrants — 428,279 shares (Direct); Common Stock — 308,943 shares (Direct)

Footnotes (1)

1. Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock. Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. The Warrants vest 1/12th quarterly, beginning October 1, 2024, and thereafter until fully vested. The Warrants expire three years after issuance or vesting, whichever is later, beginning September 4, 2028.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 09/05/2025 - 04:45 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

JOLCOVER SCOTT

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NV 89503

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Mineral Resource Officer

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2025		A		82,406(1)	A	$0.00	328,873	D
Common Stock	09/04/2025		F		19,930(2)	D	$2.51	308,943	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrants	$0.99	09/04/2025		P		428,279(3)		(4)	(5)	Common Stock	428,279	$0.99	428,279	D

Explanation of Responses:

1. Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.

2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.

3. Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.

4. The Warrants vest 1/12th quarterly, beginning October 1, 2024, and thereafter until fully vested.

5. The Warrants expire three years after issuance or vesting, whichever is later, beginning September 4, 2028.

	/s/ Scott Jolcover	09/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.