STOCK TITAN

ABAT Director Fezell Converts 20,394 RSUs, Holdings Now 405,591

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Donald R. Fezell, a director of American Battery Technology Co (ABAT), reported the vesting and issuance of 20,394 shares of common stock on 10/02/2025. The shares were issued at a price of $0.00 as they represent vested Restricted Stock Units granted under the Director Agreement dated February 22, 2022 and amended on September 22, 2023. After this transaction, Mr. Fezell beneficially owns 405,591 shares. The Form 4 was signed by Mr. Fezell on 10/03/2025. The filing shows this was a routine vesting of RSUs and not a market purchase or sale.

Positive

  • 20,394 shares vested and were issued to a director, increasing insider alignment
  • Director's total beneficial ownership rose to 405,591 shares after vesting

Negative

  • None.

Insights

Director RSU vesting added 20,394 shares, raising holdings to 405,591.

This Form 4 documents a non‑cash issuance: 20,394 RSUs vested on 10/02/2025 and converted into common shares at $0.00, per the Director Agreement originally dated 02/22/2022 and amended 09/22/2023. The filing is signed and routine, reflecting compensation settlement rather than open‑market activity.

Why it matters: insiders increasing stake through vesting can align interests with shareholders because the director now directly holds more shares. There is no disclosed sale or change in derivative holdings, so immediate dilution or liquidity events are not indicated by this filing.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fezell Donald Richard JR

(Last) (First) (Middle)
C/O AMERICAN BATTERY TECHNOLOGY COMPANY
100 WASHINGTON STREET, SUITE 100

(Street)
RENO NV 89503

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
AMERICAN BATTERY TECHNOLOGY Co [ ABAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
10/02/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 10/02/2025 A 20,394(1) A $0.00 405,591 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents the vesting of Restricted Stock Units ("RSUs"), granted under the terms of the Director Agreement dated February 22, 2022 (the "Employment Agreement"), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.
/s/ Donald R. Fezell 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did ABAT director Donald R. Fezell report on Form 4?

He reported the vesting and issuance of 20,394 common shares on 10/02/2025, resulting in 405,591 shares beneficially owned.

Were the shares acquired by Donald R. Fezell purchased or granted?

The shares were issued upon vesting of Restricted Stock Units (RSUs) and were recorded at a price of $0.00, indicating a grant conversion rather than a cash purchase.

What agreement governed the RSU grant that vested?

The RSUs were granted under the Director Agreement dated 02/22/2022, as amended on 09/22/2023.

Does the Form 4 show any sales or derivative transactions by the director?

No. The filing reports only the vesting and issuance of RSUs; there are no sales or derivative transactions disclosed.

When was the Form 4 signed and filed?

The Form 4 bears the reporting signature of Donald R. Fezell dated 10/03/2025.
American Battery Technology Co

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531.58M
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Waste Management
Mining & Quarrying of Nonmetallic Minerals (no Fuels)
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United States
RENO