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American Battery Technology (ABAT) director reports RSU vesting of 9,507 shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Company director Elizabeth Ann Lowery, through Lowery and Associates, LLC, acquired 9,507 shares of common stock on January 12, 2026 at a price of $0.00 per share.

The shares were delivered upon the vesting of previously granted restricted stock units under a director agreement, with each RSU converting into one share of common stock. Following this vesting, Lowery and Associates, LLC indirectly holds a total of 70,825 American Battery Technology Company shares.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lowery Elizabeth Ann

(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NV 89503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/12/2026 A 9,507(1) A $0.00 70,825 I Lowery and Associates, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.
/s/ Elizabeth Ann Lowery 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ABAT report for Elizabeth Ann Lowery?

ABAT reported that director Elizabeth Ann Lowery, via Lowery and Associates, LLC, acquired 9,507 shares of common stock on January 12, 2026 at $0.00 per share through RSU vesting.

Was this an open-market purchase or a grant for ABAT director Lowery?

The transaction reflects the vesting of restricted stock units (RSUs), not an open-market purchase. Each vested RSU converted into one share of American Battery Technology Company common stock.

How many ABAT shares does Lowery indirectly own after this transaction?

After the RSU vesting, Lowery and Associates, LLC indirectly owns 70,825 shares of American Battery Technology Company common stock.

In whose name are the ABAT shares held for director Lowery?

The shares are held indirectly through Lowery and Associates, LLC, which is identified as the nature of ownership for this insider position.

What are RSUs in the context of ABAT director compensation?

Restricted stock units (RSUs) are equity awards that give the holder the right to receive one share of American Battery Technology Company common stock per unit upon vesting, as described for Lowery’s director agreement.

What agreement governs the RSU grant to ABAT director Lowery?

The RSU grant vested under the terms of a Director Agreement dated February 22, 2022, which was amended on September 22, 2023.

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Waste Management
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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