Welcome to our dedicated page for American Battery Technology Co SEC filings (Ticker: ABAT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
American Battery Technology Company's filings document material events for an operating critical battery minerals issuer. Form 8-K reports furnish operating and financial results, earnings-call presentations, and Regulation FD materials related to recycling operations, critical mineral manufacturing, and project development.
The filing record also covers governance and capital-structure matters, including annual meeting voting results, director elections, auditor ratification, and security-holder matters. Project and agreement disclosures include the recycling/reclamation services agreement for lithium-ion battery materials, the S-K 1300 technical report and preliminary feasibility study for the Tonopah Flats Lithium Project, NEPA baseline study and Mine Plan submissions, and grant-related material agreement disclosures.
American Battery Technology Co (ABAT) filed a Form 4 reporting that a director sold 90,000 shares of common stock at $4.34 on 11/10/2025 (transaction code S). After the sale, the reporting person beneficially owned 315,591 shares, held directly. The filing was made by one reporting person.
American Battery Technology Company (ABAT) reported Q1 FY2026 results. Revenue was $0.94 million versus $0.20 million a year ago, reflecting early-stage recycling sales. Cost of goods sold was $4.45 million, driving a gross loss of $3.52 million. Operating expenses were $6.62 million, and net loss was $10.30 million ($0.09 per share).
Liquidity improved. Cash was $30.1 million as of September 30, 2025, with total assets of $101.47 million and stockholders’ equity of $96.00 million. The company raised $21.9 million via its ATM during the quarter and, after quarter-end, reported aggregate ATM gross proceeds of $23.6 million, increasing net cash to $54.9 million as of November 3, 2025. All 2024 Notes were converted into equity, fully extinguishing $8.0 million of notes.
ABAT recorded a non‑GAAP cash cost of goods sold of $3.3 million after excluding depreciation and stock‑based compensation. The DOE $57.7 million lithium hydroxide refinery grant was terminated effective August 31, 2025; ABAT filed an appeal on October 10, 2025. Common shares outstanding were 129,969,958 as of November 3, 2025.
American Battery Technology Company entered into a Recycling/Reclamation Services Agreement (Moss Landing Amendment 2) with Veolia ES Technical Solutions on November 5, 2025. Under the agreement, Veolia will deliver lithium‑ion battery products originating from the Moss Landing Battery Energy Storage System in Monterey County, California, and ABAT will acquire and provide recycling services for those materials under the oversight of the U.S. Environmental Protection Agency.
The company characterized this as a material definitive agreement and filed the full contract as Exhibit 10.1. The filing does not detail commercial terms within this excerpt, but it confirms ABAT’s role in processing materials from a high‑profile energy storage site.
American Battery Technology Company (ABAT) CEO and Director Ryan Mitchell Melsert reported routine equity compensation activity. On 10/22/2025, 20,834 shares of Common Stock vested at $0.00, issued under the company’s equity compensation plan.
On 10/23/2025, 6,558 shares were disposed at $6.08 in a transaction identified as to cover tax liability from the vesting. Following these transactions, Melsert beneficially owned 2,783,462 shares, held directly.
American Battery Technology Company (ABAT) insider filing: the Chief Mineral Resource Officer reported two transactions. On 10/22/2025, 8,334 shares of Common Stock were acquired at $0.00 through vesting under the company’s equity compensation plan. On 10/23/2025, 1,623 shares were sold at $6.08 to cover tax withholding related to that vesting. Following these transactions, the reporting person directly beneficially owns 338,924 shares.
American Battery Technology (ABAT) CEO and director Ryan Melsert reported insider transactions on 10/16/2025. He exercised warrants to purchase 781,240 shares at $1.03 per share on a cashless basis, issuing 702,494 shares and withholding 78,746 shares.
The filing also lists a disposition of 78,746 common shares at $10.2186 on the same day. Following these transactions, he directly holds 2,769,186 common shares; derivative securities reported as 0.
American Battery Technology Company reported the completion of an S‑K 1300 Technical Report and Preliminary Feasibility Study (PFS) for its Tonopah Flats Lithium Project. The PFS, effective September 4, 2025, discloses mineral reserves and mineral resources and includes an economic assessment prepared by qualified persons from Barr Engineering, Woods Process Services, and Dahrouge Geologic Consulting.
The company furnished the full PFS as Exhibit 96.1 and a related press release as Exhibit 99.1, along with qualified person consents (Exhibits 23.1–23.3).
American Battery Technology Company reported that the U.S. Department of Energy terminated its Assistance Agreement for a $115,489,662 lithium hydroxide project, effective at the end of the budget period on August 31, 2025. The Grant had a DOE cost share of $57,744,831 matched by the Company. The Company submitted an appeal on October 10, 2025 and plans to pursue dispute resolution.
As of October 9, 2025, approximately $52 million of reimbursable DOE funds remained under the agreement, and year-to-date the Company has raised over $52 million from public markets. The Company states it intends to move forward with the project without impact to timeline or scope.
The Company also noted its Tonopah Lithium Flats Project remains a Transparency Priority Project under the National Energy Dominance Council and U.S. Federal Permitting Council, and is featured on the FAST-41 Permitting Dashboard. Separately, the Board approved bylaw amendments clarifying proxy voting, confirming employee-directors receive no additional director compensation, and aligning director removal voting standards with Nevada law, and approved updates to the Board Directors Code of Conduct.
American Battery Technology Company announced it has submitted baseline studies under the National Environmental Policy Act and a Mine Plan of Operations for its Tonopah Flats Lithium Project. The company disclosed this via a press release furnished as Exhibit 99.1 under Item 7.01 (Regulation FD Disclosure). The information is furnished and not deemed “filed” under the Exchange Act, nor incorporated by reference unless expressly stated.
Elizabeth Ann Lowery, a director of American Battery Technology Company (ABAT), reported the vesting of 9,868 Restricted Stock Units on 10/02/2025. Each RSU converts to one share upon vesting, and the transaction was recorded as an acquisition at a price of $0.00 because these were vested awards rather than open-market purchases. Following the vesting, Ms. Lowery is shown as beneficially owning 98,918 shares through Lowery and Associates, LLC.
The Form 4 indicates the RSUs were granted under a Director Agreement dated February 22, 2022, as amended September 22, 2023. The filing is a single-person Form 4 and is signed by Ms. Lowery on 10/03/2025.