Director RSUs vest at American Battery Technology (ABAT), 9,507 shares

Rhea-AI Filing Summary

American Battery Technology Company director Susan Y. Lee reported the vesting of 9,507 restricted stock units (RSUs) into common shares on January 12, 2026. The RSUs were granted under a Director Agreement dated April 1, 2024, with each RSU converting into one share upon vesting. The resulting common stock is held indirectly through Rocketbox, LLC, leaving 169,274 shares beneficially owned through that entity after the transaction. The shares were acquired at a stated price of $0.00, reflecting that this was an equity compensation vesting rather than an open‑market purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lee Susan Y

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	9,507	$0.00	--

Holdings After Transaction: Common Stock — 169,274 shares (Indirect, Rocketbox, LLC)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Susan Y

(Last) (First) (Middle)

C/O AMERICAN BATTERY TECHNOLOGY COMPANY

100 WASHINGTON STREET, SUITE 100

(Street)

RENO NV 89503

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/12/2026		A		9,507(1)	A	$0.00	169,274	I	Rocketbox, LLC

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated April 1, 2024 (the "Employment Agreement"). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

	/s/ Susan Yun Lee	01/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ABAT director Susan Y. Lee report?

Director Susan Y. Lee reported an acquisition of 9,507 shares of American Battery Technology Company common stock on January 12, 2026, from the vesting of restricted stock units (RSUs).

How many ABAT shares does the reporting person beneficially own after this Form 4?

Following the reported RSU vesting, the Form 4 shows 169,274 shares of American Battery Technology Company common stock beneficially owned, held indirectly through Rocketbox, LLC.

Was the ABAT director’s acquisition an open-market purchase?

No. The 9,507 shares were acquired at a stated price of $0.00 per share, indicating they came from the vesting of RSUs granted as director compensation rather than an open‑market purchase.

How were the ABAT shares from this transaction held?

The acquired common stock is reported as held indirectly, with the ownership form listed as "I" and the nature of ownership identified as Rocketbox, LLC.

What is the source of the RSUs that vested for the ABAT director?

The vesting RSUs were granted under the terms of a Director Agreement dated April 1, 2024, and each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.

What role does the reporting person have at American Battery Technology Company (ABAT)?

The Form 4 identifies Susan Y. Lee as a Director of American Battery Technology Company and does not indicate officer or 10% owner status.