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American Battery Technology (ABAT) officer reports share vesting and tax sale

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

American Battery Technology Company officer reports equity award activity. Chief Mineral Resource Officer Scott Jolcover reported the vesting of 8,333 shares of common stock on 01/20/2026, issued at a stated price of $0.00 under the company’s employee equity compensation plan. On 01/21/2026, he disposed of 2,454 shares of common stock at $4.87 per share in a transaction coded "F," which reflects shares sold to cover tax liabilities from the vesting. Following these transactions, Jolcover directly beneficially owns 351,471 shares of American Battery Technology common stock.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JOLCOVER SCOTT

(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NV 89503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Mineral Resource Officer
3. Date of Earliest Transaction (Month/Day/Year)
01/20/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/20/2026 A 8,333(1) A $0.00 353,925 D
Common Stock 01/21/2026 F 2,454(2) D $4.87 351,471 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
2. Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
/s/ Scott Jolcover 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider activity did ABAT report for Scott Jolcover?

American Battery Technology Company reported that Chief Mineral Resource Officer Scott Jolcover had 8,333 shares of common stock vest on 01/20/2026, and then disposed of 2,454 shares on 01/21/2026 in a transaction related to tax withholding.

How many ABAT shares vested for Scott Jolcover in this Form 4?

The filing shows that 8,333 shares of American Battery Technology common stock vested on 01/20/2026, pursuant to the company’s employee equity compensation plan.

Why did Scott Jolcover sell 2,454 ABAT shares?

According to the footnotes, the 2,454 shares of common stock disposed of on 01/21/2026 were sold to cover tax liability associated with the vesting of the previously awarded common stock.

At what price were the ABAT shares sold to cover taxes?

The shares disposed of in the tax-related transaction on 01/21/2026 were reported at a price of $4.87 per share.

How many ABAT shares does Scott Jolcover own after these transactions?

After the reported vesting and tax-related sale, Scott Jolcover directly beneficially owns 351,471 shares of American Battery Technology common stock.

What is Scott Jolcover’s role at American Battery Technology Company?

Scott Jolcover is an officer of American Battery Technology Company, serving as the Chief Mineral Resource Officer, as disclosed in the Form 4.

American Battery Technology Co

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614.11M
124.50M
5.43%
19.03%
12.65%
Waste Management
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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United States
RENO